RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Heritage Financial Counselors, Llc$837,795$106,400,000$106,400,000
2Summit Place Financial Advisors, Llc$666,515$108,641,993$108,641,993
3Noyes Capital Management, Llc$461,619$109,865,351$109,865,351
4S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
5Salvus Wealth Management, Llc$277,995$113,421,919$113,421,919
6Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
7Wealth Cmt$160,789$145,835,675$145,835,675
8Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
9Kevin M. Gibney And Company, Llc$399,196$160,573,639$8,685,330$169,258,969
10Rrbb Asset Management, Llc$677,102$169,952,486$169,952,486
11Blue Blaze Financial Advisors, Llc$355,353$172,195,154$1,572,279$173,767,433
12National Wealth Management, Llc$349,884$173,443,394$1,148,608$174,592,002
13Maltin Wealth Management, Inc.$231,964$203,146,000$1,910,000$205,056,000
14Hillcrest Wealth Advisors - Ny, Llc$4,072,406$207,692,685$207,692,685
15Novi Wealth Partners$339,008$188,384,851$24,172,865$212,557,716
16The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
17The Genwealth Group, Inc.$406,486$235,761,682$235,761,682
18Covenant Asset Management, Llc$595,320$240,509,407$240,509,407
19Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
20Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
21Lws Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
22Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
23Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
24Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
25Haymarket Wealth Management Llc$2,208,037$60,159,107$248,966,009$309,125,116
26Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
27Wealth Health, Llc$1,905,741$383,053,894$383,053,894
28Mcrae Capital Management Inc.$1,722,390$423,707,914$423,707,914
29Quadrant Capital Management, Llc$764,524$477,404,795$1,187,023$478,591,818
30Withum Wealth Management$862,246$484,582,000$484,582,000
31Lassus Wherley$300,945$509,801,111$509,801,111
32Black Coral Financial Advisors, Llc$377,289$331,000,000$184,000,000$515,000,000
33Global Wealth Management, Llc$1,325,758$509,013,550$29,244,028$538,257,578
34Roundview Capital, Llc$441,984$584,085,899$9,056,887$593,142,786
35Tradition Capital Management Llc$1,899,375$596,000,824$15,597,973$611,598,797
36Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
37Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
38Circle Wealth Management, Llc$3,187,017$903,194,125$840,104,078$1,743,298,203
39Modera Wealth Management, Llc$410,619$2,377,507,353$13,937,103$2,391,444,456
40Regentatlantic$2,555,279$4,546,356,930$42,924,998$4,589,281,928
41Pathstone$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588

Showing 1 to 41 of 41 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.