RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Washington Avenue Advisors, LLC$492,308$10,000,000$150,000,000$160,000,000
2Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
3Scott Smith Financial, Inc.$189,422$102,757,571$17,336,238$120,093,809
4RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
5Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
6Shotwell Rutter Baer Inc$160,458$115,529,819$115,529,819
7J2 Capital Management, Inc.$128,347$116,667,165$116,667,165
8Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
9Advanced Asset Management L.L.C.$89,689$118,209,506$118,209,506
10Premier Estate Planners, LLC$200,969$124,066,941$84,136,514$208,203,455
11Breakwater Capital, LLC$320,972$125,500,000$125,500,000
12Guidestream Financial, Inc.$100,442$127,674,217$4,808,379$132,482,596
13Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
14Retirement Resources, LLC$127,411$133,654,059$133,654,059
15Haverdink Financial Management, LLC$316,798$139,391,000$139,391,000
16Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
17Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
18Lifeplan Financial Advisory Group, LLC$229,985$148,800,000$148,800,000
19Hemming& Wealth Management, Inc.$144,027$151,804,161$151,804,161
20Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
21Avery Wealth, Inc.$191,264$165,005,283$1,967,977$166,973,260
22Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
23Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
24Deseranno Corporation$593,658$175,129,139$175,129,139
25GPM Growth Investors, Inc.$482,925$180,614,000$180,614,000
26Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
27Miller Financial Services LLC$164,265$188,410,881$20,698,435$209,109,316
28Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
29Heron Bay Capital Management, LLC$1,594,358$200,889,126$200,889,126
30Firstmetric, LLC$848,609$208,757,709$208,757,709
31Taylor & Morgan Wealth Management, LLC$256,127$209,000,000$209,000,000
32AMDG Financial Advisory Services, LLC$214,971$211,961,082$211,961,082
33Sculati Wealth Management, LLC$260,515$212,319,427$212,319,427
34SGH Wealth Management$274,533$225,117,074$225,117,074
35S.A. Mason, LLC$830,195$225,386,508$254,466,078$479,852,586
36First Financial Advisors Inc$185,569$238,827,819$238,827,819
37Pollock Investment Advisors, LLC$444,095$245,045,841$538,892$245,584,733
38Richmond Brothers, Inc.$121,192$252,806,707$252,806,707
39Vam Group, Inc.$281,629$254,169,914$4,084,010$258,253,924
40JVL Associates, LLC$709,348$259,067,197$20,416,067$279,483,264
41MKD Wealth Coaches, LLC$303,108$268,154,317$35,257,110$303,411,427
42Cahill Wealth Management, LLC$378,959$293,314,143$293,314,143
43Lejeune Puetz Investment Counsel, LLC$3,814,257$308,954,786$308,954,786
44TFG Advisers LLC$245,752$325,867,777$325,867,777
45Gem Asset Management, LLC$389,323$340,267,896$340,267,896
46Q3 Asset Management Corporation$165,402$340,349,222$196,545,918$536,895,140
47Wolff Financial Management LLC$377,994$341,514,709$5,861,963$347,376,672
48White Pine Investment Company$406,189$341,605,326$341,605,326
49Bright Financial Advisors, Inc.$116,595$347,220,520$347,220,520
50Financial Strategies Group, Inc$137,957$361,840,593$18,230,834$380,071,427
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Showing 1 to 50 of 85 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.