RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Fitzroy Investment Advisors LLC | $10,691,404 | — | $513,187,389 | $513,187,389 |
| 2 | W.E. Family Offices, LLC | $118,612,102 | — | $10,200,640,735 | $10,200,640,735 |
| 3 | Tim Looney Investments, LLC | $279,169 | — | $288,102,838 | $288,102,838 |
| 4 | American Financial Advisors Inc | $439,769 | — | $635,027,053 | $635,027,053 |
| 5 | BALDWIN & ASSOCIATES | $280,842 | — | $154,744,210 | $154,744,210 |
| 6 | Carpenter, Claydon Advisors, Inc. | $607,499 | $4,542,103 | $180,744,943 | $185,287,046 |
| 7 | Lawrence Financial Planning, LLC | $1,519,693 | $8,093,794 | $102,843,818 | $110,937,612 |
| 8 | Luma Capital LLC | $3,180,867 | $44,584,064 | $146,267,926 | $190,851,990 |
| 9 | MNS Financial Management, L.L.C. | $352,616 | $49,950,941 | $245,893,962 | $295,844,903 |
| 10 | Guardsman Private Capital Management, Inc. | $5,437,722 | $80,942,166 | $60,438,610 | $141,380,776 |
| 11 | ASTON CAPITAL MANAGEMENT | $35,957,045 | $95,690,038 | $263,880,409 | $359,570,447 |
| 12 | Bauerle Financial, Inc | $199,129 | $95,761,933 | $6,988,778 | $102,750,711 |
| 13 | Kairos Private Wealth, Inc. | $208,531 | $99,666,710 | $6,892,413 | $106,559,123 |
| 14 | Holifield Financial Advisory Services, Inc | $281,860 | $104,100,000 | $26,683,000 | $130,783,000 |
| 15 | Sea Hunter Capital LLC | $1,409,919 | $107,153,851 | — | $107,153,851 |
| 16 | Spectra Investment Management, LLC | $1,452,239 | $112,983,080 | $3,196,046 | $116,179,126 |
| 17 | Matthias Private Wealth, LLC | $395,091 | $113,003,893 | $28,833,854 | $141,837,747 |
| 18 | Forza Wealth Management, LLC | $559,084 | $113,830,753 | $1,899,714 | $115,730,467 |
| 19 | Orca Wealth Management, LLC | $321,646 | $115,970,487 | $15,582,589 | $131,553,076 |
| 20 | Grand Central Investment Group, LLC | $327,513 | $118,137,928 | $27,277,802 | $145,415,730 |
| 21 | Bluekey Wealth Advisors, LLC | $360,955 | $120,288,147 | $3,519,356 | $123,807,503 |
| 22 | The Tenret Company, LLC | $1,347,810 | $121,302,898 | — | $121,302,898 |
| 23 | Belleair Asset Management, LLC | $616,908 | $121,890,769 | $57,012,611 | $178,903,380 |
| 24 | Wall Advisors, Inc. | $314,872 | $121,906,371 | $4,042,567 | $125,948,938 |
| 25 | Antonetti Capital Management, LLC | $442,318 | $124,066,808 | $22,340,344 | $146,407,152 |
| 26 | Macke Financial Advisory Group, Inc. | $292,351 | $125,216,369 | $10,141,963 | $135,358,332 |
| 27 | TOTAL WEALTH PLANNING AND MANAGEMENT, INC. | $191,971 | $125,626,874 | $1,841,798 | $127,468,672 |
| 28 | Davis Capital Management LLC | $345,013 | $128,000,000 | — | $128,000,000 |
| 29 | Vesta Wealth Management, LLC | $490,528 | $131,573,787 | $26,376,212 | $157,949,999 |
| 30 | Naples Money Management LLC | $848,362 | $133,909,619 | $12,008,563 | $145,918,182 |
| 31 | Mattia And Associates, L.L.C. | $399,085 | $134,092,580 | — | $134,092,580 |
| 32 | Campbell Financial Partners, LLC | $320,541 | $134,947,835 | — | $134,947,835 |
| 33 | RD Lewis Holdings, Inc. | $251,060 | $139,840,420 | — | $139,840,420 |
| 34 | G & O Financial Services, Inc. | $1,430,591 | $142,852,972 | $14,512,056 | $157,365,028 |
| 35 | FORTRESS WEALTH GROUP, LLC | $370,000 | $145,000,000 | $40,000,000 | $185,000,000 |
| 36 | Dorman Financial Management, P.A. | $166,121 | $152,081,722 | $1,414,074 | $153,495,796 |
| 37 | Utopia Wealth Management, LLC | $2,306,575 | $152,233,921 | — | $152,233,921 |
| 38 | ACCURATE WEALTH MANAGEMENT, LLC | $91,284 | $155,000,000 | — | $155,000,000 |
| 39 | Fiduciary Wealth Advisors, LLC | $3,559,422 | $157,000,423 | $81,480,837 | $238,481,260 |
| 40 | Financial Management Concepts | $267,870 | $158,311,295 | — | $158,311,295 |
| 41 | Rivertree Advisors, LLC | $557,310 | $158,917,261 | $2,702,748 | $161,620,009 |
| 42 | Madden Advisory Services, Inc. | $272,540 | $159,163,230 | — | $159,163,230 |
| 43 | Firstrust LLC | $1,273,381 | $166,000,000 | $11,000,000 | $177,000,000 |
| 44 | TCWP LLC | $362,279 | $166,626,166 | $5,456,496 | $172,082,662 |
| 45 | Treasure Coast Financial Planning, Inc. | $312,549 | $167,213,692 | — | $167,213,692 |
| 46 | Alhambra Investment Partners LLC | $539,676 | $169,945,147 | $32,433,307 | $202,378,454 |
| 47 | Rutherford Asset Planning, Inc. | $567,429 | $173,065,840 | — | $173,065,840 |
| 48 | Cathy Pareto And Associates, Inc. | $389,965 | $173,924,464 | — | $173,924,464 |
| 49 | River Capital Advisors, Lc | $469,193 | $175,300,052 | $55,073,616 | $230,373,668 |
| 50 | Millares Asset Management, LLC | $1,045,251 | $176,647,383 | — | $176,647,383 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Carline Murphy.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
