RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Gray Private Wealth, LLC$1,300,826$233,723,642$425,078$234,148,720
52High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
53Assetgrade, LLC$300,333$160,620,386$658,274$161,278,660
54White Lighthouse Investment Management, Inc.$537,956$354,238,115$813,034$355,051,149
55Ferris Capital, LLC$1,171,452$679,608,033$1,005,314$680,613,347
56Derby And Company Inc$779,361$690,134,420$1,159,058$691,293,478
57Barker Financial Group, Inc.$349,835$194,699,776$1,208,009$195,907,785
58Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
59Thompson Wealth Management, Ltd.$590,543$308,425,664$1,609,431$310,035,095
60Vodia Capital, LLC$445,057$150,366,230$2,288,454$152,654,684
61Birch Hill Investment Advisors LLC$1,819,915$2,162,744,020$2,954,305$2,165,698,325
62Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
631620 Investment Advisors, Inc.$347,328$143,648,814$3,618,185$147,266,999
64Minot Wealth Management LLC$1,559,423$810,838,511$4,739,790$815,578,301
65Strategic Planning Group, Inc.$263,224$184,702,794$4,818,813$189,521,607
66Wealth Management Advisors, LLC$356,356$316,373,729$5,415,409$321,789,138
67Monument Group Wealth Advisors, LLC$988,709$372,256,931$5,430,000$377,686,931
68TFC Financial Management, Inc.$1,022,737$1,200,875,421$5,953,751$1,206,829,172
69Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
70W.H. Cornerstone Investments Inc.$386,940$117,234,262$7,360,485$124,594,747
71Great Oak Capital Partners, LLC$184,024$173,000,000$9,000,000$182,000,000
72Northstar Asset Management Inc$1,513,366$717,219,069$9,196,388$726,415,457
73Single Point Partners, LLC$476,131$381,546,257$9,356,900$390,903,157
74Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
75CONGRESS WEALTH MANAGEMENT LLC$938,894$2,320,940,879$11,271,928$2,332,212,807
76Concordia Wealth Management, LLC$1,501,478$168,687,598$11,489,736$180,177,334
77West Branch Capital LLC$379,878$427,416,750$12,482,432$439,899,182
78Excalibur Management Corp$656,956$505,979,641$13,015,607$518,995,248
79Altschuler, James Stephen$1,130,830$168,845,648$13,218,035$182,063,683
80Congress Wealth Management LLC$675,994$3,027,259,616$13,362,765$3,040,622,381
81Montis Financial, LLC$580,175$647,400,000$14,000,000$661,400,000
82Asset Management Resources, LLC$254,777$180,265,869$14,384,015$194,649,884
83Finivi Inc.$198,761$167,597,248$14,865,372$182,462,620
84Aevitas Wealth Management, Inc.$391,567$486,684,864$14,912,568$501,597,432
85New England Investment & Retirement Group, Inc.$349,446$750,743,376$15,241,258$765,984,634
86Renaissance Investment Group, LLC$1,043,179$437,471,219$15,268,432$452,739,651
87MG Financial LLC$9,929,412$1,165,075,926$16,524,104$1,181,600,030
88Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
89Kelly Financial Services LLC$103,781$304,688,784$18,485,573$323,174,357
90Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
91Financial Planning Solutions, LLC$179,686$160,761,198$20,002,604$180,763,802
92Daintree Advisors LLC$946,545$1,290,452,000$21,460,000$1,311,912,000
93Shorepoint Capital Partners LLC$438,831$359,021,000$23,640,000$382,661,000
94WELLESLEY INVESTMENT PARTNERS, LLC$679,911$388,979,601$30,525,788$419,505,389
95The Financial Advisors, LLC$398,705$788,697,468$31,040,026$819,737,494
96Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
97Carl P. Sherr & Co., LLC$482,518$292,375,677$31,393,627$323,769,304
98Boston Hill Advisors, LLC$279,306$885,829,540$34,483,041$920,312,581
99Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
100Savior LLC$222,025$221,136,495$37,301,054$258,437,549
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.