RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51First Financial Advisors Inc$185,569$238,827,819$238,827,819
52SGH Wealth Management$274,533$225,117,074$225,117,074
53Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
54Sculati Wealth Management, LLC$260,515$212,319,427$212,319,427
55AMDG Financial Advisory Services, LLC$214,971$211,961,082$211,961,082
56Miller Financial Services LLC$164,265$188,410,881$20,698,435$209,109,316
57Taylor & Morgan Wealth Management, LLC$256,127$209,000,000$209,000,000
58Firstmetric, LLC$848,609$208,757,709$208,757,709
59Premier Estate Planners, LLC$200,969$124,066,941$84,136,514$208,203,455
60Heron Bay Capital Management, LLC$1,594,358$200,889,126$200,889,126
61Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
62Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
63Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
64GPM Growth Investors, Inc.$482,925$180,614,000$180,614,000
65Deseranno Corporation$593,658$175,129,139$175,129,139
66Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
67Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
68Avery Wealth, Inc.$191,264$165,005,283$1,967,977$166,973,260
69Washington Avenue Advisors, LLC$492,308$10,000,000$150,000,000$160,000,000
70Hemming& Wealth Management, Inc.$144,027$151,804,161$151,804,161
71Lifeplan Financial Advisory Group, LLC$229,985$148,800,000$148,800,000
72Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
73Haverdink Financial Management, LLC$316,798$139,391,000$139,391,000
74RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
75Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
76Retirement Resources, LLC$127,411$133,654,059$133,654,059
77Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
78Guidestream Financial, Inc.$100,442$127,674,217$4,808,379$132,482,596
79Breakwater Capital, LLC$320,972$125,500,000$125,500,000
80Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
81Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
82Scott Smith Financial, Inc.$189,422$102,757,571$17,336,238$120,093,809
83Advanced Asset Management L.L.C.$89,689$118,209,506$118,209,506
84J2 Capital Management, Inc.$128,347$116,667,165$116,667,165
85Shotwell Rutter Baer Inc$160,458$115,529,819$115,529,819
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.