RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1CYPRESS FINANCIAL PLANNING$146,026$78,962,713$72,028,613$150,991,326
2WEALTH CMT$205,609$196,150,677$196,150,677
3WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
4DELTA FINANCIAL GROUP, INC.$264,799$680,246,504$70,989,401$751,235,905
5GATEWAY ADVISORY, LLC$277,537$570,061,723$570,061,723
6MALTIN WEALTH MANAGEMENT, INC.$282,928$260,644,074$2,478,883$263,122,957
7WESTFIELD FINANCIAL PLANNING$285,847$122,521,749$106,522$122,628,271
8STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.$289,844$692,587,511$134,338,509$826,926,020
95C CAPITAL MANAGEMENT, LLC$293,761$299,597,471$13,257,931$312,855,402
10NORTHSTAR ADVISORY GROUP, LLC$295,614$134,208,806$134,208,806
11HALBERSTADT FINANCIAL CONSULTANTS INC$310,149$50,239,619$54,590,807$104,830,426
12BARON FINANCIAL GROUP LLC$312,444$238,723,323$4,358,049$243,081,372
13TRANQUILLI FINANCIAL ADVISOR, LLC$326,357$111,940,462$111,940,462
14HIGHLAND FINANCIAL ADVISORS, LLC$327,455$239,696,900$239,696,900
15REGENCY WEALTH MANAGEMENT$327,607$278,998,235$17,486,521$296,484,756
16KEVIN M. GIBNEY AND COMPANY, LLC$328,582$173,658,524$9,361,729$183,020,253
17LOCKER FINANCIAL SERVICES, LLC$329,688$111,032,917$72,100$111,105,017
18SALVUS WEALTH MANAGEMENT, LLC$336,137$155,631,278$155,631,278
19LASSUS WHERLEY$348,891$579,857,338$579,857,338
20FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
21HERITAGE FINANCIAL COUNSELORS, LLC$370,797$127,925,000$127,925,000
22THE HOGAN-KNOTTS FINANCIAL GROUP, INC.$386,616$262,512,075$262,512,075
23WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
24BLACK CORAL FINANCIAL ADVISORS, LLC$391,573$407,671,000$169,507,000$577,178,000
25S.F. EHRLICH ASSOCIATES, INC.$398,462$129,101,562$129,101,562
26NATIONAL WEALTH MANAGEMENT, LLC$401,801$206,509,375$1,221,608$207,730,983
27CONDOR CAPITAL WEALTH MANAGEMENT$416,122$1,034,825,468$131,979,911$1,166,805,379
28NOVI WEALTH PARTNERS$421,988$241,267,287$15,301,618$256,568,905
29FINANCIAL LIFE FOCUS, LLC$446,980$242,710,000$242,710,000
30WECHTER FELDMAN WEALTH MANAGEMENT, INC.$456,362$291,255,618$34,130,290$325,385,908
31SIGNET FINANCIAL MANAGEMENT, LLC$459,278$805,114,804$805,114,804
32NCM CAPITAL MANAGEMENT, LLC$474,160$220,500,000$5,200,000$225,700,000
33MODERA WEALTH MANAGEMENT, LLC$480,854$2,729,239,147$16,917,721$2,746,156,868
34SAX WEALTH ADVISORS, LLC$486,904$959,833,241$44,162,194$1,003,995,435
35ACCRETIVE WEALTH PARTNERS, LLC$491,914$115,291,688$3,259,496$118,551,184
36MEYER CAPITAL GROUP$503,532$898,495,140$107,058,484$1,005,553,624
37LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
38NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
39THE GENWEALTH GROUP, INC.$515,346$295,293,225$295,293,225
40CHATHAM WEALTH MANAGEMENT$516,144$369,042,770$369,042,770
41POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
42ROUNDVIEW CAPITAL, LLC$558,280$761,877,329$10,782,359$772,659,688
43RIDGEWOOD INVESTMENTS$572,670$280,063,054$53,803,385$333,866,439
44TRAPHAGEN FINANCIAL GROUP$602,452$772,809,199$11,583,863$784,393,062
45ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
46COVENANT ASSET MANAGEMENT, LLC$681,474$305,300,304$305,300,304
47SUMMIT PLACE FINANCIAL ADVISORS, LLC$725,081$154,442,286$154,442,286
48RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
49MCRAE CAPITAL MANAGEMENT INC.$756,028$474,029,652$474,029,652
50TANDEM CAPITAL MANAGEMENT, INC.$824,886$163,801,556$2,825,366$166,626,922
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.