RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Wechter Feldman Wealth Management, Inc.$483,781$315,024,939$34,749,048$349,773,987
2Wealth Creation Management & Transfer, LLC$218,551$236,253,120$236,253,120
3WATTERS FINANCIAL SERVICES, LLC$387,318$84,309,281$48,153,511$132,462,792
4WATERSTONE WEALTH ADVISORS, LLC$257,839$119,955,256$12,058,153$132,013,409
5Traphagen Investment Advisors LLC$647,661$900,878,346$21,391,410$922,269,756
6Tranquilli Financial Advisor, LLC$342,102$125,893,452$125,893,452
7Tilson Financial Group Inc$329,111$268,384,069$214,750,636$483,134,705
8The Hogan-Knotts Financial Group, Inc.$422,649$276,835,200$276,835,200
9The Genwealth Group, Inc.$488,158$333,900,000$333,900,000
10Tandem Capital Management Corp$915,458$184,663,533$2,089,869$186,753,402
11Summit Place Financial Advisors,LLC$777,989$179,715,532$179,715,532
12Strategic Family Wealth Counselors, L.L.C.$314,381$813,000,000$127,000,000$940,000,000
13Spoor Behrins Campbell & Young Securities Corp$1,159,246$199,390,345$199,390,345
14Simon Quick Advisors, LLC$3,330,063$3,089,162,908$770,379,744$3,859,542,652
15Signet Financial Management, LLC$468,518$809,599,511$809,599,511
16Sax Wealth Advisors, LLC$526,356$1,048,331,966$44,910,020$1,093,241,986
17Salvus Wealth Management, LLC$349,259$165,897,992$165,897,992
18S.F. Ehrlich Associates, Inc.$398,276$134,219,000$134,219,000
19RRBB ASSET MANAGEMENT, LLC$725,503$188,630,780$188,630,780
20Roundview Capital, LLC$694,782$924,121,623$13,833,540$937,955,163
21ROUND TABLE WEALTH MANAGEMENT$1,062,530$993,753,493$136,778,401$1,130,531,894
22Ridgewood Investments LLC$630,613$297,434,701$55,708,845$353,143,546
23Revolve Wealth Partners, LLC$230,987$527,344,077$527,344,077
24Regentatlantic Capital, LLC$2,552,638$5,103,473,534$52,855,748$5,156,329,282
25Red Hook Management LLC$1,604,743$388,347,904$388,347,904
26Raab & Moskowitz Asset Management LLC$527,671$385,200,000$385,200,000
27Prospect Capital Services, Inc.$320,491$155,239,178$198,775$155,437,953
28Private Wealth Management Group LLC$459,922$287,970,925$7,758,620$295,729,545
29Princeton Portfolio Strategies Group LLC$1,246,406$562,855,490$7,998,274$570,853,764
30POINT VIEW WEALTH MANAGEMENT, INC.$524,474$376,885,727$2,833,592$379,719,319
31Pinnacle Wealth Management Advisory Group, LLC$903,634$683,147,223$683,147,223
32Personal Financial Solutions, LLC$1,107,435$111,850,980$111,850,980
33Pathstone Family Office, LLC$1,710,578$13,510,659,488$6,087,428,804$19,598,088,292
34Omega Capital Management,LLC$189,130$104,400,000$104,400,000
35NOYES CAPITAL MANAGEMENT, LLC$510,246$130,622,999$130,622,999
36Northstar Advisory Group, LLC$341,802$170,217,177$170,217,177
37NCM Capital Management, LLC$530,786$256,369,665$256,369,665
38National Wealth Management, LLC$378,686$252,680,944$1,417,121$254,098,065
39Morris Retirement Advisors, LLC$155,818$169,062,384$169,062,384
40Modera Wealth Management, LLC$595,421$4,930,249,559$27,224,550$4,957,474,109
41Mezzasalma Advisors, LLC$375,587$177,698,781$329,547$178,028,328
42McRae Capital Management Inc.$753,095$561,809,123$561,809,123
43Maltin Wealth Management, Inc.$300,580$259,395,305$10,525,815$269,921,120
44LWS WEALTH ADVISORS, INC.$508,217$381,183,175$8,110,759$389,293,934
45Locker Financial Services, LLC$366,981$128,023,749$52,543$128,076,292
46LASSUS WHERLEY$348,891$579,857,338$579,857,338
47Kevin M. Gibney And Company, LLC$344,854$189,873,513$9,797,020$199,670,533
48Hudson Capital Management LLC$416,386$356,980,528$21,514,346$378,494,874
49HiLLCrest Wealth Advisors - Ny, LLC$1,300,620$299,142,655$299,142,655
50Highland Financial Advisors, LLC$362,400$363,124,346$363,124,346
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Showing 1 to 50 of 74 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.