RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
2Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
3WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
4WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
5Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
6Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
7Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
8THE INVESTMENT ADVISOR ALLIANCE LLC$127,302$109,352,394$109,352,394
9The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
10The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
11Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
12Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
13Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
14Stern Capital Management, Inc.$316,930$189,311,437$212,650$189,524,087
15Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
16Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
17Signet Financial Management, LLC$468,518$809,599,511$809,599,511
18Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
19Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
20S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
21RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
22Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
23ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
24Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
25Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
26Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
27Red Hook Management LLC$1,604,743$388,347,904$388,347,904
28Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
29Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
30Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
31Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
32POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
33Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
34Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
35Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
36Omega Capital Management,LLC$189,130$104,400,000$104,400,000
37NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
38Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
39NCM Capital Management, LLC$530,786$256,369,665$256,369,665
40National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
41Mullooly Asset Management, Inc.$182,189$315,655,344$624,608$316,279,952
42Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
43Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
44Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
45McRae Capital Management Inc.$753,095$561,809,123$561,809,123
46Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
47LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
48LUCAS CAPITAL MANAGEMENT, L.L.C.$689,703$217,502,000$1,134,000$218,636,000
49Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
50LASSUS WHERLEY$348,891$579,857,338$579,857,338
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Showing 1 to 50 of 80 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.