RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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    Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
    51KUHN ADVISORS, INC.$527,123$708,980,344$708,980,344
    52LIFEPLAN GROUP$217,505$135,505,585$135,505,585
    53LIVE OAK PRIVATE WEALTH, LLC$1,958,915$836,456,769$836,456,769
    54LUMINA WEALTH MANAGEMENT, LLC$332,933$154,229,935$9,240,407$163,470,342
    55MILL CAPITAL MANAGEMENT, LLC$7,575,334$1,063,237,378$35,186,027$1,098,423,405
    56MUIRFIELD WEALTH ADVISORS LLC$494,460$178,500,000$178,500,000
    57NOVARE CAPITAL MANAGEMENT$2,149,113$1,406,619,494$3,198,802$1,409,818,296
    58OAK HARBOR WEALTH PARTNERS, LLC$449,394$304,892,114$242,919,657$547,811,771
    59OLD PEAK FINANCE$881,990$440,112,765$440,112,765
    60PARK RIDGE ASSET MANAGEMENT$369,865$185,155,796$5,694,789$190,850,585
    61PARSEC FINANCIAL$684,865$4,000,945,118$225,359,140$4,226,304,258
    62PEACE OF MIND WEALTH MANAGEMENT$278,200$132,402,912$9,200,972$141,603,884
    63PIEDMONT CAPITAL MANAGEMENT, LLC$1,914,049$348,357,005$348,357,005
    64POWELL WEALTH$662,162$187,391,778$187,391,778
    65PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC$189,702$151,658,395$1,810,631$153,469,026
    66PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC$653,889$117,700,055$117,700,055
    67REICHARD CAPITAL, LLC$2,283,866$349,431,440$349,431,440
    68RELIANT INVESTMENT PARTNERS, LLC$235,210$197,341,189$197,341,189
    69SALEM INVESTMENT COUNSELORS INC$1,560,020$3,452,582,934$48,102,634$3,500,685,568
    70SAPERE WEALTH MANAGEMENT, LLC$1,380,182$303,639,981$303,639,981
    71SHEETS SMITH WEALTH MANAGEMENT$1,289,347$1,139,782,419$1,139,782,419
    72SJBENEN ADVISORY, LLC$839,997$177,239,391$177,239,391
    73SMITH PARTNERS WEALTH MANAGEMENT, LLC$980,632$151,997,960$151,997,960
    74SMITH, SALLEY & ASSOCIATES, LLC$1,431,560$2,716,382,638$717,571$2,717,100,209
    75SPARTAN PLANNING GROUP$279,633$125,196,172$123,677,084$248,873,256
    76STRATHMORE CAPITAL ADVISORS$486,559$358,444,155$9,880,985$368,325,140
    77TAGSTONE CAPITAL, INC.$7,418,974$228,380,658$1,607,547$229,988,205
    78TANNIN CAPITAL, LLC$552,542$193,185,964$14,017,371$207,203,335
    79TASSEL CAPITAL MANAGEMENT, INC$232,658$151,846,450$13,108,221$164,954,671
    80TIMONIER$605,993$307,916,449$101,128,983$409,045,432
    81TOWNSEND ASSET MANAGEMENT CORP.$378,455$351,095,062$16,006,172$367,101,234
    82TRADEWINDS, LLC$361,313$267,371,971$267,371,971
    83TRANSITUS WEALTH PARTNERS LLC$703,517$230,057,272$2,806,974$232,864,246
    84TRIAD FINANCIAL ADVISORS, INC.$423,577$942,142,652$22,341,178$964,483,830
    85VERUM PARTNERS LLC$670,577$253,593,941$142,717,164$396,311,105
    86WHITENER CAPITAL MANAGEMENT, INC$355,210$339,651,229$48,948,771$388,600,000
    87WOODARD & CO ASSET MANAGEMENT GROUP INC$525,778$933,700,000$29,000,000$962,700,000
    88WOODWARD FINANCIAL ADVISORS, INC.$705,174$511,250,999$511,250,999
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    Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

    For more information about the RIA Data Center, please contact InvestmentNews Research.

    Reprints: For reprints of these rankings, please contact Caroline Murphy.

    *Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

    Database last updated on July 2021.