RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
2Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
3Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
4Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
5CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
6Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
7ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
8Financial Life Focus, LLC$469,457$254,445,818$254,445,818
9Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
10Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
11Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
12Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
13Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
14ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
15Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
16Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
17Omega Capital Management,LLC$189,130$104,400,000$104,400,000
18Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
19Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
20George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
21Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
22Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
23Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
24WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
25Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
26Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
27Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
28Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
295C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
30Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
31Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
32Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
33Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
34WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
35Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
36Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
37LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
38Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
39Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
40Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
41Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
42POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
43Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
44National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
45FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
46Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
47Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
48Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
49Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
50McRae Capital Management Inc.$753,095$561,809,123$561,809,123
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Showing 1 to 50 of 74 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.