RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Next Horizon Advisors Llc$472,165$101,214,908$300,627$101,515,535
2Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
3Locker Financial Services, Llc$329,688$111,032,917$72,100$111,105,017
4Accretive Wealth Partners, Llc$491,914$115,291,688$3,259,496$118,551,184
5Westfield Financial Planning$285,847$122,521,749$106,522$122,628,271
6Heritage Financial Counselors, Llc$370,797$127,925,000$127,925,000
7S.F. Ehrlich Associates, Inc.$398,462$129,101,562$129,101,562
8Noyes Capital Management, Llc$510,246$130,622,999$130,622,999
9Waterstone Wealth Advisors, Llc$257,839$119,955,256$12,058,153$132,013,409
10Breton Co$3,587,502$136,325,085$136,325,085
11Friedenthal Financial, Llc$355,761$138,637,000$1,177,000$139,814,000
12Cypress Financial Planning$146,026$78,962,713$72,028,613$150,991,326
13Summit Place Financial Advisors, Llc$725,081$154,442,286$154,442,286
14Salvus Wealth Management, Llc$336,137$155,631,278$155,631,278
15Stonegate Wealth Management, Llc$1,103,834$157,325,000$2,731,000$160,056,000
16Tandem Capital Management, Inc.$824,886$163,801,556$2,825,366$166,626,922
17Spoor Behrins Campbell & Young Securities Corp$1,450,316$176,938,575$176,938,575
18Kevin M. Gibney And Company, Llc$328,582$173,658,524$9,361,729$183,020,253
19Rrbb Asset Management, Llc$725,503$188,630,780$188,630,780
20Wealth Cmt$205,609$196,150,677$196,150,677
21National Wealth Management, Llc$401,801$206,509,375$1,221,608$207,730,983
22The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
23Highland Financial Advisors, Llc$327,455$239,696,900$239,696,900
24Financial Life Focus, Llc$446,980$242,710,000$242,710,000
25Baron Financial Group Llc$312,444$238,723,323$4,358,049$243,081,372
26Hillcrest Wealth Advisors - Ny, Llc$1,137,238$253,604,141$253,604,141
27Novi Wealth Partners$421,988$241,267,287$15,301,618$256,568,905
28The Genwealth Group, Inc.$515,346$295,293,225$295,293,225
29Regency Wealth Management$327,607$278,998,235$17,486,521$296,484,756
30Covenant Asset Management, Llc$681,474$305,300,304$305,300,304
31Asset Advisory Group Inc$617,409$17,221,630$289,013,476$306,235,106
325C Capital Management, Llc$293,761$299,597,471$13,257,931$312,855,402
33Haymarket Wealth Management Llc$2,229,673$65,822,414$264,169,252$329,991,666
34Ridgewood Investments$572,670$280,063,054$53,803,385$333,866,439
35Red Hook Management$1,201,637$264,184,691$84,290,000$348,474,691
36Chatham Wealth Management$516,144$369,042,770$369,042,770
37Point View Wealth Management, Inc.$524,474$376,885,727$2,833,592$379,719,319
38Lws Wealth Advisors, Inc.$508,217$381,183,175$8,110,759$389,293,934
39Lighthouse Financial Advisors, Inc.$245,331$25,247,587$373,905,904$399,153,491
40Hamel Associates,Inc.$1,958,460$410,247,822$34,322,533$444,570,355
41Mcrae Capital Management Inc.$756,028$474,029,652$474,029,652
42Princeton Portfolio Strategies Group Llc$1,115,651$492,605,172$7,206,392$499,811,564
43Black Coral Financial Advisors, Llc$391,573$407,671,000$169,507,000$577,178,000
44Withum Wealth Management$909,702$579,480,000$579,480,000
45Lassus Wherley$348,891$579,857,338$579,857,338
46Global Wealth Management, Llc$1,413,720$559,171,178$45,900,810$605,071,988
47Delta Financial Group, Inc.$264,799$680,246,504$70,989,401$751,235,905
48Cra Financial Services, L.L.C.$911,092$333,335,656$431,070,135$764,405,791
49Roundview Capital, Llc$558,280$761,877,329$10,782,359$772,659,688
50Traphagen Financial Group$602,452$772,809,199$11,583,863$784,393,062
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Showing 1 to 50 of 61 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.