RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
515C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
52Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
53Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
54Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
55Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
56WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
57Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
58Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
59Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
60Delta Financial Group, Inc.$290,656$854,988,022$56,508,868$911,496,890
61George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
62Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
63Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
64Omega Capital Management,LLC$189,130$104,400,000$104,400,000
65Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
66Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
67ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
68Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
69Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
70Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
71Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
72Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
73Financial Life Focus, LLC$469,457$254,445,818$254,445,818
74ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
75Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
76CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
77Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
78Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
79Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
80Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.