RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
2MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
3HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
4NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
5SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
6WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
7WEALTH CMT$205,609$196,150,677$196,150,677
8SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
9NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
10THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
11GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
12COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
13MRA ADVISORY GROUP$160,404$141,476,697$141,476,697
14RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
15SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
16S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
17THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
18CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
19LASSUS WHERLEY$348,891$579,857,338$579,857,338
20HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
21THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
22LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
23WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
24LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
25FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
26NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
27MULLOOLY ASSET MANAGEMENT, INC.$150,140$248,793,256$1,941,204$250,734,460
28MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
29TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
30POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
31ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
32BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
33NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
34PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
35LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
36KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
37ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
38TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
39WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
405C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
41NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
42MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
43REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
44WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
45HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
46SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
47GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
48WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
49REGENTATLANTIC$2,647,628$4,851,335,814$49,424,441$4,900,760,255
50RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.