RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP$1,450,316$176,938,575$176,938,575
2HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
3FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
4BRETON CO$3,981,816$151,309,020$151,309,020
5ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
6HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
7HAYMARKET WEALTH MANAGEMENT LLC$2,229,673$65,822,414$264,169,252$329,991,666
8CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
9WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
10LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
11TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
12ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
13WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
14WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
15S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
16NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
17NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
18FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
19SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
20SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
21TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
22KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
23RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
24WEALTH CMT$205,609$196,150,677$196,150,677
25NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
26NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
27BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
28HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
29NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
30HILLCREST WEALTH ADVISORS - NY, LLC$1,137,238$253,604,141$253,604,141
31MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
32THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
33RED HOOK MANAGEMENT$1,201,637$264,184,691$84,290,000$348,474,691
34REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
35RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
36WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
37THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
385C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
39COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
40CRA FINANCIAL SERVICES, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
41CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
42POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
43LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
44BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
45HAMEL ASSOCIATES,INC.$1,958,460$410,247,822$34,322,533$444,570,355
46MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
47PRINCETON PORTFOLIO STRATEGIES GROUP LLC$1,115,651$492,605,172$7,206,392$499,811,564
48GLOBAL WEALTH MANAGEMENT, LLC$1,413,720$559,171,178$45,900,810$605,071,988
49GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
50WITHUM WEALTH MANAGEMENT$909,702$579,480,000$579,480,000
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Showing 1 to 50 of 65 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.