RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Wechter Feldman Wealth Management, Inc. | $483,781 | $315,024,939 | $34,749,048 | $349,773,987 |
| 2 | Wealth Creation Management & Transfer, LLC | $218,551 | $236,253,120 | — | $236,253,120 |
| 3 | WATTERS FINANCIAL SERVICES, LLC | $387,318 | $84,309,281 | $48,153,511 | $132,462,792 |
| 4 | WATERSTONE WEALTH ADVISORS, LLC | $257,839 | $119,955,256 | $12,058,153 | $132,013,409 |
| 5 | Traphagen Investment Advisors LLC | $647,661 | $900,878,346 | $21,391,410 | $922,269,756 |
| 6 | Tranquilli Financial Advisor, LLC | $342,102 | $125,893,452 | — | $125,893,452 |
| 7 | Tilson Financial Group Inc | $329,111 | $268,384,069 | $214,750,636 | $483,134,705 |
| 8 | The Hogan-Knotts Financial Group, Inc. | $422,649 | $276,835,200 | — | $276,835,200 |
| 9 | The Genwealth Group, Inc. | $488,158 | $333,900,000 | — | $333,900,000 |
| 10 | Tandem Capital Management Corp | $915,458 | $184,663,533 | $2,089,869 | $186,753,402 |
| 11 | Summit Place Financial Advisors,LLC | $777,989 | $179,715,532 | — | $179,715,532 |
| 12 | Strategic Family Wealth Counselors, L.L.C. | $314,381 | $813,000,000 | $127,000,000 | $940,000,000 |
| 13 | Spoor Behrins Campbell & Young Securities Corp | $1,159,246 | — | $199,390,345 | $199,390,345 |
| 14 | Simon Quick Advisors, LLC | $3,330,063 | $3,089,162,908 | $770,379,744 | $3,859,542,652 |
| 15 | Signet Financial Management, LLC | $468,518 | $809,599,511 | — | $809,599,511 |
| 16 | Sax Wealth Advisors, LLC | $526,356 | $1,048,331,966 | $44,910,020 | $1,093,241,986 |
| 17 | Salvus Wealth Management, LLC | $349,259 | $165,897,992 | — | $165,897,992 |
| 18 | S.F. Ehrlich Associates, Inc. | $398,276 | $134,219,000 | — | $134,219,000 |
| 19 | RRBB ASSET MANAGEMENT, LLC | $725,503 | $188,630,780 | — | $188,630,780 |
| 20 | Roundview Capital, LLC | $694,782 | $924,121,623 | $13,833,540 | $937,955,163 |
| 21 | ROUND TABLE WEALTH MANAGEMENT | $1,062,530 | $993,753,493 | $136,778,401 | $1,130,531,894 |
| 22 | Ridgewood Investments LLC | $630,613 | $297,434,701 | $55,708,845 | $353,143,546 |
| 23 | Revolve Wealth Partners, LLC | $230,987 | $527,344,077 | — | $527,344,077 |
| 24 | Regentatlantic Capital, LLC | $2,552,638 | $5,103,473,534 | $52,855,748 | $5,156,329,282 |
| 25 | Red Hook Management LLC | $1,604,743 | $388,347,904 | — | $388,347,904 |
| 26 | Raab & Moskowitz Asset Management LLC | $527,671 | $385,200,000 | — | $385,200,000 |
| 27 | Prospect Capital Services, Inc. | $320,491 | $155,239,178 | $198,775 | $155,437,953 |
| 28 | Private Wealth Management Group LLC | $459,922 | $287,970,925 | $7,758,620 | $295,729,545 |
| 29 | Princeton Portfolio Strategies Group LLC | $1,246,406 | $562,855,490 | $7,998,274 | $570,853,764 |
| 30 | POINT VIEW WEALTH MANAGEMENT, INC. | $524,474 | $376,885,727 | $2,833,592 | $379,719,319 |
| 31 | Pinnacle Wealth Management Advisory Group, LLC | $903,634 | $683,147,223 | — | $683,147,223 |
| 32 | Personal Financial Solutions, LLC | $1,107,435 | $111,850,980 | — | $111,850,980 |
| 33 | Pathstone Family Office, LLC | $1,710,578 | $13,510,659,488 | $6,087,428,804 | $19,598,088,292 |
| 34 | Omega Capital Management,LLC | $189,130 | — | $104,400,000 | $104,400,000 |
| 35 | NOYES CAPITAL MANAGEMENT, LLC | $510,246 | $130,622,999 | — | $130,622,999 |
| 36 | Northstar Advisory Group, LLC | $341,802 | $170,217,177 | — | $170,217,177 |
| 37 | NCM Capital Management, LLC | $530,786 | $256,369,665 | — | $256,369,665 |
| 38 | National Wealth Management, LLC | $378,686 | $252,680,944 | $1,417,121 | $254,098,065 |
| 39 | Morris Retirement Advisors, LLC | $155,818 | $169,062,384 | — | $169,062,384 |
| 40 | Modera Wealth Management, LLC | $595,421 | $4,930,249,559 | $27,224,550 | $4,957,474,109 |
| 41 | Mezzasalma Advisors, LLC | $375,587 | $177,698,781 | $329,547 | $178,028,328 |
| 42 | McRae Capital Management Inc. | $753,095 | $561,809,123 | — | $561,809,123 |
| 43 | Maltin Wealth Management, Inc. | $300,580 | $259,395,305 | $10,525,815 | $269,921,120 |
| 44 | LWS WEALTH ADVISORS, INC. | $508,217 | $381,183,175 | $8,110,759 | $389,293,934 |
| 45 | Locker Financial Services, LLC | $366,981 | $128,023,749 | $52,543 | $128,076,292 |
| 46 | LASSUS WHERLEY | $348,891 | $579,857,338 | — | $579,857,338 |
| 47 | Kevin M. Gibney And Company, LLC | $344,854 | $189,873,513 | $9,797,020 | $199,670,533 |
| 48 | Hudson Capital Management LLC | $416,386 | $356,980,528 | $21,514,346 | $378,494,874 |
| 49 | HiLLCrest Wealth Advisors - Ny, LLC | $1,300,620 | $299,142,655 | — | $299,142,655 |
| 50 | Highland Financial Advisors, LLC | $362,400 | $363,124,346 | — | $363,124,346 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
