RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
15C Capital Management, LLC$320,966$330,267,648$23,757,562$354,025,210
2Accretive Wealth Partners, LLC$572,155$189,615,961$3,200,355$192,816,316
3AEM Asset Management, LLC$2,841,691$130,717,795$130,717,795
4ASSET ADVISORY GROUP INC$617,409$17,221,630$289,013,476$306,235,106
5Baron Financial Group LLC$350,760$284,432,608$4,242,930$288,675,538
6Beckerman Institutional, LLC$323,897$103,014,825$16,503,078$119,517,903
7Black Coral Financial Advisors, LLC$364,187$458,091,000$134,805,000$592,896,000
8Breton Financial, Inc.$4,451,472$160,252,982$160,252,982
9Circle Wealth Management, LLC$2,724,827$1,369,426,769$1,401,722,150$2,771,148,919
10Condor Capital Management$461,223$1,160,606,866$190,315,884$1,350,922,750
11Covenant Asset Management, LLC$875,311$410,520,820$410,520,820
12CRA Financial Services, L.L.C.$365,187$501,246,307$405,878,539$907,124,846
13Cypress Financial Planning, LLC$169,618$113,871,184$84,751,394$198,622,578
14Financial Architects Inc$634,316$916,840,378$409,515,373$1,326,355,751
15Financial Futures Limited Liability Company$270,020$134,200,000$134,200,000
16Financial Life Focus, LLC$469,457$254,445,818$254,445,818
17FRIEDENTHAL FINANCIAL, LLC$355,761$138,637,000$1,177,000$139,814,000
18Gateway Advisory, LLC$318,050$684,442,727$684,442,727
19George Mckelvey Co., Inc.$688,403$888,362,913$70,581,940$958,944,853
20Global Wealth Management, LLC$736,366$232,458,086$53,252,038$285,710,124
21Halberstadt Financial Consultants, Inc.$373,013$54,495,219$73,075,387$127,570,606
22Hamel Associates Inc$2,131,466$424,659,918$37,868,259$462,528,177
23Haymarket Wealth Management LLC$2,172,723$97,638,295$304,315,509$401,953,804
24Heritage Financial Counselors, LLC$386,703$140,760,000$140,760,000
25Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
26HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
27Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
28Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
29LASSUS WHERLEY$348,891$579,857,338$579,857,338
30Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
31LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
32Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
33McRae Capital Management Inc.$753,095$561,809,123$561,809,123
34Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
35Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
36Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
37National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
38NCM Capital Management, LLC$530,786$256,369,665$256,369,665
39Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
40NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
41Omega Capital Management,LLC$189,130$104,400,000$104,400,000
42Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
43Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
44Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
45POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
46Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
47Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
48Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
49Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
50Red Hook Management LLC$1,604,743$388,347,904$388,347,904
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.