RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Holifield Financial Advisory Services/Prosper Financial Advisers$224,802$87,700,000$25,600,000$113,300,000
2Cathy Pareto And Associates$293,360$122,917,645$122,917,645
3Core Wealth Management, Inc.$245,358$126,113,809$126,113,809
4Financial Management Concepts$229,459$126,202,465$126,202,465
5Third Lake Partners, Llc$31,792,822$61,421,286$65,750,000$127,171,286
6Grand Central Investment Group, Llc$281,573$100,229,211$27,886,416$128,115,627
7Dorman Financial Management, P.A.$160,856$131,326,417$1,540,893$132,867,310
8Financial Harvest Wealth Advisors$246,668$131,091,659$3,835,522$134,927,181
9Treasure Coast Financial Planning, Inc.$250,690$135,873,716$135,873,716
10Baldwin & Associates$253,949$137,132,368$137,132,368
11Saltmarsh Financial Advisors, L.L.C.$475,858$150,371,000$150,371,000
12Carpenter, Claydon Advisors, Inc.$490,976$3,121,186$147,608,582$150,729,768
13Adam Financial Associates Inc$254,438$160,804,820$160,804,820
14Client 1St Advisory Group$308,463$168,719,720$3,094,000$171,813,720
15Disciplined Equity Management, Inc.$345,618$182,140,640$182,140,640
16Brightwater Advisory, Llc$317,549$177,108,060$6,117,690$183,225,750
17American Asset Management Inc.$397,318$198,659,000$198,659,000
18Integra Capital Advisors$757,417$199,400,649$3,586,989$202,987,638
19Marquis Wealth Management Group$255,100$33,386,855$172,989,406$206,376,261
20Core Wealth Advisors, Inc.$427,234$208,797,607$119,574$208,917,181
21The Lubitz Financial Group$1,526,558$215,244,678$215,244,678
22Tim Looney Investments, Llc$240,984$221,223,177$221,223,177
23Arbor Wealth Management, Llc$258,824$226,212,310$226,212,310
24Global Trust$370,579$242,448,340$15,474,949$257,923,289
25B&C Financial Advisors$290,623$276,078,575$5,244,755$281,323,330
26Madden Advisory Services, Inc.$369,956$291,525,085$291,525,085
27Paragon Wealth Strategies, Llc.$992,875$283,198,525$10,692,432$293,890,957
28Noesis Capital Management Corp$581,059$425,245,523$70,397,949$495,643,472
29Moisand Fitzgerald Tamayo, Llc$257,040$539,789,104$3,592,542$543,381,646
30Doyle Wealth Management, Inc.$427,513$843,731,100$9,584,100$853,315,200
31Dakota Wealth, Llc$1,161,099$1,002,028,803$1,002,028,803
32Water Oak Advisors, Llc$1,007,750$1,824,189,958$149,991,730$1,974,181,688

Showing 1 to 32 of 32 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.