RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sechrest Financial Services LLC$457,131$145,824,644$145,824,644
2Fenton Gregory Coleman$374,732$152,515,726$152,515,726
3Aequitas Investment Advisors, LLC$568,099$653,881,992$653,881,992
4Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
5Florek Financial, LLC$693,515$336,355,000$336,355,000
6Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
7Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
8Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
9Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
10Sustainable Investment Solutions, LLC$766,078$113,379,574$113,379,574
11Stakeholders Capital, Inc.$236,943$117,158,827$16,950,965$134,109,792
12Traub Capital Management, LLC$1,436,819$126,440,077$126,440,077
13Pension & Wealth Management Advisors, Inc.$307,822$128,053,975$128,053,975
14Lenk Ladner Investment Solutions LLC$507,795$129,228,994$44,944,793$174,173,787
15Financially In Tune, LLC$219,203$129,790,493$10,280,339$140,070,832
16Adcm, LLC$347,389$130,618,137$130,618,137
17Flying Point Financial, Inc.$262,477$136,000,000$6,000,000$142,000,000
18Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
19Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
20Finarc Investments, Inc.$361,307$144,884,068$144,884,068
21South Shore Capital Advisors, LLC$1,182,126$145,376,990$78,044,852$223,421,842
22Forness Financial LLC$210,379$150,000,000$150,000,000
23Meridian Financial, LLC$1,266,158$157,003,537$157,003,537
24Assetgrade, LLC$300,333$160,620,386$658,274$161,278,660
25Successful Money Strategies Inc$266,659$161,862,000$161,862,000
26Crew Michael John$1,194,105$165,980,600$165,980,600
27Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
28Cape Ann Capital, Inc.$356,541$167,756,935$18,714,140$186,471,075
29Concordia Wealth Management, LLC$1,501,478$168,687,598$11,489,736$180,177,334
30Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
31Breed'S Hill Capital LLC$3,265,187$174,517,829$1,343,794,207$1,518,312,036
32Asset Management Resources, LLC$254,777$180,265,869$14,384,015$194,649,884
33Cottage Street Advisors, LLC$2,117,921$184,259,097$184,259,097
34Strategic Planning Group, Inc.$263,224$184,702,794$4,818,813$189,521,607
35High Pines Wealth Management LLC$965,214$191,623,483$454,006$192,077,489
36Barker Financial Group, Inc.$349,835$194,699,776$1,208,009$195,907,785
37The Darrow Company, Inc.$550,665$200,441,931$200,441,931
38VIA GLOBAL ADVISORS LLC$1,277,423$206,164,077$229,436,997$435,601,074
39Beacon Financial Planning, Inc$290,996$207,479,961$207,479,961
40Abbot Financial Management, Inc$494,183$212,992,975$212,992,975
41Artemis Financial Advisors LLC$1,002,010$218,438,271$218,438,271
42Savior LLC$222,025$221,136,495$37,301,054$258,437,549
43Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
44Gray Private Wealth, LLC$1,300,826$233,723,642$425,078$234,148,720
45Cox Capital Management LLC$653,236$234,511,680$234,511,680
46Cutler Capital Management LLC$1,440,733$249,246,822$249,246,822
47Stonehearth Capital Management LLC$240,250$262,112,251$262,112,251
48Exchange Place Advisors, LLC$440,419$262,929,898$262,929,898
49Sandy Cove Advisors, LLC$513,827$266,042,142$51,503,090$317,545,232
50Sachetta & Callahan, LLC$279,761$268,849,926$268,849,926
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Showing 1 to 50 of 125 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.