RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Signet Financial Management, LLC$402,419$718,720,365$718,720,365
2Lassus Wherley$300,945$509,801,111$509,801,111
3Gateway Advisory$229,696$489,481,899$489,481,899
4Withum Wealth Management$862,246$484,582,000$484,582,000
5Wealth Health$1,905,741$383,053,894$383,053,894
6Quadrant Capital Management, Llc$186,361$354,831,297$354,831,297
7Chatham Wealth Management$436,007$333,109,000$333,109,000
8Parsons Capital Management, LLC$229,610$300,788,604$300,788,604
9Covenant Asset Management$595,320$240,509,407$240,509,407
10Highland Financial Advisors, LLC$293,835$196,575,420$196,575,420
11RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
12Wealth CMT$160,789$145,835,675$145,835,675
13Morris Retirement Advisors, LLC$162,655$127,196,313$127,196,313
14S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
15Friedenthal Financial, LLC$348,602$112,250,000$112,250,000
16Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
17Summit Place Financial Advisors$666,515$108,641,993$108,641,993
18Lucas Capital Management, L.L.C.$252,094$100,585,356$100,585,356
19McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
20Lucas Capital Management, LLC$564,378$181,350,000$944,000$182,294,000
21National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
22Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
23Mullooly Asset Management, Inc.$120,238$197,946,199$1,528,880$199,475,079
24Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
25Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
26Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
27Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
28Stonegate Wealth Management$239,117$127,000,230$2,123,000$129,123,230
29Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
30The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
31NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
32Baron Financial Group$253,008$199,018,259$4,400,333$203,418,592
33Princeton Portfolio Strategies Group LLC$892,885$394,551,992$5,460,266$400,012,258
34Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
35Waterstone Wealth Advisors, LLC$233,610$103,353,506$6,910,547$110,264,053
36LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
375C Capital Management, LLC$272,295$252,259,730$7,509,702$259,769,432
38Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
39Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
40Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
41Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
42Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
43Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
44Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
45Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
46Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
47Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
48Sax Wealth Advisors, LLC$456,984$818,495,257$34,694,781$853,190,038
49Private Advisor Group, Llc$215,573$16,466,519,857$35,630,351$16,502,150,208
50Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
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Showing 1 to 50 of 71 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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