RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
2Financial Life Focus, Llc$446,980$242,710,000$242,710,000
3Spoor Behrins Campbell & Young Securities Corp$1,450,316$176,938,575$176,938,575
4Breton Co$3,587,502$136,325,085$136,325,085
5Asset Advisory Group Inc$617,409$17,221,630$289,013,476$306,235,106
6Lighthouse Financial Advisors, Inc.$245,331$25,247,587$373,905,904$399,153,491
7Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
8Haymarket Wealth Management Llc$2,229,673$65,822,414$264,169,252$329,991,666
9Cypress Financial Planning$146,026$78,962,713$72,028,613$150,991,326
10Next Horizon Advisors Llc$472,165$101,214,908$300,627$101,515,535
11Locker Financial Services, Llc$329,688$111,032,917$72,100$111,105,017
12Accretive Wealth Partners, Llc$491,914$115,291,688$3,259,496$118,551,184
13Waterstone Wealth Advisors, Llc$257,839$119,955,256$12,058,153$132,013,409
14Westfield Financial Planning$285,847$122,521,749$106,522$122,628,271
15S.F. Ehrlich Associates, Inc.$398,462$129,101,562$129,101,562
16Noyes Capital Management, Llc$510,246$130,622,999$130,622,999
17Friedenthal Financial, Llc$355,761$138,637,000$1,177,000$139,814,000
18Summit Place Financial Advisors, Llc$725,081$154,442,286$154,442,286
19Salvus Wealth Management, Llc$336,137$155,631,278$155,631,278
20Stonegate Wealth Management, Llc$1,103,834$157,325,000$2,731,000$160,056,000
21Tandem Capital Management, Inc.$824,886$163,801,556$2,825,366$166,626,922
22Kevin M. Gibney And Company, Llc$328,582$173,658,524$9,361,729$183,020,253
23Rrbb Asset Management, Llc$725,503$188,630,780$188,630,780
24Wealth Cmt$205,609$196,150,677$196,150,677
25National Wealth Management, Llc$401,801$206,509,375$1,221,608$207,730,983
26The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
27Baron Financial Group Llc$312,444$238,723,323$4,358,049$243,081,372
28Highland Financial Advisors, Llc$327,455$239,696,900$239,696,900
29Novi Wealth Partners$421,988$241,267,287$15,301,618$256,568,905
30Hillcrest Wealth Advisors - Ny, Llc$1,137,238$253,604,141$253,604,141
31Red Hook Management$1,201,637$264,184,691$84,290,000$348,474,691
32Regency Wealth Management$327,607$278,998,235$17,486,521$296,484,756
33Ridgewood Investments$572,670$280,063,054$53,803,385$333,866,439
34The Genwealth Group, Inc.$515,346$295,293,225$295,293,225
355C Capital Management, Llc$293,761$299,597,471$13,257,931$312,855,402
36Covenant Asset Management, Llc$681,474$305,300,304$305,300,304
37Cra Financial Services, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
38Chatham Wealth Management$516,144$369,042,770$369,042,770
39Point View Wealth Management, Inc.$524,474$376,885,727$2,833,592$379,719,319
40Lws Wealth Advisors, Inc.$508,217$381,183,175$8,110,759$389,293,934
41Black Coral Financial Advisors, Llc$391,573$407,671,000$169,507,000$577,178,000
42Hamel Associates,Inc.$1,958,460$410,247,822$34,322,533$444,570,355
43Mcrae Capital Management Inc.$756,028$474,029,652$474,029,652
44Princeton Portfolio Strategies Group Llc$1,115,651$492,605,172$7,206,392$499,811,564
45Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
46Withum Wealth Management$909,702$579,480,000$579,480,000
47Lassus Wherley$348,891$579,857,338$579,857,338
48Delta Financial Group, Inc.$264,799$680,246,504$70,989,401$751,235,905
49Strategic Family Wealth Counselors, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
50Roundview Capital, Llc$558,280$761,877,329$10,782,359$772,659,688
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Showing 1 to 50 of 61 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.