RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Midwest Financial Group LLC$171,957$311,164,875$9,535,299$320,700,174
2Sound Stewardship, LLC$226,812$174,872,000$174,872,000
3Integrity Advisory, LLC$235,094$174,846,324$21,221,987$196,068,311
4Freestate Advisors LLC$258,045$96,546,459$38,411,058$134,957,517
5Waterfront Wealth Inc.$271,429$570,000,000$570,000,000
6Windward Private Wealth Management Inc.$280,878$234,533,071$234,533,071
7Garrett Investment Advisors, LLC$281,965$435,543,003$30,545,475$466,088,478
8Mattern Wealth Management LLC$283,721$327,314,068$8,328,284$335,642,352
9The Retirement Planning Group, Inc.$297,480$1,124,177,216$1,124,177,216
10Petrovic Financial Solutions LLC$300,929$152,650,718$9,550,170$162,200,888
11Searcy Financial Services, Inc.$308,105$306,000,118$3,645,737$309,645,855
12ETF Portfolio Partners, Inc.$308,400$244,003,944$557,456$244,561,400
13Canvas Wealth Advisors, LLC$320,802$293,854,851$293,854,851
14Fortune Financial Advisors, LLC$330,557$155,209,289$83,452,961$238,662,250
15Lumia Wealth, LLC$340,193$154,020,548$7,911,290$161,931,838
16Triune Financial Partners, LLC$362,561$647,608,099$184,832,042$832,440,141
17Nova R Wealth, Inc.$383,370$346,283,397$1,050,243$347,333,640
18Clayton Financial Services Inc$400,642$616,989,201$616,989,201
19Stepp & Rothwell Inc$459,935$803,750,879$27,811,862$831,562,741
20Legacy Investment Partners, LLC$495,682$171,179,645$13,709,841$184,889,486
21Prism Financial Group, L.L.C.$497,509$831,254,205$133,913,674$965,167,879
22Paragon Capital Management LLC$859,611$361,036,551$361,036,551
23Mitchell Capital Management Co$1,120,718$665,706,281$665,706,281
24Meritage Portfolio Management, Inc.$1,475,504$1,866,137,155$81,527,555$1,947,664,710
25Sunesis Advisors, LLC$1,793,643$516,577,507$105,816,584$622,394,091
26Yukon Wealth Management, Inc.$2,957,211$222,732,913$16,801,157$239,534,070

Showing 1 to 26 of 26 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.