RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Lassus Wherley$300,945$509,801,111$509,801,111
2Withum Wealth Management$862,246$484,582,000$484,582,000
3Wealth Health$1,905,741$383,053,894$383,053,894
4Covenant Asset Management$595,320$240,509,407$240,509,407
5RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
6Wealth CMT$160,789$145,835,675$145,835,675
7S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
8Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
9Summit Place Financial Advisors$666,515$108,641,993$108,641,993
10McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
11National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
12Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
13Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
14Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
15Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
16Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
17The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
18LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
19Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
20Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
21Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
22Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
23Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
24Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
25Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
26Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
27Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
28Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
29Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
30Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
31Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000
32Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
33Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
34Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
35Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
36Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
37Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203
38Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588

Showing 1 to 38 of 38 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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