RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Lifeworks Advisors, LLC$168,864$101,518,586$20,907,698$122,426,284
2RFM Financial Solutions, LLC$245,357$102,893,224$34,015,862$136,909,086
3Independent Wealth Management, LLC$257,695$114,039,009$9,912,180$123,951,189
4Bernard Wealth Management Corp.$265,368$118,097,487$18,301,837$136,399,324
5Breakwater Capital, LLC$320,972$125,500,000$125,500,000
6Darden Wealth Group, Inc$205,254$131,103,708$2,516,684$133,620,392
7Haverdink Financial Management, LLC$316,798$139,391,000$139,391,000
8Reitz Capital Advisors LLC$236,177$143,831,791$143,831,791
9Sage Hill Capital L.L.C.$551,524$143,936,358$25,933,095$169,869,453
10Lifeplan Financial Advisory Group, LLC$229,985$148,800,000$148,800,000
11Hemming& Wealth Management, Inc.$144,027$151,804,161$151,804,161
12Miller Capital Partners, Inc.$1,133,168$153,278,145$31,428,207$184,706,352
13Action Point Financial Planning, LLC$176,751$170,200,000$3,900,000$174,100,000
14Gardey Financial Advisors Inc$330,937$173,058,463$27,158,282$200,216,745
15Deseranno Corporation$593,658$175,129,139$175,129,139
16GPM Growth Investors, Inc.$482,925$180,614,000$180,614,000
17Braeburn Wealth Management, LLC$240,013$183,944,787$37,826,944$221,771,731
18Rachor Investment Advisory Services, LLC$179,248$191,853,983$2,630,213$194,484,196
19Heron Bay Capital Management, LLC$1,594,358$200,889,126$200,889,126
20Firstmetric, LLC$848,609$208,757,709$208,757,709
21Taylor & Morgan Wealth Management, LLC$256,127$209,000,000$209,000,000
22AMDG Financial Advisory Services, LLC$214,971$211,961,082$211,961,082
23Sculati Wealth Management, LLC$260,515$212,319,427$212,319,427
24SGH Wealth Management$274,533$225,117,074$225,117,074
25S.A. Mason, LLC$830,195$225,386,508$254,466,078$479,852,586
26Pollock Investment Advisors, LLC$444,095$245,045,841$538,892$245,584,733
27Vam Group, Inc.$281,629$254,169,914$4,084,010$258,253,924
28JVL Associates, LLC$709,348$259,067,197$20,416,067$279,483,264
29MKD Wealth Coaches, LLC$303,108$268,154,317$35,257,110$303,411,427
30Cahill Wealth Management, LLC$378,959$293,314,143$293,314,143
31Lejeune Puetz Investment Counsel, LLC$3,814,257$308,954,786$308,954,786
32TFG Advisers LLC$245,752$325,867,777$325,867,777
33Gem Asset Management, LLC$389,323$340,267,896$340,267,896
34Wolff Financial Management LLC$377,994$341,514,709$5,861,963$347,376,672
35White Pine Investment Company$406,189$341,605,326$341,605,326
36Bright Financial Advisors, Inc.$116,595$347,220,520$347,220,520
37Erts Wealth Advisors, LLC$212,227$379,000,000$48,000,000$427,000,000
38Lifecycle Financial Planners Inc.$150,229$391,142,406$130,003,482$521,145,888
39Skyoak Wealth LLC$394,740$409,345,805$409,345,805
40Baron Wealth Management, LLC$935,067$428,570,306$7,171,011$435,741,317
41Arbor Wealth Advisors LLC$1,740,693$431,929,147$3,244,222$435,173,369
42Grand Wealth Management, LLC$799,196$446,815,317$40,694,399$487,509,716
43Northern Financial Advisors, Inc.$245,115$456,116,036$17,936,938$474,052,974
44Isto Advisors, LLC$288,727$515,301,573$25,195,540$540,497,113
45Emerson Wealth, LLC$802,831$539,502,549$539,502,549
46Kaydan Wealth Management, Inc.$279,601$547,459,112$547,459,112
47Exchange Capital Management Inc$644,200$605,598,522$1,882,274$607,480,796
48Strategies Wealth Advisors, LLC$494,505$627,000,000$93,000,000$720,000,000
49William Mack & Associates Inc$862,263$660,718,655$4,086,208$664,804,863
50LVM Capital Management Ltd$632,694$690,643,664$22,403,006$713,046,670
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Showing 1 to 50 of 66 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.