RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Morris Retirement Advisors, LLC | $155,818 | $169,062,384 | — | $169,062,384 |
| 2 | Cypress Financial Planning, LLC | $169,618 | $113,871,184 | $84,751,394 | $198,622,578 |
| 3 | Omega Capital Management,LLC | $189,130 | — | $104,400,000 | $104,400,000 |
| 4 | Wealth Creation Management & Transfer, LLC | $218,551 | $236,253,120 | — | $236,253,120 |
| 5 | Revolve Wealth Partners, LLC | $230,987 | $527,344,077 | — | $527,344,077 |
| 6 | WATERSTONE WEALTH ADVISORS, LLC | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 7 | Financial Futures Limited Liability Company | $270,020 | $134,200,000 | — | $134,200,000 |
| 8 | Maltin Wealth Management, Inc. | $300,580 | $259,395,305 | $10,525,815 | $269,921,120 |
| 9 | Strategic Family Wealth Counselors, L.L.C. | $314,381 | $813,000,000 | $127,000,000 | $940,000,000 |
| 10 | Gateway Advisory, LLC | $318,050 | $684,442,727 | — | $684,442,727 |
| 11 | Prospect Capital Services, Inc. | $320,491 | $155,239,178 | $198,775 | $155,437,953 |
| 12 | 5C Capital Management, LLC | $320,966 | $330,267,648 | $23,757,562 | $354,025,210 |
| 13 | Beckerman Institutional, LLC | $323,897 | $103,014,825 | $16,503,078 | $119,517,903 |
| 14 | Tilson Financial Group Inc | $329,111 | $268,384,069 | $214,750,636 | $483,134,705 |
| 15 | Northstar Advisory Group, LLC | $341,802 | $170,217,177 | — | $170,217,177 |
| 16 | Tranquilli Financial Advisor, LLC | $342,102 | $125,893,452 | — | $125,893,452 |
| 17 | Kevin M. Gibney And Company, LLC | $344,854 | $189,873,513 | $9,797,020 | $199,670,533 |
| 18 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 19 | Salvus Wealth Management, LLC | $349,259 | $165,897,992 | — | $165,897,992 |
| 20 | Baron Financial Group LLC | $350,760 | $284,432,608 | $4,242,930 | $288,675,538 |
| 21 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 22 | Highland Financial Advisors, LLC | $362,400 | $363,124,346 | — | $363,124,346 |
| 23 | Black Coral Financial Advisors, LLC | $364,187 | $458,091,000 | $134,805,000 | $592,896,000 |
| 24 | CRA Financial Services, L.L.C. | $365,187 | $501,246,307 | $405,878,539 | $907,124,846 |
| 25 | Locker Financial Services, LLC | $366,981 | $128,023,749 | $52,543 | $128,076,292 |
| 26 | Halberstadt Financial Consultants, Inc. | $373,013 | $54,495,219 | $73,075,387 | $127,570,606 |
| 27 | Mezzasalma Advisors, LLC | $375,587 | $177,698,781 | $329,547 | $178,028,328 |
| 28 | National Wealth Management, LLC | $378,686 | $252,680,944 | $1,417,121 | $254,098,065 |
| 29 | Heritage Financial Counselors, LLC | $386,703 | — | $140,760,000 | $140,760,000 |
| 30 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 31 | S.F. Ehrlich Associates, Inc. | $398,276 | $134,219,000 | — | $134,219,000 |
| 32 | Hudson Capital Management LLC | $416,386 | $356,980,528 | $21,514,346 | $378,494,874 |
| 33 | The Hogan-Knotts Financial Group, Inc. | $422,649 | $276,835,200 | — | $276,835,200 |
| 34 | Private Wealth Management Group LLC | $459,922 | $287,970,925 | $7,758,620 | $295,729,545 |
| 35 | Condor Capital Management | $461,223 | $1,160,606,866 | $190,315,884 | $1,350,922,750 |
| 36 | Signet Financial Management, LLC | $468,518 | $809,599,511 | — | $809,599,511 |
| 37 | Financial Life Focus, LLC | $469,457 | — | $254,445,818 | $254,445,818 |
| 38 | Wechter Feldman Wealth Management, Inc. | $483,781 | $315,024,939 | $34,749,048 | $349,773,987 |
| 39 | The Genwealth Group, Inc. | $488,158 | $333,900,000 | — | $333,900,000 |
| 40 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 41 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 42 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 43 | Sax Wealth Advisors, LLC | $526,356 | $1,048,331,966 | $44,910,020 | $1,093,241,986 |
| 44 | Raab & Moskowitz Asset Management LLC | $527,671 | $385,200,000 | — | $385,200,000 |
| 45 | NCM Capital Management, LLC | $530,786 | $256,369,665 | — | $256,369,665 |
| 46 | Accretive Wealth Partners, LLC | $572,155 | $189,615,961 | $3,200,355 | $192,816,316 |
| 47 | Modera Wealth Management, LLC | $595,421 | $4,930,249,559 | $27,224,550 | $4,957,474,109 |
| 48 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 49 | Ridgewood Investments LLC | $630,613 | $297,434,701 | $55,708,845 | $353,143,546 |
| 50 | Financial Architects Inc | $634,316 | $916,840,378 | $409,515,373 | $1,326,355,751 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
