RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sterneck Capital Management Llc$327,113$115,143,821$115,143,821
2Sterling Investment Advisors,LLC$510,833$130,773,123$130,773,123
3Nicholson Capital Management, Inc.$322,990$135,978,641$135,978,641
4Walker Asset Management, LLC$352,631$137,525,970$137,525,970
5SFC Financial LLC$821,330$143,732,747$143,732,747
6Cauble & Harre Wealth Management, Inc.$540,481$162,144,201$162,144,201
7Greencourse Financial Advisors, LLC$234,830$158,874,904$6,210,735$165,085,639
8The Planned Approach, Inc.$346,010$186,845,420$186,845,420
9Clark Financial Services Group, Inc.$148,531$189,327,903$19,952,347$209,280,250
10Sterneck Capital Management$357,333$196,693,388$21,994,132$218,687,520
11IFG Advisors$222,322$233,000,000$14,000,000$247,000,000
12Family Investment Center$214,536$271,390,487$9,436,672$280,827,159
13Eidelman Virant Capital$1,051,079$292,200,000$292,200,000
14Claris Advisors$533,839$303,754,172$303,754,172
15Foundation Wealth Management$328,986$284,169,536$39,881,856$324,051,392
16SignaLPoint Asset Management$254,692$328,741,507$9,234,378$337,975,885
17Greenway Family Office, LLC$563,682$146,058,254$236,117,939$382,176,193
18Paradigm Financial Advisors$336,275$390,463,573$53,756,254$444,219,827
19Clayton Financial Group, LLC$347,712$728,108,686$728,108,686
20Lowenhaupt Global Advisors, LLC$1,971,657$1,046,949,852$1,046,949,852
21Acropolis Investment Management$464,251$1,141,362,730$20,194,453$1,161,557,183
22Zemenick & Walker Inc$8,123,773$1,746,611,249$1,746,611,249
23Frontier Wealth Management, LLC$411,116$1,723,038,998$503,156,767$2,226,195,765
24Matter Family Office$10,289,873$89,767,901$2,338,642,008$2,428,409,909
25Plancorp$582,332$3,504,332,862$166,104,645$3,670,437,507
26Buckingham Strategic Wealth$542,930$13,851,296,825$1,056,476,124$14,907,772,949
27Moneta Group Investment Advisors, LLC$798,198$9,217,129,738$11,040,339,199$20,257,468,937

Showing 1 to 27 of 27 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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