RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC$164,317$237,673,811$5,022,611$242,696,422
2PITZL FINANCIAL$169,467$177,939,930$177,939,930
3FURE FINANCIAL CORPORATION$181,150$220,640,928$220,640,928
4LOGAN PARK WEALTH MANAGEMENT$191,439$164,626,622$2,500,000$167,126,622
5CTB FINANCIAL SERVICES, LTD.$207,850$193,508,407$193,508,407
6CORNERSTONE WEALTH ADVISORS, INC.$252,104$251,078,000$38,590,000$289,668,000
7BROWN WEALTH MANAGEMENT, LLC$256,518$99,425,256$17,547,000$116,972,256
8CORDIS FINANCIAL, LLC$264,991$116,861,108$116,861,108
9GUARDIAN WEALTH ADVISORS, LLC$274,967$110,820,000$37,937,000$148,757,000
10HERITAGE WEALTH ARCHITECTS, INC.$291,339$120,620,906$25,048,388$145,669,294
11ALL STAR FINANCIAL INC$291,896$424,417,300$424,417,300
12LAUREL WEALTH PLANNING$299,734$208,118,499$196,842$208,315,341
13CAPITAL FORMATION STRATEGIES INC$300,986$134,841,741$134,841,741
14QUANTITATIVE ADVANTAGE, LLC$310,326$516,693,145$516,693,145
15CAISSA WEALTH STRATEGIES$312,511$128,437,646$12,817,162$141,254,808
16JNBA FINANCIAL ADVISORS INC$314,515$1,038,327,332$29,765,698$1,068,093,030
17BIRCHWOOD FINANCIAL PARTNERS, INC.$314,952$427,260,197$19,026,858$446,287,055
18ECHO WEALTH MANAGEMENT, LLC$319,459$103,748,386$4,867,707$108,616,093
19THOMAS LEO ADVISORY, LLC$328,804$110,149,345$110,149,345
20TEALWOOD ASSET MANAGEMENT$439,266$412,909,911$412,909,911
21EXCELSIOR INVESTORS$443,163$117,491,706$17,229,837$134,721,543
22ENSPYRE WEALTH ADVISORS, INC.$455,443$112,494,389$112,494,389
23TRUNORTH WEALTH PARTNERS$496,665$453,185,193$18,149,760$471,334,953
24NICOLLET INVESTMENT MANAGEMENT, INC.$530,300$342,574,114$342,574,114
25ALLODIUM INVESTMENT CONSULTANTS, LLC$543,265$312,920,885$312,920,885
26ACCREDITED INVESTORS WEALTH MANAGEMENT$580,037$2,209,844,931$87,681,787$2,297,526,718
27SILVEROAK WEALTH MANAGEMENT LLC$685,863$884,516,155$66,090,099$950,606,254
28BGM WEALTH PARTNERS$698,320$370,221,873$8,965,747$379,187,620
29EPIQ PARTNERS, LLC$730,719$178,926,800$29,328,207$208,255,007
30GEN FINANCIAL MANAGEMENT INC.$739,154$328,324,900$10,946,800$339,271,700
31ULLAND INVESTMENT ADVISORS, LLC$788,787$359,686,894$359,686,894
32PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$793,183$1,433,282,568$1,433,282,568
33WAYPOINT CAPITAL ADVISORS, LLC$904,987$235,507,665$3,408,895$238,916,560
34CAHILL FINANCIAL ADVISORS, INC.$948,671$598,228,133$129,402,351$727,630,484
35GS INVESTMENT INC$989,687$191,183,926$1,805,035$192,988,961
36MODUS ADVISORS, LLC$1,092,644$271,982,002$11,012,881$282,994,883
37WHITE OAKS WEALTH ADVISORS, INC.$1,761,055$452,591,100$452,591,100
38ENVOI LLC$1,768,252$2,065,317,982$2,065,317,982
39PALISADE ASSET MANAGEMENT, LLC$1,847,814$862,239,731$69,058,352$931,298,083
40MARQUETTE WEALTH MANAGEMENT$2,014,455$801,753,000$801,753,000
41NAVPOINT FINANCIAL, INC.$2,093,983$465,087,163$22,810,811$487,897,974
42SOMERSET GROUP LLC$2,302,356$138,121,923$19,416$138,141,339
43FIDUCIARY COUNSELLING INC$4,945,425$3,000,786,558$4,659,676,300$7,660,462,858
44MERISTEM FAMILY WEALTH$5,867,836$1,497,847,076$2,445,338,626$3,943,185,702

Showing 1 to 44 of 44 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.