RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
51Seneca Financial Advisors LLC$620,267$435,843,784$60,369,886$496,213,670
52Shikiar Asset Management Inc$2,229,730$446,000,000$49,000,000$495,000,000
53Independent Family Office, LLC$4,100,701$491,737,693$346,450$492,084,143
54SOURCE FINANCIAL ADVISORS, LLC$1,533,962$398,176,690$66,613,880$464,790,570
55Weber Asset Management, Inc.$687,213$445,314,132$445,314,132
56Ogorek Wealth Management, LLC$2,354,808$445,058,704$445,058,704
57McCollum Christoferson Group, LLC$607,994$443,227,390$443,227,390
58Oxler Private Wealth LLC$1,894,320$414,153,988$2,596,384$416,750,372
59Perennial Advisors, LLC$1,114,271$390,558,227$3,893,545$394,451,772
60Spielberger & Brooks, Inc.$1,709,228$385,561,985$7,560,356$393,122,341
61Francis Financial, Inc.$499,470$340,308,038$40,787,428$381,095,466
62Bryant Woods Investment Advisors, LLC$1,570,779$295,830,200$62,307,300$358,137,500
63Heron Financial Group, LLC$241,675$240,157,447$112,205,256$352,362,703
64Sage Capital Management LLC$751,120$252,190,649$82,057,808$334,248,457
65Cross Staff Investments Inc.$334,808$321,572,918$5,534,974$327,107,892
66High Probability Advisors, LLC$999,560$288,406,467$28,454,083$316,860,550
67Greystone Wealth Advisors LLC$651,549$295,802,226$16,941,060$312,743,286
68Total Management Group, Inc.$533,986$300,967,054$1,803,000$302,770,054
69Financial Decisions, LLC$620,038$299,380,027$98,161$299,478,188
70R.W. Roge & Company, Inc$418,404$283,537,292$15,621,573$299,158,865
71Burns Matteson Capital Management, LLC$289,622$283,250,218$283,250,218
72Financial Asset Management Corp$375,130$234,002,039$48,845,843$282,847,882
73Long Run Wealth Advisors, LLC$202,264$240,819,032$36,080,175$276,899,207
74Samalin Investment Counsel, LLC$309,880$239,938,764$32,135,894$272,074,658
75Signalert Asset Management LLC$607,924$268,094,582$268,094,582
76Pratt Collard Advisory Partners, LLC$339,098$262,122,448$262,122,448
77Crescent Hill Partners LLC$552,344$93,477,086$168,334,188$261,811,274
78Blue Square Asset Management, LLC$586,425$189,037,987$62,538,510$251,576,497
79S.E.E.D. Planning Group, LLC$232,445$239,883,391$239,883,391
80Carswell Investments, LLC$528,037$239,729,015$239,729,015
81Hudson Advisor Services, Inc.$431,442$204,921,092$34,529,471$239,450,563
82Arista Wealth Advisors, Ltd$411,121$229,405,735$229,405,735
83Piermont Wealth Management Inc.$502,820$227,274,744$227,274,744
84Shade Tree Advisors LLC$8,401,016$149,239,517$77,587,903$226,827,420
85American Financial & Tax Strategies, Inc.$384,104$200,502,100$200,502,100
86Two Point Capital Management, Inc.$1,201,325$199,420,004$199,420,004
87Arcadia Wealth Management, Inc.$274,172$194,356,049$2,773,518$197,129,567
88Clear Point Advisors, Inc.$349,305$195,261,631$195,261,631
89Otto & Associates, Inc.$332,461$187,507,950$187,507,950
90Arista Advisory Group, LLC$240,461$180,360,194$947,451$181,307,645
91Professional Financial Strategies, Inc$415,220$157,857,345$22,763,281$180,620,626
92Landmark Wealth Management, LLC$341,113$176,696,494$176,696,494
93Pelkonen And Associates LLC$220,641$176,071,230$176,071,230
94Capital Financial Advisors Of New York, LLC$412,736$175,000,000$175,000,000
95IFC Personal Money Managers, Inc.$764,444$172,000,000$172,000,000
96Goalvest Advisory LLC$140,008$170,810,107$170,810,107
97Iadvise Partners LLC$5,473,002$100,993,120$68,669,940$169,663,060
98Amore Ambro, LLC$651,797$87,496,000$76,105,164$163,601,164
99Flower City Capital LLC$362,112$138,559,110$20,408,082$158,967,192
100Blue Spark Capital Advisors LLC$555,593$155,565,977$155,565,977
« Previous PageNext Page »

Showing 51 to 100 of 131 entries

Page 1 | 2 | 3

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.