RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
2Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
3Omega Capital Management,LLC$189,130$104,400,000$104,400,000
4Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
5Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
6WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
7Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
8Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
9Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
10Gateway Advisory, LLC$318,050$684,442,727$684,442,727
11Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
125C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
13Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
14Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
15Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
16Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
17Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
18LASSUS WHERLEY$348,891$579,857,338$579,857,338
19Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
20Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
21FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
22Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
23Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
24CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
25Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
26Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
27Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
28National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
29Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
30WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
31S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
32Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
33The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
34Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
35Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
36Signet Financial Management, LLC$468,518$809,599,511$809,599,511
37Financial Life Focus, LLC$469,457$254,445,818$254,445,818
38Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
39The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
40LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
41NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
42POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
43Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
44Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
45NCM Capital Management, LLC$530,786$256,369,665$256,369,665
46Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
47Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
48ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
49Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
50Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.