RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tim Looney Investments, Llc$240,984$221,223,177$221,223,177
2Baldwin & Associates$253,949$137,132,368$137,132,368
3Carpenter, Claydon Advisors, Inc.$490,976$3,121,186$147,608,582$150,729,768
4Marquis Wealth Management Group$255,100$33,386,855$172,989,406$206,376,261
5Third Lake Partners, Llc$31,792,822$61,421,286$65,750,000$127,171,286
6Holifield Financial Advisory Services/Prosper Financial Advisers$224,802$87,700,000$25,600,000$113,300,000
7Grand Central Investment Group, Llc$281,573$100,229,211$27,886,416$128,115,627
8Cathy Pareto And Associates$293,360$122,917,645$122,917,645
9Core Wealth Management, Inc.$245,358$126,113,809$126,113,809
10Financial Management Concepts$229,459$126,202,465$126,202,465
11Financial Harvest Wealth Advisors$246,668$131,091,659$3,835,522$134,927,181
12Dorman Financial Management, P.A.$160,856$131,326,417$1,540,893$132,867,310
13Treasure Coast Financial Planning, Inc.$250,690$135,873,716$135,873,716
14Saltmarsh Financial Advisors, L.L.C.$475,858$150,371,000$150,371,000
15Adam Financial Associates Inc$254,438$160,804,820$160,804,820
16Client 1St Advisory Group$308,463$168,719,720$3,094,000$171,813,720
17Brightwater Advisory, Llc$317,549$177,108,060$6,117,690$183,225,750
18Disciplined Equity Management, Inc.$345,618$182,140,640$182,140,640
19American Asset Management Inc.$397,318$198,659,000$198,659,000
20Integra Capital Advisors$757,417$199,400,649$3,586,989$202,987,638
21Core Wealth Advisors, Inc.$427,234$208,797,607$119,574$208,917,181
22The Lubitz Financial Group$1,526,558$215,244,678$215,244,678
23Arbor Wealth Management, Llc$258,824$226,212,310$226,212,310
24Global Trust$370,579$242,448,340$15,474,949$257,923,289
25B&C Financial Advisors$290,623$276,078,575$5,244,755$281,323,330
26Paragon Wealth Strategies, Llc.$992,875$283,198,525$10,692,432$293,890,957
27Madden Advisory Services, Inc.$369,956$291,525,085$291,525,085
28Noesis Capital Management Corp$581,059$425,245,523$70,397,949$495,643,472
29Moisand Fitzgerald Tamayo, Llc$257,040$539,789,104$3,592,542$543,381,646
30Doyle Wealth Management, Inc.$427,513$843,731,100$9,584,100$853,315,200
31Dakota Wealth, Llc$1,161,099$1,002,028,803$1,002,028,803
32Water Oak Advisors, Llc$1,007,750$1,824,189,958$149,991,730$1,974,181,688

Showing 1 to 32 of 32 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.