RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Florek Financial, Llc$613,718$298,267,000$298,267,000
2Fenway Financial Advisors, Llc$449,360$107,846,300$107,846,300
3Sechrest Financial Services$434,482$135,558,529$135,558,529
4Fairfield Financial Advisors$545,358$22,857,707$191,467,972$214,325,679
5Diversified Financial Management$470,994$66,062,314$108,205,611$174,267,925
6W.H. Cornerstone Investments Inc.$348,661$102,110,908$6,322,599$108,433,507
7Lenk Ladner Investment Solutions Llc$414,561$104,660,726$34,631,625$139,292,351
8Breeds Hill Capital Llc$3,295,195$107,923,825$1,302,419,524$1,410,343,349
9Financially In Tune$204,919$108,491,175$8,722,346$117,213,521
10Traub Capital Management$1,252,492$113,976,742$113,976,742
11South Shore Capital Advisors, Llc$1,103,739$121,463,565$72,794,534$194,258,099
12High Pines Wealth Management Llc$1,052,510$122,899,153$244,568$123,143,721
13Willow$330,406$125,884,519$125,884,519
14Forness Financial Llc$194,320$130,000,000$130,000,000
151620 Investment Advisors, Inc.$334,629$132,215,698$3,308,906$135,524,604
16Flying Point Financial, Inc.$222,853$132,700,000$4,800,000$137,500,000
17Meridian Financial, Llc$1,073,629$133,130,000$133,130,000
18Finarc Investments, Inc.$351,694$137,864,060$137,864,060
19Woodside Wealth Management$447,826$144,080,853$119,195$144,200,048
20Kastel Capital Advisors, Llc$414,859$149,909,777$15,204,257$165,114,034
21Strategic Planning Group, Inc.$156,769$150,507,749$6,417,728$156,925,477
22Cape Ann Capital, Inc.$432,068$154,851,092$1,557,661$156,408,753
23Asset Management Resources, Llc$258,002$159,232,670$20,336,781$179,569,451
24Artemis Financial Advisors$818,235$160,374,113$160,374,113
25Beacon Financial Planning Of Cape Cod$255,025$180,302,396$180,302,396
26Michael J. Crew, Investment Advisor$1,775,472$188,200,000$188,200,000
27Abbot Financial Management, Inc$493,307$200,282,730$200,282,730
28Cox Capital Management Llc$633,745$205,333,526$205,333,526
29Via Global Advisors Llc$1,277,423$206,164,077$229,436,997$435,601,074
30Little House Capital, Llc$622,352$208,612,484$1,120,120$209,732,604
31Sandy Cove Advisors, Llc$490,741$210,935,296$49,157,436$260,092,732
32Cottage Street Advisors$2,541,945$213,523,369$213,523,369
33Gray Equity Management, Llc$1,259,816$214,396,931$4,811,131$219,208,062
34Exchange Place Advisors, Llc$391,340$224,237,805$224,237,805
35Single Point Partners$406,522$225,754,936$3,523,658$229,278,594
36Proctor Financial$260,322$229,343,796$229,343,796
37Stonehearth Capital Management$151,176$232,357,289$232,357,289
38Perennial Advisors Group, Llc$335,095$246,964,710$246,964,710
39Carl P. Sherr & Co., Llc$408,962$250,022,795$19,073,919$269,096,714
40Riverview Capital Advisers Llc$680,482$261,231,771$49,748,642$310,980,413
41Thompson Wealth Management, Ltd.$534,355$264,682,624$3,029,227$267,711,851
42Peddock Capital Advisors, Llc$1,429,302$271,221,651$21,785,346$293,006,997
43Taylor Wealth Management Partners$776,598$281,905,127$281,905,127
44Guidance Point Advisors, Llc$754,351$294,196,903$294,196,903
45Wealth Management Advisors, Llc$420,007$303,002,740$4,862,348$307,865,088
46Peak Financial Management Inc$298,862$315,466,766$729,148$316,195,914
47White Lighthouse Investment Management, Inc.$501,087$315,488,648$31,263,432$346,752,080
48Jonathan D. Pond, Llc$1,913,530$315,732,446$315,732,446
49Shorepoint Capital Partners Llc$408,384$341,222,000$20,606,000$361,828,000
50Bromfield Sneider Wealth Advisors, Inc.$1,219,967$341,590,643$341,590,643
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Showing 1 to 50 of 103 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.