RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Fourthought Financial, LLC$363,624$950,514,383$950,514,383
52G & O Financial Services, Inc.$1,430,591$142,852,972$14,512,056$157,365,028
53Global Trust Asset Management, LLC$518,929$324,658,341$15,240,362$339,898,703
54Grand Central Investment Group, LLC$327,513$118,137,928$27,277,802$145,415,730
55Guardsman Private Capital Management, Inc.$5,437,722$80,942,166$60,438,610$141,380,776
56Gyroscope Capital Management Group LLC$455,775$240,649,424$240,649,424
57Heritage Investment Group, Inc.$756,055$1,388,116,487$1,388,116,487
58Holifield Financial Advisory Services, Inc$281,860$104,100,000$26,683,000$130,783,000
59Investment Advisory Professionals LLC$574,572$235,000,000$235,000,000
60J. L. Bainbridge & Co., Inc.$454,366$783,326,590$783,326,590
61Kairos Private Wealth, Inc.$208,531$99,666,710$6,892,413$106,559,123
62King Wealth Management Group, LLC$407,953$604,325,100$16,171,640$620,496,740
63Landsberg, Bennett, & Dubbaneh LLC$381,480$760,022,048$117,381,359$877,403,407
64Lawrence Financial Planning, LLC$1,519,693$8,093,794$102,843,818$110,937,612
65Life Planning Partners, Inc.$409,774$231,972,894$778,956$232,751,850
66Lubitz Linda S Cfp Pa$338,950$219,978,574$219,978,574
67Luma Capital LLC$3,180,867$44,584,064$146,267,926$190,851,990
68Macke Financial Advisory Group, Inc.$292,351$125,216,369$10,141,963$135,358,332
69Madden Advisory Services, Inc.$272,540$159,163,230$159,163,230
70Matthias Private Wealth, LLC$395,091$113,003,893$28,833,854$141,837,747
71Mattia And Associates, L.L.C.$399,085$134,092,580$134,092,580
72Millares Asset Management, LLC$1,045,251$176,647,383$176,647,383
73MNS Financial Management, L.L.C.$352,616$49,950,941$245,893,962$295,844,903
74Moisand Fitzgerald Tamayo, LLC$290,710$735,319,371$7,445,057$742,764,428
75Naples Money Management LLC$848,362$133,909,619$12,008,563$145,918,182
76Noesis Capital Management Corp$660,370$501,745,999$49,002,932$550,748,931
77Northstar Financial Planners, Inc.$245,309$180,792,475$180,792,475
78Orca Wealth Management, LLC$321,646$115,970,487$15,582,589$131,553,076
79Paragon Wealth Strategies, LLC.$370,009$450,141,526$17,550,345$467,691,871
80PRIVATE CAPITAL MANAGEMENT$2,353,596$793,161,990$793,161,990
81Rainey & Randall Investment Management, Inc.$555,963$371,383,167$371,383,167
82RD Lewis Holdings, Inc.$251,060$139,840,420$139,840,420
83Resource Consulting Group Inc$886,231$2,193,422,143$2,193,422,143
84River Capital Advisors, Lc$469,193$175,300,052$55,073,616$230,373,668
85Rivertree Advisors, LLC$557,310$158,917,261$2,702,748$161,620,009
86RM Private Wealth Management Inc.$1,141,176$194,000,000$194,000,000
87Rutherford Asset Planning, Inc.$567,429$173,065,840$173,065,840
88Saltmarsh Financial Advisors, L.L.C.$519,966$228,785,000$228,785,000
89Sea Hunter Capital LLC$1,409,919$107,153,851$107,153,851
90Sky Alpha Asset Advisors LLC$614,845$247,167,637$247,167,637
91Slatestone Wealth LLC$750,165$838,867,989$6,567,414$845,435,403
92Spectra Investment Management, LLC$1,452,239$112,983,080$3,196,046$116,179,126
93Spraker Wealth Management Inc$532,721$192,844,866$192,844,866
94Suncoast Equity Management, LLC$802,038$850,160,087$850,160,087
95TCWP LLC$362,279$166,626,166$5,456,496$172,082,662
96Texas Yale Capital Corp.$19,116,143$2,045,427,322$2,045,427,322
97The High Net Worth Advisory Group, LLC$674,505$347,165,542$56,188,699$403,354,241
98The Tenret Company, LLC$1,347,810$121,302,898$121,302,898
99The Ullmann Financial Group, Inc.$717,032$575,098,518$7,131,266$582,229,784
100Tim Looney Investments, LLC$279,169$288,102,838$288,102,838
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.