RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Cordis Financial, LLC$306,036$141,082,772$141,082,772
52Northland Capital Management, LLC$293,677$137,734,400$137,734,400
53CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
54Echo Wealth Management, LLC$375,794$126,534,622$4,617,513$131,152,135
55Enspyre Wealth Advisors, Inc.$518,458$129,614,486$129,614,486
56Rossjohnson & Associates, LLC$653,662$122,077,869$4,732,524$126,810,393
57Josh Arnold Investment Consultant, LLC$342,594$123,334,000$123,334,000
58Vestment Financial LLC$216,375$120,953,555$120,953,555
59MJT & Associates Financial Advisory Group, Inc.$116,646$115,677,406$4,118,504$119,795,910
60Kowalski Financial Inc.$192,306$113,845,000$113,845,000
61Phillip James Consulting Co.$158,001$110,284,896$110,284,896
62THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
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Showing 51 to 62 of 62 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.