RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Omega Capital Management,LLC$189,130$104,400,000$104,400,000
2Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
3Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
4Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
5Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
6Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
7NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
8AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
9WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
10WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
11Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
12S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
13FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
14Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
15Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
16Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
17Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
18Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
19Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
20Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
21Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
22Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
23RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
24Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
25Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
26Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
27Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
28Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
29National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
30Financial Life Focus, LLC$469,457$254,445,818$254,445,818
31NCM Capital Management, LLC$530,786$256,369,665$256,369,665
32Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
33The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
34Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
35Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
36Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
37HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
38ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
39The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
40Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
41Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
425C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
43Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
44Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
45POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
46Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
47Red Hook Management LLC$1,604,743$388,347,904$388,347,904
48LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
49Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
50Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.