RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Filters

# of employees

MinMax

High-net-worth client assets

Total AUM

MinMax

Total accounts

MinMax

Discretionary AUM

MinMax

Avg. discretionary account AUM

MinMax

Non-discretionary AUM

MinMax

Non-discretionary accounts

MinMax

Average non-discretionary account AUM

MinMax

Avg. account AUM

MinMax
Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Lumina Wealth Management, LLC$307,626$132,140,106$4,753,297$136,893,403
52MCSHANE PARTNERS$1,646,154$535,000,000$535,000,000
53Novare Capital Management$2,104,274$1,221,876,662$2,810,878$1,224,687,540
54Old Peak Finance LLC$721,760$327,679,141$327,679,141
55Omnistar Financial Group, Inc.$217,624$216,528,747$14,805,376$231,334,123
56Park Ridge Asset Management LLC$333,163$154,947,882$4,637,193$159,585,075
57Parsec Financial Management Inc$592,022$3,227,398,811$200,407,546$3,427,806,357
58Powell Financial, Inc.$593,162$156,001,580$156,001,580
59Private Wealth Management Of North Carolina LLC$176,505$116,610,080$765,776$117,375,856
60Reichard Capital, LLC$1,878,303$308,041,716$308,041,716
61Reliant Investment Partners, LLC$222,329$172,304,737$172,304,737
62Salem Investment Counselors Inc$1,030,874$1,969,210,901$26,562,068$1,995,772,969
63Sapere Wealth Management, LLC$1,201,469$267,927,650$267,927,650
64Sheets Smith Wealth Management$1,190,246$998,616,543$998,616,543
65Sherclar, Inc$296,086$124,356,000$124,356,000
66Sjbenen Advisory, LLC$1,348,168$133,468,672$133,468,672
67Smith Partners Wealth Management, LLC$598,676$127,518,014$127,518,014
68Smith, Salley & Associates, LLC$1,299,959$2,025,980,505$654,840$2,026,635,345
69Spartan Planning & Wealth Management, LLC$197,464$106,920,917$75,930,321$182,851,238
70STEARNS FINANCIAL GROUP$625,790$1,439,316,947$1,439,316,947
71STONEGATE WEALTH MANAGEMENT, LLC$1,103,834$157,325,000$2,731,000$160,056,000
72Strathmore Capital Advisors, Inc.$388,401$297,903,343$297,903,343
73Tassel Capital Management, Inc.$196,453$116,299,910$116,299,910
74Timonier Family Office, Ltd.$537,473$258,216,230$78,779,453$336,995,683
75Townsend Asset Management Corp.$339,667$284,898,023$15,027,856$299,925,879
76Transitus Wealth Partners LLC$325,422$131,470,468$131,470,468
77Triad Financial Advisors, Inc.$379,526$782,406,629$19,911,829$802,318,458
78Veratis Advisors, Inc.$521,411$120,330,715$15,757,548$136,088,263
79Verum Partners LLC$463,526$168,308,322$92,193,142$260,501,464
80Wealth Management Group, Inc.$215,374$29,341,833$91,698,632$121,040,465
81Whitener Capital Management, Inc$302,277$275,189,229$39,783,869$314,973,098
82Woodward Financial Advisors, Inc.$596,112$470,928,308$470,928,308
83Wrenn Financial Strategies, Inc.$477,531$186,988,231$38,406,313$225,394,544
84Zuraw Financial Advisors, LLC$450,407$269,793,947$269,793,947
« Previous Page

Showing 51 to 84 of 84 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.