RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Laurel Wealth Planning$250,356$152,153,031$9,326,712$161,479,743
2Guardian Wealth Advisors, Llc$291,943$84,306,000$65,169,000$149,475,000
3Caissa Wealth Strategies$313,941$125,267,170$11,297,100$136,564,270
4Access Financial Services, Inc.$373,229$273,179,938$396,692$273,576,630
5Excelsior Investors$389,301$101,595,258$16,362,961$117,958,219
6All Terrain Financial Advisors$404,240$260,288,116$6,510,214$266,798,330
7Tealwood Asset Management$413,798$388,142,909$388,142,909
8Nicollet Investment Management, Inc.$433,882$260,329,115$260,329,115
9Enspyre Wealth Advisors, Inc.$452,273$102,213,699$102,213,699
10Allodium Investment Consultants, Llc$470,514$255,489,316$255,489,316
11Accredited Investors Wealth Management$511,598$1,791,269,253$78,108,609$1,869,377,862
12Epiq Partners, Llc$552,150$131,548,472$21,949,361$153,497,833
13Somerset Group Llc$578,397$131,277,086$19,016$131,296,102
14Silveroak Wealth Management Llc$602,039$703,387,493$56,987,302$760,374,795
15Ulland Investment Advisors$660,410$297,844,687$297,844,687
16Bgm Wealth Partners$769,748$402,446,942$5,519,410$407,966,352
17Gs Investment Inc$918,961$164,871,364$1,460,543$166,331,907
18Waypoint Capital Advisors, Llc$957,726$190,761,166$2,699,481$193,460,647
19White Oaks Wealth Advisors, Inc.$1,462,429$390,819,894$2,573,476$393,393,370
20Envoi Llc$1,672,257$1,690,652,000$1,690,652,000
21Prairieview Partners, Llc$1,738,712$530,649,585$3,134,939$533,784,524
22Navpoint Financial, Inc.$1,826,307$399,796,256$20,254,259$420,050,515
23Marquette Wealth Management$1,832,987$705,700,000$705,700,000
24Fiduciary Counselling Inc$3,867,596$2,473,741,111$3,277,374,544$5,751,115,655
25Meristem Family Wealth$5,601,116$1,508,315,042$1,729,129,967$3,237,445,009

Showing 1 to 25 of 25 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.