RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
2McRae Capital Management Inc.$753,095$561,809,123$561,809,123
3Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
4AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
5Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
6Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
7Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
8Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
9Red Hook Management LLC$1,604,743$388,347,904$388,347,904
10Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
11NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
12The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
13Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
14HFM Investment Advisors, LLC$170,125$148,349,165$148,349,165
15Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
16Gateway Advisory, LLC$318,050$684,442,727$684,442,727
17Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
18Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
19Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
20RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
21Signet Financial Management, LLC$468,518$809,599,511$809,599,511
22S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
23THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
24Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
25NCM Capital Management, LLC$530,786$256,369,665$256,369,665
26LASSUS WHERLEY$348,891$579,857,338$579,857,338
27HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
28The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
29Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
30Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
31Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
32Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
33Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
34LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
35FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
36National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
37Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
38POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
39Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
40Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
41Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
42Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
43LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
44Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
45Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
46WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
47Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
48Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
49Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
50Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.