RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1PAOLINO, WILLIAM$209,751$131,513,916$131,513,916
2BREWSTER FINANCIAL PLANNING LLC$213,320$126,490,229$221,697$126,711,926
3INFINITI WEALTH MANAGEMENT$214,522$107,260,806$107,260,806
4PAYNE CAPITAL MANAGEMENT, LLC$224,005$211,942,894$612,173,119$824,116,013
5MILESTONES PRIVATE INVESTMENT ADVISORS LLC$248,973$75,543,353$59,648,774$135,192,127
6LEVEL FINANCIAL ADVISORS, INC.$249,332$423,366,261$423,366,261
7SAFRAN WEALTH ADVISORS, LLC$252,246$92,080,939$11,339,931$103,420,870
8ARCADIA WEALTH MANAGEMENT$255,840$177,552,824$177,552,824
9AMERICAN FINANCIAL & TAX STRATEGIES, INC.$271,367$171,232,825$171,232,825
10UNITED FINANCIAL PLANNING GROUP LLC$281,023$104,259,396$104,259,396
11BURNS MATTESON CAPITAL MANAGEMENT, LLC$282,163$266,361,529$266,361,529
12BCK PARTNERS, INC.$283,223$128,016,983$128,016,983
13ROCKBRIDGE INVESTMENT MANAGEMENT, LLC$295,523$848,292,348$30,887,168$879,179,516
14HERON WEALTH$300,312$223,733,264$118,622,692$342,355,956
15LANDMARK WEALTH MANAGEMENT, LLC$301,630$155,942,710$155,942,710
16CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC$306,667$138,000,000$138,000,000
17SAMALIN INVESTMENT COUNSEL, LLC$307,850$176,829,102$32,816,564$209,645,666
18FORTERIS WEALTH MANAGEMENT, INC.$314,485$112,300,000$600,000$112,900,000
19OTTO & ASSOCIATES, INC.$316,010$166,853,519$166,853,519
20FLOWER CITY CAPITAL LLC$317,839$91,933,716$17,084,945$109,018,661
21CANDACE SHIRA ASSOCIATES, LLC$319,804$304,187,921$4,743,048$308,930,969
22ARISTA WEALTH ADVISORS, LTD$325,192$172,026,597$172,026,597
23LONG ISLAND WEALTH MANAGEMENT, INC.$329,545$101,441,704$12,251,205$113,692,909
24COLLEY ASSET MANAGEMENT, INC.$329,621$130,976,072$19,001,430$149,977,502
25FINANCIAL ASSET MANAGEMENT CORP$363,237$207,516,459$39,121,489$246,637,948
26J.J. BURNS & COMPANY$366,490$471,306,376$471,306,376
27FRISCH FINANCIAL GROUP, INC.$367,390$431,230,441$49,682,951$480,913,392
28KING WEALTH MANAGEMENT GROUP, LLC$368,765$536,798,544$17,455,220$554,253,764
29PROFESSIONAL FINANCIAL$372,648$162,102,083$162,102,083
30R.W. ROGE & COMPANY, INC$375,157$259,860,168$13,254,122$273,114,290
31MERIT FINANCIAL PARTNERS LLC$409,258$119,503,212$119,503,212
32CORNELL POCHILY INVESTMENT ADVISORS, INC.$417,242$362,025,034$135,327,652$497,352,686
33HUDSON ADVISOR SERVICES, INC.$423,313$205,791,404$26,607,357$232,398,761
34CARSWELL INVESTMENTS, LLC$426,942$189,562,250$189,562,250
35ALTFEST PERSONAL WEALTH MANAGEMENT$447,279$1,300,000,000$15,000,000$1,315,000,000
36FRANCIS FINANCIAL$456,228$269,596,970$36,988,341$306,585,311
37CHERRYDALE WEALTH MANAGEMENT, LLC$460,401$110,956,549$110,956,549
38BEACON FINANCIAL ADVISORS$463,786$124,837,615$10,123,982$134,961,597
39TORTOISE INVESTMENT MANAGEMENT, LLC$472,545$1,062,261,385$8,998,124$1,071,259,509
40PIERMONT WEALTH MANAGEMENT INC.$473,744$220,290,782$220,290,782
41FORTE CAPITAL LLC$476,579$907,476,139$79,994,661$987,470,800
42HELLER WEALTH MANAGEMENT$476,744$215,000,000$31,000,000$246,000,000
43MCCOLLUM CHRISTOFERSON GROUP, LLC$486,725$355,309,324$355,309,324
44TOUCHSTONE ADVISORY, LLC$498,547$106,689,027$106,689,027
45WINTHROP PARTNERS - WNY, LLC$514,048$123,708,066$2,747,670$126,455,736
46HUDSON VALLEY INVESTMENT ADVISORS, INC.$541,042$592,120,919$234,049,735$826,170,654
47BLUE SPARK CAPITAL ADVISORS$545,755$139,713,327$139,713,327
48ASCENT WEALTH PARTNERS, LLC$563,559$729,479,746$39,778,357$769,258,103
49CRESCENT HILL PARTNERS LLC$586,315$67,267,422$178,398,577$245,665,999
50ADC WEALTH MANAGEMENT, LLC$593,107$139,973,229$139,973,229
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Showing 1 to 50 of 106 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Sabrina Straub.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.