RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
2Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
3Omega Capital Management,LLC$189,130$104,400,000$104,400,000
4Financial Life Focus, LLC$469,457$254,445,818$254,445,818
5Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
6ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
7Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
8WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
9Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
10Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
11Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
12Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
13WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
14Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
15Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
16NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
17AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
18Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
19S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
20FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
21Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
22Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
23Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
24Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
25Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
26Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
27Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
28RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
29Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
30Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
31Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
32Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
33National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
34NCM Capital Management, LLC$530,786$256,369,665$256,369,665
35Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
36Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
37The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
38Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
39Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
40Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
41HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
42Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
435C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
44The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
45Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
46Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
47POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
48LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
49Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
50Red Hook Management LLC$1,604,743$388,347,904$388,347,904
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.