RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
52Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
53Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
54Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
55George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
56Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
57Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
58Omega Capital Management,LLC$189,130$104,400,000$104,400,000
59Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
60Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
61ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
62Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
63Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
64Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
65Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
66Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
67Financial Life Focus, LLC$469,457$254,445,818$254,445,818
68ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
69Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
70CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
71Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
72Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
73Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
74Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.