RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Massey Quick Simon & Co., Llc$3,593,665$1,997,544,311$978,010,595$2,975,554,906
2Sax Wealth Advisors, Llc$456,984$818,495,257$34,694,781$853,190,038
3Meyer Capital Group$428,728$779,051,172$68,115,858$847,167,030
4Signet Financial Management, Llc$402,419$718,720,365$718,720,365
5Traphagen Financial Group$503,025$603,425,946$6,743,919$610,169,865
6Delta Financial Group, Inc.$219,706$556,655,272$62,038,112$618,693,384
7Gateway Advisory, Llc$229,696$489,481,899$489,481,899
8Princeton Portfolio Strategies Group Llc$892,885$394,551,992$5,460,266$400,012,258
9Chatham Wealth Management$436,007$333,109,000$333,109,000
105C Capital Management, Llc$275,750$275,358,773$8,112,651$283,471,424
11Ridgewood Investments$517,744$251,143,056$45,524,444$296,667,500
12Baron Financial Group Llc$253,008$199,018,259$4,400,333$203,418,592
13Highland Financial Advisors, Llc$293,835$196,575,420$196,575,420
14Ncm Capital Management, Llc$353,791$192,000,000$4,000,000$196,000,000
15Cra Financial Services, L.L.C.$283,884$158,394,630$475,235,370$633,630,000
16Stonegate Wealth Management, Llc$239,117$127,000,230$2,123,000$129,123,230
17Waterstone Wealth Advisors, Llc$233,610$103,353,506$6,910,547$110,264,053
18Westfield Financial Planning$268,326$103,249,787$1,934,159$105,183,946
19Halberstadt Financial Consultants Inc$314,370$50,745,000$56,455,000$107,200,000
20Lighthouse Financial Advisors, Inc.$210,281$7,924,157$304,764,193$312,688,350
21Financial Life Focus, Llc$494,321$258,530,074$258,530,074
22Breton Co$3,587,502$136,325,085$136,325,085

Showing 1 to 22 of 22 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.