RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 51 | Seneca Financial Advisors LLC | $620,267 | $435,843,784 | $60,369,886 | $496,213,670 |
| 52 | Shikiar Asset Management Inc | $2,229,730 | $446,000,000 | $49,000,000 | $495,000,000 |
| 53 | Independent Family Office, LLC | $4,100,701 | $491,737,693 | $346,450 | $492,084,143 |
| 54 | SOURCE FINANCIAL ADVISORS, LLC | $1,533,962 | $398,176,690 | $66,613,880 | $464,790,570 |
| 55 | Weber Asset Management, Inc. | $687,213 | $445,314,132 | — | $445,314,132 |
| 56 | Ogorek Wealth Management, LLC | $2,354,808 | $445,058,704 | — | $445,058,704 |
| 57 | McCollum Christoferson Group, LLC | $607,994 | $443,227,390 | — | $443,227,390 |
| 58 | Oxler Private Wealth LLC | $1,894,320 | $414,153,988 | $2,596,384 | $416,750,372 |
| 59 | Perennial Advisors, LLC | $1,114,271 | $390,558,227 | $3,893,545 | $394,451,772 |
| 60 | Spielberger & Brooks, Inc. | $1,709,228 | $385,561,985 | $7,560,356 | $393,122,341 |
| 61 | Francis Financial, Inc. | $499,470 | $340,308,038 | $40,787,428 | $381,095,466 |
| 62 | Bryant Woods Investment Advisors, LLC | $1,570,779 | $295,830,200 | $62,307,300 | $358,137,500 |
| 63 | Heron Financial Group, LLC | $241,675 | $240,157,447 | $112,205,256 | $352,362,703 |
| 64 | Sage Capital Management LLC | $751,120 | $252,190,649 | $82,057,808 | $334,248,457 |
| 65 | Cross Staff Investments Inc. | $334,808 | $321,572,918 | $5,534,974 | $327,107,892 |
| 66 | High Probability Advisors, LLC | $999,560 | $288,406,467 | $28,454,083 | $316,860,550 |
| 67 | Greystone Wealth Advisors LLC | $651,549 | $295,802,226 | $16,941,060 | $312,743,286 |
| 68 | Total Management Group, Inc. | $533,986 | $300,967,054 | $1,803,000 | $302,770,054 |
| 69 | Financial Decisions, LLC | $620,038 | $299,380,027 | $98,161 | $299,478,188 |
| 70 | R.W. Roge & Company, Inc | $418,404 | $283,537,292 | $15,621,573 | $299,158,865 |
| 71 | Burns Matteson Capital Management, LLC | $289,622 | $283,250,218 | — | $283,250,218 |
| 72 | Financial Asset Management Corp | $375,130 | $234,002,039 | $48,845,843 | $282,847,882 |
| 73 | Long Run Wealth Advisors, LLC | $202,264 | $240,819,032 | $36,080,175 | $276,899,207 |
| 74 | Samalin Investment Counsel, LLC | $309,880 | $239,938,764 | $32,135,894 | $272,074,658 |
| 75 | Signalert Asset Management LLC | $607,924 | $268,094,582 | — | $268,094,582 |
| 76 | Pratt Collard Advisory Partners, LLC | $339,098 | $262,122,448 | — | $262,122,448 |
| 77 | Crescent Hill Partners LLC | $552,344 | $93,477,086 | $168,334,188 | $261,811,274 |
| 78 | Blue Square Asset Management, LLC | $586,425 | $189,037,987 | $62,538,510 | $251,576,497 |
| 79 | S.E.E.D. Planning Group, LLC | $232,445 | $239,883,391 | — | $239,883,391 |
| 80 | Carswell Investments, LLC | $528,037 | $239,729,015 | — | $239,729,015 |
| 81 | Hudson Advisor Services, Inc. | $431,442 | $204,921,092 | $34,529,471 | $239,450,563 |
| 82 | Arista Wealth Advisors, Ltd | $411,121 | $229,405,735 | — | $229,405,735 |
| 83 | Piermont Wealth Management Inc. | $502,820 | $227,274,744 | — | $227,274,744 |
| 84 | Shade Tree Advisors LLC | $8,401,016 | $149,239,517 | $77,587,903 | $226,827,420 |
| 85 | American Financial & Tax Strategies, Inc. | $384,104 | $200,502,100 | — | $200,502,100 |
| 86 | Two Point Capital Management, Inc. | $1,201,325 | $199,420,004 | — | $199,420,004 |
| 87 | Arcadia Wealth Management, Inc. | $274,172 | $194,356,049 | $2,773,518 | $197,129,567 |
| 88 | Clear Point Advisors, Inc. | $349,305 | $195,261,631 | — | $195,261,631 |
| 89 | Otto & Associates, Inc. | $332,461 | $187,507,950 | — | $187,507,950 |
| 90 | Arista Advisory Group, LLC | $240,461 | $180,360,194 | $947,451 | $181,307,645 |
| 91 | Professional Financial Strategies, Inc | $415,220 | $157,857,345 | $22,763,281 | $180,620,626 |
| 92 | Landmark Wealth Management, LLC | $341,113 | $176,696,494 | — | $176,696,494 |
| 93 | Pelkonen And Associates LLC | $220,641 | $176,071,230 | — | $176,071,230 |
| 94 | Capital Financial Advisors Of New York, LLC | $412,736 | $175,000,000 | — | $175,000,000 |
| 95 | IFC Personal Money Managers, Inc. | $764,444 | — | $172,000,000 | $172,000,000 |
| 96 | Goalvest Advisory LLC | $140,008 | $170,810,107 | — | $170,810,107 |
| 97 | Iadvise Partners LLC | $5,473,002 | $100,993,120 | $68,669,940 | $169,663,060 |
| 98 | Amore Ambro, LLC | $651,797 | $87,496,000 | $76,105,164 | $163,601,164 |
| 99 | Flower City Capital LLC | $362,112 | $138,559,110 | $20,408,082 | $158,967,192 |
| 100 | Blue Spark Capital Advisors LLC | $555,593 | $155,565,977 | — | $155,565,977 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Research.
Reprints: For reprints of these rankings, please contact Caroline Murphy.
*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.
Database last updated on July 2021.
