RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Tranquilli Financial Advisor, LLC | $342,102 | $125,893,452 | — | $125,893,452 |
| 2 | McRae Capital Management Inc. | $753,095 | $561,809,123 | — | $561,809,123 |
| 3 | Highland Financial Advisors, LLC | $362,400 | $363,124,346 | — | $363,124,346 |
| 4 | AEM Asset Management, LLC | $2,841,691 | $130,717,795 | — | $130,717,795 |
| 5 | Northstar Advisory Group, LLC | $341,802 | $170,217,177 | — | $170,217,177 |
| 6 | Salvus Wealth Management, LLC | $349,259 | $165,897,992 | — | $165,897,992 |
| 7 | Pinnacle Wealth Management Advisory Group, LLC | $903,634 | $683,147,223 | — | $683,147,223 |
| 8 | Wealth Creation Management & Transfer, LLC | $218,551 | $236,253,120 | — | $236,253,120 |
| 9 | Red Hook Management LLC | $1,604,743 | $388,347,904 | — | $388,347,904 |
| 10 | Summit Place Financial Advisors,LLC | $777,989 | $179,715,532 | — | $179,715,532 |
| 11 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 12 | The Hogan-Knotts Financial Group, Inc. | $422,649 | $276,835,200 | — | $276,835,200 |
| 13 | Revolve Wealth Partners, LLC | $230,987 | $527,344,077 | — | $527,344,077 |
| 14 | Personal Financial Solutions, LLC | $1,107,435 | $111,850,980 | — | $111,850,980 |
| 15 | Gateway Advisory, LLC | $318,050 | $684,442,727 | — | $684,442,727 |
| 16 | Covenant Asset Management, LLC | $875,311 | $410,520,820 | — | $410,520,820 |
| 17 | Financial Futures Limited Liability Company | $270,020 | $134,200,000 | — | $134,200,000 |
| 18 | Morris Retirement Advisors, LLC | $155,818 | $169,062,384 | — | $169,062,384 |
| 19 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 20 | Signet Financial Management, LLC | $468,518 | $809,599,511 | — | $809,599,511 |
| 21 | S.F. Ehrlich Associates, Inc. | $398,276 | $134,219,000 | — | $134,219,000 |
| 22 | Raab & Moskowitz Asset Management LLC | $527,671 | $385,200,000 | — | $385,200,000 |
| 23 | NCM Capital Management, LLC | $530,786 | $256,369,665 | — | $256,369,665 |
| 24 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 25 | HiLLCrest Wealth Advisors - Ny, LLC | $1,300,620 | $299,142,655 | — | $299,142,655 |
| 26 | The Genwealth Group, Inc. | $488,158 | $333,900,000 | — | $333,900,000 |
| 27 | Locker Financial Services, LLC | $366,981 | $128,023,749 | $52,543 | $128,076,292 |
| 28 | Prospect Capital Services, Inc. | $320,491 | $155,239,178 | $198,775 | $155,437,953 |
| 29 | Mezzasalma Advisors, LLC | $375,587 | $177,698,781 | $329,547 | $178,028,328 |
| 30 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 31 | National Wealth Management, LLC | $378,686 | $252,680,944 | $1,417,121 | $254,098,065 |
| 32 | Tandem Capital Management Corp | $915,458 | $184,663,533 | $2,089,869 | $186,753,402 |
| 33 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 34 | Accretive Wealth Partners, LLC | $572,155 | $189,615,961 | $3,200,355 | $192,816,316 |
| 35 | Baron Financial Group LLC | $350,760 | $284,432,608 | $4,242,930 | $288,675,538 |
| 36 | Private Wealth Management Group LLC | $459,922 | $287,970,925 | $7,758,620 | $295,729,545 |
| 37 | Princeton Portfolio Strategies Group LLC | $1,246,406 | $562,855,490 | $7,998,274 | $570,853,764 |
| 38 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 39 | Kevin M. Gibney And Company, LLC | $344,854 | $189,873,513 | $9,797,020 | $199,670,533 |
| 40 | Maltin Wealth Management, Inc. | $300,580 | $259,395,305 | $10,525,815 | $269,921,120 |
| 41 | WATERSTONE WEALTH ADVISORS, LLC | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 42 | Roundview Capital, LLC | $694,782 | $924,121,623 | $13,833,540 | $937,955,163 |
| 43 | Beckerman Institutional, LLC | $323,897 | $103,014,825 | $16,503,078 | $119,517,903 |
| 44 | Traphagen Investment Advisors LLC | $647,661 | $900,878,346 | $21,391,410 | $922,269,756 |
| 45 | Hudson Capital Management LLC | $416,386 | $356,980,528 | $21,514,346 | $378,494,874 |
| 46 | 5C Capital Management, LLC | $320,966 | $330,267,648 | $23,757,562 | $354,025,210 |
| 47 | Modera Wealth Management, LLC | $595,421 | $4,930,249,559 | $27,224,550 | $4,957,474,109 |
| 48 | Wechter Feldman Wealth Management, Inc. | $483,781 | $315,024,939 | $34,749,048 | $349,773,987 |
| 49 | Hamel Associates Inc | $2,131,466 | $424,659,918 | $37,868,259 | $462,528,177 |
| 50 | Sax Wealth Advisors, LLC | $526,356 | $1,048,331,966 | $44,910,020 | $1,093,241,986 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
