RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | CLUNE & ASSOCIATES | $571,938 | — | $338,015,280 | $338,015,280 |
| 2 | BROWNSON, REHMUS & FOXWORTH, INC. | $1,402,150 | — | $5,570,743,864 | $5,570,743,864 |
| 3 | LOWERY ASSET CONSULTING, LLC | $2,077,340 | — | $806,007,956 | $806,007,956 |
| 4 | FOUNTAINHEAD FINANCIAL, LLC | $2,896,512 | — | $249,100,000 | $249,100,000 |
| 5 | HEMSLEY ADVISORS, LTD. | $629,286 | $12,639,589 | $375,000,575 | $387,640,164 |
| 6 | INTEROCEAN CAPITAL - TN, LLC | $1,434,570 | $97,616,846 | $18,583,340 | $116,200,186 |
| 7 | CAPITAL MANAGEMENT CONSULTANTS, INC. | $312,839 | $102,311,030 | $1,551,412 | $103,862,442 |
| 8 | FOCUS FINANCIAL ADVISORS | $272,157 | $109,679,160 | — | $109,679,160 |
| 9 | MODEL WEALTH | $412,639 | $115,538,914 | — | $115,538,914 |
| 10 | PATRICK M. SWEENEY & ASSOCIATES, INC | $659,626 | $118,879,700 | $7,768,503 | $126,648,203 |
| 11 | MARK BELL ADVISORY SERVICES, INC. | $901,653 | $124,428,155 | — | $124,428,155 |
| 12 | PRISM PLANNING PARTNERS | $647,357 | $127,529,414 | — | $127,529,414 |
| 13 | STONE ISLAND FINANCIAL PLANNING | $475,363 | $131,675,568 | — | $131,675,568 |
| 14 | OAK WEALTH ADVISORS LLC | $2,184,615 | $141,300,000 | $700,000 | $142,000,000 |
| 15 | HOLDER WEALTH MANAGEMENT | $236,488 | $141,420,000 | — | $141,420,000 |
| 16 | COGENT STRATEGIC WEALTH | $503,614 | $148,062,638 | — | $148,062,638 |
| 17 | THE PLANNING GROUP | $286,781 | $148,884,033 | $3,110,001 | $151,994,034 |
| 18 | CAFG WEALTH MANAGEMENT, INC. | $213,699 | $156,641,548 | — | $156,641,548 |
| 19 | COE CAPITAL MANAGEMENT, LLC | $881,483 | $156,900,207 | $3,794 | $156,904,001 |
| 20 | CHICAGO WEALTH MANAGEMENT, INC. | $213,312 | $158,917,337 | — | $158,917,337 |
| 21 | STERLING WEALTH MANAGEMENT, INC. | $459,748 | $161,831,305 | — | $161,831,305 |
| 22 | MENDEL MONEY MANAGEMENT INC | $1,076,178 | $173,264,644 | — | $173,264,644 |
| 23 | ARLINGTON CAPITAL MANAGEMENT, INC. | $239,835 | $174,359,765 | — | $174,359,765 |
| 24 | SEBOLD CAPITAL MANAGEMENT, INC | $305,515 | $176,694,984 | $29,222,292 | $205,917,276 |
| 25 | DETTERBECK WEALTH MANAGEMENT | $318,574 | $180,052,779 | $18,737,359 | $198,790,138 |
| 26 | BLUESTEM FINANCIAL ADVISORS, LLC | $269,712 | $185,338,616 | $7,505,194 | $192,843,810 |
| 27 | CAMBRIDGE CAPITAL MANAGEMENT, LLC | $243,962 | $186,471,902 | $28,214,248 | $214,686,150 |
| 28 | SILIGMUELLER & NORVID WEALTH ADVISORS LLC | $2,221,437 | $193,265,000 | — | $193,265,000 |
| 29 | PIERSHALE FINANCIAL GROUP, INC. | $191,613 | $195,954,123 | $19,610,508 | $215,564,631 |
| 30 | SCHLINDWEIN ASSOCIATES LLC | $426,819 | $197,617,342 | — | $197,617,342 |
| 31 | HENDRICKS WEALTH AND ESTATE MANAGEMENT | $111,697 | $202,005,432 | $6,086,262 | $208,091,694 |
| 32 | REZNY WEALTH MANAGEMENT, INC. | $535,391 | $202,727,722 | $720,730 | $203,448,452 |
| 33 | OAK FAMILY ADVISORS, LLC | $541,684 | $205,200,000 | $58,600,000 | $263,800,000 |
| 34 | ADVISORY PARTNERS, LLC | $1,181,585 | $207,958,889 | — | $207,958,889 |
| 35 | ALEX GREEN INVESTMENT MANAGEMENT LLC | $1,912,911 | $208,507,248 | — | $208,507,248 |
| 36 | TRINITY FINANCIAL ADVISORS LLC | $334,029 | $212,108,419 | — | $212,108,419 |
| 37 | EDGE FINANCIAL ADVISORS, LLC | $495,087 | $227,793,947 | $2,421,733 | $230,215,680 |
| 38 | MIRAMAR CAPITAL | $876,123 | $232,088,206 | $16,730,737 | $248,818,943 |
| 39 | RUEDI WEALTH MANAGEMENT, INC. | $276,005 | $236,004,257 | $15,436,584 | $251,440,841 |
| 40 | OFM WEALTH | $327,095 | $237,059,675 | $9,242,757 | $246,302,432 |
| 41 | GRAYBILL BARTZ ASSOCIATES, LTD | $562,550 | $251,142,175 | $14,943,945 | $266,086,120 |
| 42 | ZIMMERMAN WEALTH MANAGEMENT, LLC | $1,729,005 | $264,537,751 | — | $264,537,751 |
| 43 | GRYPHON ADVISORS, LLC | $271,234 | $271,497,614 | $78,664,850 | $350,162,464 |
| 44 | HERITAGE WAY ADVISORS, L.L.C. | $638,602 | $298,227,333 | — | $298,227,333 |
| 45 | PINNACLE FINANCIAL GROUP LLC | $402,544 | $308,666,238 | $36,313,601 | $344,979,839 |
| 46 | SPOTLIGHT ASSET GROUP | $352,577 | $319,430,093 | $84,270,642 | $403,700,735 |
| 47 | PROMUS CAPITAL, LLC | $2,418,712 | $326,336,578 | $522,631,415 | $848,967,993 |
| 48 | SHANKERVALLEAU WEALTH ADVISORS, INC. | $597,528 | $331,373,299 | $5,632,626 | $337,005,925 |
| 49 | THE MOSAIC FINANCIAL GROUP, LLC | $1,639,451 | $386,033,526 | $589,440,046 | $975,473,572 |
| 50 | OPTIMUM INVESTMENT ADVISORS, LLC | $571,670 | $418,441,463 | $33,749,800 | $452,191,263 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
