RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1W.H. Cornerstone Investments Inc.$325,672$101,292,661$5,853,292$107,145,953
2Traub Capital Management$1,325,322$107,351,052$107,351,052
3Meridian Financial, Llc$919,470$113,094,785$113,094,785
4Morgillo Financial Management, Inc.$187,602$111,000,000$4,000,000$115,000,000
51620 Investment Advisors, Inc.$284,560$119,543,083$2,532,972$122,076,055
6Cape Ann Capital, Inc.$643,910$126,233,748$1,260,425$127,494,173
7Asset Management Resources, Llc$233,181$126,343,340$16,363,642$142,706,982
8Beacon Financial Planning, Inc.$223,058$143,203,462$143,203,462
9Concordia Wealth Management, Llc$1,232,314$120,483,820$23,696,946$144,180,766
10Cox Capital Management Llc$561,869$159,008,899$159,008,899
11Gray Equity Management, Llc$866,861$162,325,251$4,111,997$166,437,248
12Fairfield Financial Advisors$432,512$22,857,707$151,877,159$174,734,866
13Sachetta & Callahan, Llc$195,794$203,429,656$203,429,656
14Riverview Capital Advisers Llc$508,700$165,924,841$37,555,169$203,480,010
15Proctor Financial$227,273$207,273,037$207,273,037
16Fsa Wealth Management, Llc$309,651$231,000,000$231,000,000
17Taylor Wealth Management Partners$2,785,189$231,170,666$231,170,666
18Florek Financial, Llc$520,199$232,529,000$232,529,000
19Rpg Family Wealth Advisory, Llc$257,645$248,348,812$1,824,237$250,173,049
20Renaissance Investment Group, Llc$801,711$288,097,218$16,553,120$304,650,338
21Shorepoint Capital Partners Llc$373,284$301,300,000$17,858,000$319,158,000
22West Branch Capital Llc$340,663$314,503,682$9,125,734$323,629,416
23Aevitas Wealth Management, Inc.$300,683$367,883,015$8,872,246$376,755,261
24Wellesley Investment Partners, Llc$769,086$342,315,758$67,606,902$409,922,660
25Sensible Financial Planning And Management, Llc$339,882$364,379,523$61,832,477$426,212,000
26Berkshire Money Management, Inc.$294,323$470,916,995$470,916,995
27New England Investment & Retirement Group, Inc.$262,480$522,113,283$1,010,026$523,123,309
28Derby And Company Inc$636,918$528,373,948$1,541,758$529,915,706
29O'Brien Wealth Partners Llc$352,432$570,939,231$570,939,231
30The Financial Advisors, Llc$316,394$573,210,136$23,193,214$596,403,350
31Boston Hill Advisors, Llc$235,234$643,494,768$29,273,805$672,768,573
32North American Management Corp$1,420,220$1,098,235,160$198,425,743$1,296,660,903
33Windrose Advisors Llc$23,272,169$326,298,972$1,302,752,854$1,629,051,826
34New England Private Wealth Advisors, Llc$777,352$1,382,234,715$434,437,550$1,816,672,265
35Reynders, Mcveigh Capital Management, Llc$1,311,881$1,734,349,731$194,115,130$1,928,464,861
36F L Putnam Investment Management Co.$858,611$2,266,236,722$14,234,506$2,280,471,228

Showing 1 to 36 of 36 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.


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