RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Signet Financial Management, Llc$459,278$805,114,804$805,114,804
2Lassus Wherley$348,891$579,857,338$579,857,338
3Withum Wealth Management$909,702$579,480,000$579,480,000
4Mcrae Capital Management Inc.$756,028$474,029,652$474,029,652
5Chatham Wealth Management$516,144$369,042,770$369,042,770
6Covenant Asset Management, Llc$681,474$305,300,304$305,300,304
7The Genwealth Group, Inc.$515,346$295,293,225$295,293,225
8Hillcrest Wealth Advisors - Ny, Llc$1,137,238$253,604,141$253,604,141
9Highland Financial Advisors, Llc$327,455$239,696,900$239,696,900
10Wealth Cmt$205,609$196,150,677$196,150,677
11Rrbb Asset Management, Llc$725,503$188,630,780$188,630,780
12Salvus Wealth Management, Llc$336,137$155,631,278$155,631,278
13Summit Place Financial Advisors, Llc$725,081$154,442,286$154,442,286
14Noyes Capital Management, Llc$510,246$130,622,999$130,622,999
15S.F. Ehrlich Associates, Inc.$398,462$129,101,562$129,101,562
16The Investment Advisor Alliance Llc$127,302$109,352,394$109,352,394
17Locker Financial Services, Llc$329,688$111,032,917$72,100$111,105,017
18Westfield Financial Planning$285,847$122,521,749$106,522$122,628,271
19Next Horizon Advisors Llc$472,165$101,214,908$300,627$101,515,535
20Friedenthal Financial, Llc$355,761$138,637,000$1,177,000$139,814,000
21National Wealth Management, Llc$401,801$206,509,375$1,221,608$207,730,983
22Mullooly Asset Management, Inc.$150,140$248,793,256$1,941,204$250,734,460
23The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
24Stonegate Wealth Management, Llc$1,103,834$157,325,000$2,731,000$160,056,000
25Tandem Capital Management, Inc.$824,886$163,801,556$2,825,366$166,626,922
26Point View Wealth Management, Inc.$524,474$376,885,727$2,833,592$379,719,319
27Accretive Wealth Partners, Llc$491,914$115,291,688$3,259,496$118,551,184
28Baron Financial Group Llc$312,444$238,723,323$4,358,049$243,081,372
29Princeton Portfolio Strategies Group Llc$1,115,651$492,605,172$7,206,392$499,811,564
30Lws Wealth Advisors, Inc.$508,217$381,183,175$8,110,759$389,293,934
31Kevin M. Gibney And Company, Llc$328,582$173,658,524$9,361,729$183,020,253
32Roundview Capital, Llc$558,280$761,877,329$10,782,359$772,659,688
33Traphagen Financial Group$602,452$772,809,199$11,583,863$784,393,062
34Waterstone Wealth Advisors, Llc$257,839$119,955,256$12,058,153$132,013,409
355C Capital Management, Llc$293,761$299,597,471$13,257,931$312,855,402
36Novi Wealth Partners$421,988$241,267,287$15,301,618$256,568,905
37Modera Wealth Management, Llc$480,854$2,729,239,147$16,917,721$2,746,156,868
38Regency Wealth Management$327,607$278,998,235$17,486,521$296,484,756
39Hamel Associates,Inc.$1,958,460$410,247,822$34,322,533$444,570,355
40Private Advisor Group, Llc$247,642$21,180,500,841$38,481,253$21,218,982,094
41Sax Wealth Advisors, Llc$486,904$959,833,241$44,162,194$1,003,995,435
42Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
43Regentatlantic$2,647,628$4,851,335,814$49,424,441$4,900,760,255
44Ridgewood Investments$572,670$280,063,054$53,803,385$333,866,439
45Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
46Delta Financial Group, Inc.$264,799$680,246,504$70,989,401$751,235,905
47Cypress Financial Planning$146,026$78,962,713$72,028,613$150,991,326
48Red Hook Management$1,201,637$264,184,691$84,290,000$348,474,691
49Meyer Capital Group$503,532$898,495,140$107,058,484$1,005,553,624
50Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
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Showing 1 to 50 of 65 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.