RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Financial Life Focus, Llc$494,321$258,530,074$258,530,074
2Breton Co$3,587,502$136,325,085$136,325,085
3Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
4Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
5Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
6Waterstone Wealth Advisors, Llc$233,610$103,353,506$6,910,547$110,264,053
7Stonegate Wealth Management, Llc$239,117$127,000,230$2,123,000$129,123,230
8Cra Financial Services, L.L.C.$283,884$158,394,630$475,235,370$633,630,000
9Ncm Capital Management, Llc$353,791$192,000,000$4,000,000$196,000,000
10Highland Financial Advisors, Llc$293,835$196,575,420$196,575,420
11Baron Financial Group Llc$253,008$199,018,259$4,400,333$203,418,592
12Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
135C Capital Management, Llc$275,750$275,358,773$8,112,651$283,471,424
14Chatham Wealth Management$436,007$333,109,000$333,109,000
15Princeton Portfolio Strategies Group Llc$892,885$394,551,992$5,460,266$400,012,258
16Gateway Advisory, Llc$229,696$489,481,899$489,481,899
17Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
18Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
19Signet Financial Management, Llc$402,419$718,720,365$718,720,365
20Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
21Sax Wealth Advisors, Llc$456,984$818,495,257$34,694,781$853,190,038
22Massey Quick Simon & Co., Llc$3,593,665$1,997,544,311$978,010,595$2,975,554,906

Showing 1 to 22 of 22 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.