RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Mcrae Capital Management Inc. | $756,028 | $474,029,652 | — | $474,029,652 |
| 2 | Hillcrest Wealth Advisors - Ny, Llc | $1,137,238 | $253,604,141 | — | $253,604,141 |
| 3 | Noyes Capital Management, Llc | $510,246 | $130,622,999 | — | $130,622,999 |
| 4 | S.F. Ehrlich Associates, Inc. | $398,462 | $129,101,562 | — | $129,101,562 |
| 5 | Wealth Cmt | $205,609 | $196,150,677 | — | $196,150,677 |
| 6 | Salvus Wealth Management, Llc | $336,137 | $155,631,278 | — | $155,631,278 |
| 7 | Summit Place Financial Advisors, Llc | $725,081 | $154,442,286 | — | $154,442,286 |
| 8 | Highland Financial Advisors, Llc | $327,455 | $239,696,900 | — | $239,696,900 |
| 9 | Rrbb Asset Management, Llc | $725,503 | $188,630,780 | — | $188,630,780 |
| 10 | Covenant Asset Management, Llc | $681,474 | $305,300,304 | — | $305,300,304 |
| 11 | The Genwealth Group, Inc. | $515,346 | $295,293,225 | — | $295,293,225 |
| 12 | Lassus Wherley | $348,891 | $579,857,338 | — | $579,857,338 |
| 13 | Withum Wealth Management | $909,702 | $579,480,000 | — | $579,480,000 |
| 14 | Chatham Wealth Management | $516,144 | $369,042,770 | — | $369,042,770 |
| 15 | Signet Financial Management, Llc | $459,278 | $805,114,804 | — | $805,114,804 |
| 16 | Locker Financial Services, Llc | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
| 17 | Westfield Financial Planning | $285,847 | $122,521,749 | $106,522 | $122,628,271 |
| 18 | Next Horizon Advisors Llc | $472,165 | $101,214,908 | $300,627 | $101,515,535 |
| 19 | Friedenthal Financial, Llc | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 20 | National Wealth Management, Llc | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 21 | The Hogan-Knotts Financial Group, Inc. | $324,647 | $224,315,044 | $2,613,307 | $226,928,351 |
| 22 | Stonegate Wealth Management, Llc | $1,103,834 | $157,325,000 | $2,731,000 | $160,056,000 |
| 23 | Tandem Capital Management, Inc. | $824,886 | $163,801,556 | $2,825,366 | $166,626,922 |
| 24 | Point View Wealth Management, Inc. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 25 | Accretive Wealth Partners, Llc | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 26 | Baron Financial Group Llc | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 27 | Princeton Portfolio Strategies Group Llc | $1,115,651 | $492,605,172 | $7,206,392 | $499,811,564 |
| 28 | Lws Wealth Advisors, Inc. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 29 | Kevin M. Gibney And Company, Llc | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 30 | Roundview Capital, Llc | $558,280 | $761,877,329 | $10,782,359 | $772,659,688 |
| 31 | Traphagen Financial Group | $602,452 | $772,809,199 | $11,583,863 | $784,393,062 |
| 32 | Waterstone Wealth Advisors, Llc | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 33 | 5C Capital Management, Llc | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 34 | Novi Wealth Partners | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 35 | Modera Wealth Management, Llc | $480,854 | $2,729,239,147 | $16,917,721 | $2,746,156,868 |
| 36 | Regency Wealth Management | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 37 | Hamel Associates,Inc. | $1,958,460 | $410,247,822 | $34,322,533 | $444,570,355 |
| 38 | Sax Wealth Advisors, Llc | $486,904 | $959,833,241 | $44,162,194 | $1,003,995,435 |
| 39 | Global Wealth Management, Llc | $1,413,720 | $559,171,178 | $45,900,810 | $605,071,988 |
| 40 | Regentatlantic | $2,647,628 | $4,851,335,814 | $49,424,441 | $4,900,760,255 |
| 41 | Ridgewood Investments | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 42 | Halberstadt Financial Consultants Inc | $314,370 | $50,745,000 | $56,455,000 | $107,200,000 |
| 43 | Delta Financial Group, Inc. | $264,799 | $680,246,504 | $70,989,401 | $751,235,905 |
| 44 | Cypress Financial Planning | $146,026 | $78,962,713 | $72,028,613 | $150,991,326 |
| 45 | Red Hook Management | $1,201,637 | $264,184,691 | $84,290,000 | $348,474,691 |
| 46 | Meyer Capital Group | $503,532 | $898,495,140 | $107,058,484 | $1,005,553,624 |
| 47 | Heritage Financial Counselors, Llc | $370,797 | — | $127,925,000 | $127,925,000 |
| 48 | Condor Capital Wealth Management | $416,122 | $1,034,825,468 | $131,979,911 | $1,166,805,379 |
| 49 | Strategic Family Wealth Counselors, L.L.C. | $289,844 | $692,587,511 | $134,338,509 | $826,926,020 |
| 50 | Breton Co | $3,587,502 | — | $136,325,085 | $136,325,085 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on June 5, 2019.
