RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Global Financial Private Capital, Inc.$116,110$2,287,938,176$2,287,938,176
2Water Oak Advisors, Llc$1,111,937$2,101,164,206$144,948,809$2,246,113,015
3Resource Consulting Group$889,343$2,030,370,126$2,030,370,126
4Yale Capital Corp.$18,042,448$1,912,499,533$1,912,499,533
5Heritage Investment Group, Inc.$752,287$1,354,868,446$1,354,868,446
6Dakota Wealth, Llc$497,262$1,138,772,443$3,935,548$1,142,707,991
7Sound Income Strategies, Llc$121,956$1,107,534,019$65,071,075$1,172,605,094
8Slatestone Wealth Llc$575,380$1,028,033,310$12,828,307$1,040,861,617
9J. L. Bainbridge & Co., Inc.$441,076$812,903,745$812,903,745
10Mmbg Investment Advisors Co.$14,587,444$787,721,993$787,721,993
11Fourthought Private Wealth$322,663$732,122,156$732,122,156
12Affiliated Private Investors Llc$22,421,314$672,639,433$672,639,433
13Moisand Fitzgerald Tamayo, Llc$276,893$648,180,983$2,239,948$650,420,931
14Ars Wealth Advisors$417,709$627,044,500$10,379,918$637,424,418
15Suncoast Equity Management, Llc$697,117$583,486,835$583,486,835
16Aviance Capital Partners Llc$1,054,623$565,003,592$29,803,554$594,807,146
17Firestone Capital Management Inc$500,737$539,100,000$4,700,000$543,800,000
18Landsberg Bennett Private Wealth Management$335,781$530,092,987$184,113,933$714,206,920
19Blue Ocean Capital$1,080,615$514,372,567$514,372,567
20Noesis Capital Management Corp$623,962$472,821,392$48,811,047$521,632,439
21Biltmore Capital Advisors$552,155$437,859,206$437,859,206
22Tobias Financial Advisors$366,212$410,400,000$18,800,000$429,200,000
23Swm Advisors$8,644,261$405,645,440$9,279,090$414,924,530
24Intrepid Capital Management Inc$1,362,783$380,985,546$11,495,889$392,481,435
25B&C Financial Advisors$369,427$365,048,009$5,118,314$370,166,323
26Bray Capital Advisors, Llc$1,417,243$355,727,994$355,727,994
27Compass Financial Group, Inc.$867,415$340,894,250$340,894,250
28Rainey & Randall Investment Management, Inc.$490,504$322,751,407$322,751,407
29Truadvice Llc$98,512$322,007,324$521,335$322,528,659
30Global Trust$466,515$319,349,235$13,742,260$333,091,495
31Arbor Wealth Management, Llc$322,953$313,910,486$313,910,486
32Castle Wealth Management$527,653$310,276,479$44,834,019$355,110,498
33Paragon Wealth Strategies, Llc.$312,990$308,912,787$11,902,436$320,815,223
34Gyroscope Capital Management Group Llc$464,329$286,955,486$286,955,486
35Core Wealth Advisors, Inc.$495,117$267,237,081$125,911$267,362,992
36Winning Points Advisors, L.L.C.$535,383$267,155,930$267,155,930
37Integra Capital Advisors$456,525$256,110,456$256,110,456
38American Asset Management Inc.$725,738$251,105,460$251,105,460
39Madden Advisory Services, Inc.$474,550$248,189,556$248,189,556
40Rwm Asset Management, Llc$1,615,301$240,151,211$528,571$240,679,782
41Compound Family Offices, Llc$2,188,962$238,596,854$238,596,854
42Disciplined Equity Management, Inc.$410,166$237,896,157$237,896,157
43Disciplined Equity Management, Inc.$410,166$237,896,157$237,896,157
44Allgen Financial Advisors, Inc.$151,804$235,296,000$235,296,000
45Investment Advisory Professionals Llc$1,602,143$224,300,000$224,300,000
46Life Planning Partners, Inc.$351,531$216,287,082$607,540$216,894,622
47Saltmarsh Financial Advisors, L.L.C.$525,606$211,293,758$211,293,758
48Banyan Global Investment Advisors, Llc$1,475,913$208,103,708$208,103,708
49Client 1St Advisory Group$300,733$179,375,943$3,470,000$182,845,943
50Northstar Financial Planners, Inc.$646,919$175,314,992$175,314,992
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Showing 1 to 50 of 89 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.