RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Massey, Quick & Co.$3,593,665$1,997,544,311$978,010,595$2,975,554,906
2Aepg Wealth Strategies$535,684$657,941,512$254,864,783$912,806,295
3Sax Wealth Advisors, LLC$456,984$818,495,257$34,694,781$853,190,038
4Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
5Signet Financial Management, LLC$402,419$718,720,365$718,720,365
6CRA Financial Services$283,884$158,394,630$475,235,370$633,630,000
7Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
8Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
9Gateway Advisory$229,696$489,481,899$489,481,899
10Princeton Portfolio Strategies Group LLC$892,885$394,551,992$5,460,266$400,012,258
11Chatham Wealth Management$436,007$333,109,000$333,109,000
12Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
13Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
145C Capital Management, LLC$272,295$252,259,730$7,509,702$259,769,432
15Financial Life Focus$494,321$258,530,074$258,530,074
16Baron Financial Group$253,008$199,018,259$4,400,333$203,418,592
17Highland Financial Advisors, LLC$293,835$196,575,420$196,575,420
18NCM Capital Management, LLC$353,791$192,000,000$4,000,000$196,000,000
19Breton Co$3,587,502$136,325,085$136,325,085
20Stonegate Wealth Management$239,117$127,000,230$2,123,000$129,123,230
21Waterstone Wealth Advisors, LLC$233,610$103,353,506$6,910,547$110,264,053
22Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
23Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
24Lucas Capital Management, L.L.C.$252,094$100,585,356$100,585,356

Showing 1 to 24 of 24 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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