RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
2Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
3Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
4Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203
5Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
6Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
7Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
8Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
9Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
10Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
11Lassus Wherley$300,945$509,801,111$509,801,111
12Withum Wealth Management$862,246$484,582,000$484,582,000
13Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
14McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
15Wealth Health$1,905,741$383,053,894$383,053,894
16Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
17Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
18Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
19Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
20Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
21LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
22Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
23Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
24Covenant Asset Management$595,320$240,509,407$240,509,407
25The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
26Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
27Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
28National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
29Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
30RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
31Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
32Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
33Wealth CMT$160,789$145,835,675$145,835,675
34Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
35S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
36Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
37Summit Place Financial Advisors$666,515$108,641,993$108,641,993
38Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000

Showing 1 to 38 of 38 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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