RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1HENDRICKS WEALTH AND ESTATE MANAGEMENT$111,697$202,005,432$6,086,262$208,091,694
2PIERSHALE FINANCIAL GROUP, INC.$191,613$195,954,123$19,610,508$215,564,631
3CHICAGO WEALTH MANAGEMENT, INC.$213,312$158,917,337$158,917,337
4CAFG WEALTH MANAGEMENT, INC.$213,699$156,641,548$156,641,548
5HOLDER WEALTH MANAGEMENT$236,488$141,420,000$141,420,000
6ARLINGTON CAPITAL MANAGEMENT, INC.$239,835$174,359,765$174,359,765
7CAMBRIDGE CAPITAL MANAGEMENT, LLC$243,962$186,471,902$28,214,248$214,686,150
8BLUESTEM FINANCIAL ADVISORS, LLC$269,712$185,338,616$7,505,194$192,843,810
9GRYPHON ADVISORS, LLC$271,234$271,497,614$78,664,850$350,162,464
10FOCUS FINANCIAL ADVISORS$272,157$109,679,160$109,679,160
11RUEDI WEALTH MANAGEMENT, INC.$276,005$236,004,257$15,436,584$251,440,841
12THE PLANNING CENTER, INC.$281,735$720,848,277$55,613,846$776,462,123
13THE PLANNING GROUP$286,781$148,884,033$3,110,001$151,994,034
14SEBOLD CAPITAL MANAGEMENT, INC$305,515$176,694,984$29,222,292$205,917,276
15CAPITAL MANAGEMENT CONSULTANTS, INC.$312,839$102,311,030$1,551,412$103,862,442
16DETTERBECK WEALTH MANAGEMENT$318,574$180,052,779$18,737,359$198,790,138
17OFM WEALTH$327,095$237,059,675$9,242,757$246,302,432
18TRINITY FINANCIAL ADVISORS LLC$334,029$212,108,419$212,108,419
19SPOTLIGHT ASSET GROUP$352,577$319,430,093$84,270,642$403,700,735
20KEB WEALTH ADVISORS$382,206$567,849,223$88,398,804$656,248,027
21PRIVATE VISTA, LLC$398,521$1,564,290,000$112,289,023$1,676,579,023
22PINNACLE FINANCIAL GROUP LLC$402,544$308,666,238$36,313,601$344,979,839
23MODEL WEALTH$412,639$115,538,914$115,538,914
24SCHLINDWEIN ASSOCIATES LLC$426,819$197,617,342$197,617,342
25STERLING WEALTH MANAGEMENT, INC.$459,748$161,831,305$161,831,305
26FINANCIAL SOLUTIONS ADVISORY GROUP$473,810$597,000,000$597,000,000
27MOLLER FINANCIAL SERVICES$474,557$441,812,970$441,812,970
28STONE ISLAND FINANCIAL PLANNING$475,363$131,675,568$131,675,568
29EDGE FINANCIAL ADVISORS, LLC$495,087$227,793,947$2,421,733$230,215,680
30RAPPAPORT REICHES CAPITAL MANAGEMENT,$501,050$574,704,366$574,704,366
31COGENT STRATEGIC WEALTH$503,614$148,062,638$148,062,638
32REZNY WEALTH MANAGEMENT, INC.$535,391$202,727,722$720,730$203,448,452
33THE MATHER GROUP, LLC$538,579$3,660,737,077$252,576,651$3,913,313,728
34OAK FAMILY ADVISORS, LLC$541,684$205,200,000$58,600,000$263,800,000
35TC WEALTH PARTNERS, LLC$547,821$884,641,351$16,523,880$901,165,231
36GRAYBILL BARTZ ASSOCIATES, LTD$562,550$251,142,175$14,943,945$266,086,120
37OPTIMUM INVESTMENT ADVISORS, LLC$571,670$418,441,463$33,749,800$452,191,263
38CLUNE & ASSOCIATES$571,938$338,015,280$338,015,280
39VANTAGE FINANCIAL PARTNERS LIMITED$585,126$510,046,630$4,864,372$514,911,002
40SHANKERVALLEAU WEALTH ADVISORS, INC.$597,528$331,373,299$5,632,626$337,005,925
41HEMSLEY ADVISORS, LTD.$629,286$12,639,589$375,000,575$387,640,164
42HERITAGE WAY ADVISORS, L.L.C.$638,602$298,227,333$298,227,333
43PRISM PLANNING PARTNERS$647,357$127,529,414$127,529,414
44PATRICK M. SWEENEY & ASSOCIATES, INC$659,626$118,879,700$7,768,503$126,648,203
45ROBERTS, GLORE & CO.$664,183$495,798,470$198,937,185$694,735,655
46CAPSTONE FINANCIAL ADVISORS INC$698,641$1,636,041,635$6,462,246$1,642,503,881
47INTEROCEAN CAPITAL, LLC$789,725$1,963,117,713$489,767,149$2,452,884,862
48BALASA DINVERNO FOLTZ LLC$801,371$4,595,063,036$4,595,063,036
49MIRAMAR CAPITAL$876,123$232,088,206$16,730,737$248,818,943
50COE CAPITAL MANAGEMENT, LLC$881,483$156,900,207$3,794$156,904,001
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.