RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Wealth CMT$160,789$145,835,675$145,835,675
2Maltin Wealth Management$231,964$203,146,000$1,910,000$205,056,000
3Lassus Wherley$300,945$509,801,111$509,801,111
4The Hogan-Knotts Financial Group, Inc.$324,647$224,315,044$2,613,307$226,928,351
5Private Wealth Management Group$339,008$188,384,851$24,172,865$212,557,716
6Condor Capital Wealth Management$347,065$856,634,100$104,042,260$960,676,360
7National Wealth Management$349,884$173,443,394$1,148,608$174,592,002
8Blue Blaze Financial Advisors, LLC$355,353$172,195,154$1,572,279$173,767,433
9Regency Wealth Management$364,170$286,953,520$9,845,361$296,798,881
10S.F. Ehrlich Associates, Inc.$366,551$112,531,075$112,531,075
11Black Coral Financial Advisors$377,289$331,000,000$184,000,000$515,000,000
12Wechter Feldman Wealth Management, Inc.$386,306$246,936,529$27,726,794$274,663,323
13Kevin M. Gibney And Company$399,196$160,573,639$8,685,330$169,258,969
14Modera Wealth Management$410,619$2,377,507,353$13,937,103$2,391,444,456
15Point View Wealth Management, Inc.$430,873$304,571,186$2,210,639$306,781,825
16Roundview Capital, LLC$441,984$584,085,899$9,056,887$593,142,786
17Noyes Capital Management, LLC$461,619$109,865,351$109,865,351
18LWS Wealth Advisors, Inc.$461,654$275,293,701$7,238,279$282,531,980
19Asset Advisory Group Inc$550,649$1,565,032$252,834,810$254,399,842
20Covenant Asset Management$595,320$240,509,407$240,509,407
21Summit Place Financial Advisors$666,515$108,641,993$108,641,993
22RRBB Asset Management, LLC$677,102$169,952,486$169,952,486
23Tandem Capital Management, Inc.$683,877$126,494,415$2,074,447$128,568,862
24Quadrant Capital Management$764,524$477,404,795$1,187,023$478,591,818
25Heritage Financial Counselors, LLC$837,795$106,400,000$106,400,000
26Withum Wealth Management$862,246$484,582,000$484,582,000
27Pathstone Federal Street$1,024,044$3,734,864,641$4,799,514,947$8,534,379,588
28Round Table Wealth Management$1,109,829$881,889,776$130,274,187$1,012,163,963
29Spoor Behrins Campbell & Young Securities Corp$1,267,504$148,297,946$148,297,946
30Red Hook Management$1,278,948$284,595,200$15,957,681$300,552,881
31Global Wealth Management, LLC$1,325,758$509,013,550$29,244,028$538,257,578
32McRae Capital Management Inc.$1,582,984$388,677,809$736,315$389,414,124
33Hamel Associates,Inc.$1,663,809$350,650,089$28,698,307$379,348,396
34Tradition Capital Management LLC$1,899,375$596,000,824$15,597,973$611,598,797
35Wealth Health$1,905,741$383,053,894$383,053,894
36Regentatlantic$2,162,134$3,557,130,360$40,660,407$3,597,790,767
37Haymarket Wealth Management LLC$2,208,037$60,159,107$248,966,009$309,125,116
38Circle Wealth Management$3,187,017$903,194,125$840,104,078$1,743,298,203

Showing 1 to 38 of 38 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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