RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Riverview Capital Advisers LLC$798,049$327,966,174$56,693,324$384,659,498
52Stage Harbor Financial, LLC$792,714$718,199,138$718,199,138
53Derby And Company Inc$779,361$690,134,420$1,159,058$691,293,478
54TAYLOR WEALTH MANAGEMENT PARTNERS$776,598$281,905,127$281,905,127
55Sustainable Investment Solutions, LLC$766,078$113,379,574$113,379,574
56GUIDANCE POINT ADVISORS, LLC$754,351$294,196,903$294,196,903
57Kastel Capital Advisors, LLC$713,426$70,180,070$36,120,388$106,300,458
58Florek Financial, LLC$693,515$336,355,000$336,355,000
59WELLESLEY INVESTMENT PARTNERS, LLC$679,911$388,979,601$30,525,788$419,505,389
60Congress Wealth Management LLC$675,994$3,027,259,616$13,362,765$3,040,622,381
61Excalibur Management Corp$656,956$505,979,641$13,015,607$518,995,248
62Cox Capital Management LLC$653,236$234,511,680$234,511,680
63Wernau Asset Management Inc.$651,115$141,942,973$141,942,973
64Fairfield Financial Advisors Ltd$620,893$30,681,271$220,159,495$250,840,766
65Little House Capital, LLC$618,023$224,285,567$1,292,663$225,578,230
66Adviser Investments LLC$607,534$6,541,316,035$6,541,316,035
67Thompson Wealth Management, Ltd.$590,543$308,425,664$1,609,431$310,035,095
68Montis Financial, LLC$580,175$647,400,000$14,000,000$661,400,000
69Polaris Advisors, LLC$577,810$104,098,495$31,109,040$135,207,535
70Aequitas Investment Advisors, LLC$568,099$653,881,992$653,881,992
71Atwater Wealth Management, Inc.$556,017$144,506,152$3,394,492$147,900,644
72The Darrow Company, Inc.$550,665$200,441,931$200,441,931
73Cabot Wealth Management$538,492$933,206,426$933,206,426
74White Lighthouse Investment Management, Inc.$537,956$354,238,115$813,034$355,051,149
75Pinney & Scofield, Inc.$529,149$577,301,188$577,301,188
76THE BERRY GROUP$518,727$498,806,243$54,156,296$552,962,539
77Sandy Cove Advisors, LLC$513,827$266,042,142$51,503,090$317,545,232
78Lenk Ladner Investment Solutions LLC$507,795$129,228,994$44,944,793$174,173,787
79Abbot Financial Management, Inc$494,183$212,992,975$212,992,975
80Diversified Financial Management Associates, Inc.$489,073$83,086,155$105,695,981$188,782,136
81Carl P. Sherr & Co., LLC$482,518$292,375,677$31,393,627$323,769,304
82Single Point Partners, LLC$476,131$381,546,257$9,356,900$390,903,157
83Great Point Wealth Advisors, LLC$472,467$412,015,000$57,145,000$469,160,000
84Barry Investment Advisors, LLC$463,727$573,155,610$93,683,638$666,839,248
85Woodside Wealth Management LLC$462,991$167,480,176$122,518$167,602,694
86O'Brien Wealth Partners LLC$459,612$819,027,871$819,027,871
87Sechrest Financial Services LLC$457,131$145,824,644$145,824,644
88Fenway Financial Advisors, LLC$447,547$128,445,870$128,445,870
89Exchange Place Advisors, LLC$440,419$262,929,898$262,929,898
90Shorepoint Capital Partners LLC$438,831$359,021,000$23,640,000$382,661,000
91Sensible Financial Planning And Management, LLC$436,590$568,369,571$48,095,195$616,464,766
92Wingate Wealth Advisors, Inc.$401,332$741,535,598$347,678,219$1,089,213,817
93The Financial Advisors, LLC$398,705$788,697,468$31,040,026$819,737,494
94Heritage Financial Services, LLC$394,580$1,825,326,930$1,825,326,930
95Berkshire Money Management, Inc.$393,747$694,175,826$694,175,826
96Aevitas Wealth Management, Inc.$391,567$486,684,864$14,912,568$501,597,432
97West Branch Capital LLC$379,878$427,416,750$12,482,432$439,899,182
98Fenton Gregory Coleman$374,732$152,515,726$152,515,726
99Kraematon Investment Advisors, Inc$363,368$171,146,308$171,146,308
100Finarc Investments, Inc.$361,307$144,884,068$144,884,068
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.