RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | CYPRESS FINANCIAL PLANNING | $146,026 | $78,962,713 | $72,028,613 | $150,991,326 |
| 2 | WEALTH CMT | $205,609 | $196,150,677 | — | $196,150,677 |
| 3 | WATERSTONE WEALTH ADVISORS, LLC | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 4 | DELTA FINANCIAL GROUP, INC. | $264,799 | $680,246,504 | $70,989,401 | $751,235,905 |
| 5 | GATEWAY ADVISORY, LLC | $277,537 | $570,061,723 | — | $570,061,723 |
| 6 | MALTIN WEALTH MANAGEMENT, INC. | $282,928 | $260,644,074 | $2,478,883 | $263,122,957 |
| 7 | WESTFIELD FINANCIAL PLANNING | $285,847 | $122,521,749 | $106,522 | $122,628,271 |
| 8 | STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C. | $289,844 | $692,587,511 | $134,338,509 | $826,926,020 |
| 9 | 5C CAPITAL MANAGEMENT, LLC | $293,761 | $299,597,471 | $13,257,931 | $312,855,402 |
| 10 | NORTHSTAR ADVISORY GROUP, LLC | $295,614 | $134,208,806 | — | $134,208,806 |
| 11 | HALBERSTADT FINANCIAL CONSULTANTS INC | $310,149 | $50,239,619 | $54,590,807 | $104,830,426 |
| 12 | BARON FINANCIAL GROUP LLC | $312,444 | $238,723,323 | $4,358,049 | $243,081,372 |
| 13 | TRANQUILLI FINANCIAL ADVISOR, LLC | $326,357 | $111,940,462 | — | $111,940,462 |
| 14 | HIGHLAND FINANCIAL ADVISORS, LLC | $327,455 | $239,696,900 | — | $239,696,900 |
| 15 | REGENCY WEALTH MANAGEMENT | $327,607 | $278,998,235 | $17,486,521 | $296,484,756 |
| 16 | KEVIN M. GIBNEY AND COMPANY, LLC | $328,582 | $173,658,524 | $9,361,729 | $183,020,253 |
| 17 | LOCKER FINANCIAL SERVICES, LLC | $329,688 | $111,032,917 | $72,100 | $111,105,017 |
| 18 | SALVUS WEALTH MANAGEMENT, LLC | $336,137 | $155,631,278 | — | $155,631,278 |
| 19 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 20 | FRIEDENTHAL FINANCIAL, LLC | $355,761 | $138,637,000 | $1,177,000 | $139,814,000 |
| 21 | HERITAGE FINANCIAL COUNSELORS, LLC | $370,797 | — | $127,925,000 | $127,925,000 |
| 22 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. | $386,616 | $262,512,075 | — | $262,512,075 |
| 23 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 24 | BLACK CORAL FINANCIAL ADVISORS, LLC | $391,573 | $407,671,000 | $169,507,000 | $577,178,000 |
| 25 | S.F. EHRLICH ASSOCIATES, INC. | $398,462 | $129,101,562 | — | $129,101,562 |
| 26 | NATIONAL WEALTH MANAGEMENT, LLC | $401,801 | $206,509,375 | $1,221,608 | $207,730,983 |
| 27 | CONDOR CAPITAL WEALTH MANAGEMENT | $416,122 | $1,034,825,468 | $131,979,911 | $1,166,805,379 |
| 28 | NOVI WEALTH PARTNERS | $421,988 | $241,267,287 | $15,301,618 | $256,568,905 |
| 29 | FINANCIAL LIFE FOCUS, LLC | $446,980 | — | $242,710,000 | $242,710,000 |
| 30 | WECHTER FELDMAN WEALTH MANAGEMENT, INC. | $456,362 | $291,255,618 | $34,130,290 | $325,385,908 |
| 31 | SIGNET FINANCIAL MANAGEMENT, LLC | $459,278 | $805,114,804 | — | $805,114,804 |
| 32 | NCM CAPITAL MANAGEMENT, LLC | $474,160 | $220,500,000 | $5,200,000 | $225,700,000 |
| 33 | MODERA WEALTH MANAGEMENT, LLC | $480,854 | $2,729,239,147 | $16,917,721 | $2,746,156,868 |
| 34 | SAX WEALTH ADVISORS, LLC | $486,904 | $959,833,241 | $44,162,194 | $1,003,995,435 |
| 35 | ACCRETIVE WEALTH PARTNERS, LLC | $491,914 | $115,291,688 | $3,259,496 | $118,551,184 |
| 36 | MEYER CAPITAL GROUP | $503,532 | $898,495,140 | $107,058,484 | $1,005,553,624 |
| 37 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 38 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 39 | THE GENWEALTH GROUP, INC. | $515,346 | $295,293,225 | — | $295,293,225 |
| 40 | CHATHAM WEALTH MANAGEMENT | $516,144 | $369,042,770 | — | $369,042,770 |
| 41 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 42 | ROUNDVIEW CAPITAL, LLC | $558,280 | $761,877,329 | $10,782,359 | $772,659,688 |
| 43 | RIDGEWOOD INVESTMENTS | $572,670 | $280,063,054 | $53,803,385 | $333,866,439 |
| 44 | TRAPHAGEN FINANCIAL GROUP | $602,452 | $772,809,199 | $11,583,863 | $784,393,062 |
| 45 | ASSET ADVISORY GROUP INC | $617,409 | $17,221,630 | $289,013,476 | $306,235,106 |
| 46 | COVENANT ASSET MANAGEMENT, LLC | $681,474 | $305,300,304 | — | $305,300,304 |
| 47 | SUMMIT PLACE FINANCIAL ADVISORS, LLC | $725,081 | $154,442,286 | — | $154,442,286 |
| 48 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 49 | MCRAE CAPITAL MANAGEMENT INC. | $756,028 | $474,029,652 | — | $474,029,652 |
| 50 | TANDEM CAPITAL MANAGEMENT, INC. | $824,886 | $163,801,556 | $2,825,366 | $166,626,922 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
