RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Enspyre Wealth Advisors, Inc.$452,273$102,213,699$102,213,699
2Excelsior Investors$389,301$101,595,258$16,362,961$117,958,219
3Somerset Group Llc$578,397$131,277,086$19,016$131,296,102
4Caissa Wealth Strategies$313,941$125,267,170$11,297,100$136,564,270
5Guardian Wealth Advisors, Llc$291,943$84,306,000$65,169,000$149,475,000
6Epiq Partners, Llc$552,150$131,548,472$21,949,361$153,497,833
7Laurel Wealth Planning$250,356$152,153,031$9,326,712$161,479,743
8Gs Investment Inc$918,961$164,871,364$1,460,543$166,331,907
9Waypoint Capital Advisors, Llc$957,726$190,761,166$2,699,481$193,460,647
10Allodium Investment Consultants, Llc$470,514$255,489,316$255,489,316
11Nicollet Investment Management, Inc.$433,882$260,329,115$260,329,115
12All Terrain Financial Advisors$404,240$260,288,116$6,510,214$266,798,330
13Access Financial Services, Inc.$373,229$273,179,938$396,692$273,576,630
14Ulland Investment Advisors$660,410$297,844,687$297,844,687
15Tealwood Asset Management$413,798$388,142,909$388,142,909
16White Oaks Wealth Advisors, Inc.$1,462,429$390,819,894$2,573,476$393,393,370
17Bgm Wealth Partners$769,748$402,446,942$5,519,410$407,966,352
18Navpoint Financial, Inc.$1,826,307$399,796,256$20,254,259$420,050,515
19Prairieview Partners, Llc$1,738,712$530,649,585$3,134,939$533,784,524
20Marquette Wealth Management$1,832,987$705,700,000$705,700,000
21Silveroak Wealth Management Llc$602,039$703,387,493$56,987,302$760,374,795
22Envoi Llc$1,672,257$1,690,652,000$1,690,652,000
23Accredited Investors Wealth Management$511,598$1,791,269,253$78,108,609$1,869,377,862
24Meristem Family Wealth$5,601,116$1,508,315,042$1,729,129,967$3,237,445,009
25Fiduciary Counselling Inc$3,867,596$2,473,741,111$3,277,374,544$5,751,115,655

Showing 1 to 25 of 25 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,298 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on January 15, 2020.

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