RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
2McRae Capital Management Inc.$753,095$561,809,123$561,809,123
3Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
4AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
5Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
6Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
7Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
8Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
9Red Hook Management LLC$1,604,743$388,347,904$388,347,904
10Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
11NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
12The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
13Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
14Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
15Gateway Advisory, LLC$318,050$684,442,727$684,442,727
16Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
17Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
18Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
19RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
20Signet Financial Management, LLC$468,518$809,599,511$809,599,511
21S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
22Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
23NCM Capital Management, LLC$530,786$256,369,665$256,369,665
24LASSUS WHERLEY$348,891$579,857,338$579,857,338
25HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
26The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
27Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
28Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
29Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
30FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
31National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
32Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
33POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
34Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
35Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
36Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
37Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
38LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
39Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
40Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
41WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
42Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
43Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
44Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
45Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
465C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
47Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
48Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
49Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
50Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.