RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | PAOLINO, WILLIAM | $209,751 | $131,513,916 | — | $131,513,916 |
| 2 | BREWSTER FINANCIAL PLANNING LLC | $213,320 | $126,490,229 | $221,697 | $126,711,926 |
| 3 | INFINITI WEALTH MANAGEMENT | $214,522 | $107,260,806 | — | $107,260,806 |
| 4 | PAYNE CAPITAL MANAGEMENT, LLC | $224,005 | $211,942,894 | $612,173,119 | $824,116,013 |
| 5 | MILESTONES PRIVATE INVESTMENT ADVISORS LLC | $248,973 | $75,543,353 | $59,648,774 | $135,192,127 |
| 6 | LEVEL FINANCIAL ADVISORS, INC. | $249,332 | $423,366,261 | — | $423,366,261 |
| 7 | SAFRAN WEALTH ADVISORS, LLC | $252,246 | $92,080,939 | $11,339,931 | $103,420,870 |
| 8 | ARCADIA WEALTH MANAGEMENT | $255,840 | $177,552,824 | — | $177,552,824 |
| 9 | AMERICAN FINANCIAL & TAX STRATEGIES, INC. | $271,367 | $171,232,825 | — | $171,232,825 |
| 10 | UNITED FINANCIAL PLANNING GROUP LLC | $281,023 | $104,259,396 | — | $104,259,396 |
| 11 | BURNS MATTESON CAPITAL MANAGEMENT, LLC | $282,163 | $266,361,529 | — | $266,361,529 |
| 12 | BCK PARTNERS, INC. | $283,223 | $128,016,983 | — | $128,016,983 |
| 13 | ROCKBRIDGE INVESTMENT MANAGEMENT, LLC | $295,523 | $848,292,348 | $30,887,168 | $879,179,516 |
| 14 | HERON WEALTH | $300,312 | $223,733,264 | $118,622,692 | $342,355,956 |
| 15 | LANDMARK WEALTH MANAGEMENT, LLC | $301,630 | $155,942,710 | — | $155,942,710 |
| 16 | CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLC | $306,667 | $138,000,000 | — | $138,000,000 |
| 17 | SAMALIN INVESTMENT COUNSEL, LLC | $307,850 | $176,829,102 | $32,816,564 | $209,645,666 |
| 18 | FORTERIS WEALTH MANAGEMENT, INC. | $314,485 | $112,300,000 | $600,000 | $112,900,000 |
| 19 | OTTO & ASSOCIATES, INC. | $316,010 | $166,853,519 | — | $166,853,519 |
| 20 | FLOWER CITY CAPITAL LLC | $317,839 | $91,933,716 | $17,084,945 | $109,018,661 |
| 21 | CANDACE SHIRA ASSOCIATES, LLC | $319,804 | $304,187,921 | $4,743,048 | $308,930,969 |
| 22 | ARISTA WEALTH ADVISORS, LTD | $325,192 | $172,026,597 | — | $172,026,597 |
| 23 | LONG ISLAND WEALTH MANAGEMENT, INC. | $329,545 | $101,441,704 | $12,251,205 | $113,692,909 |
| 24 | COLLEY ASSET MANAGEMENT, INC. | $329,621 | $130,976,072 | $19,001,430 | $149,977,502 |
| 25 | FINANCIAL ASSET MANAGEMENT CORP | $363,237 | $207,516,459 | $39,121,489 | $246,637,948 |
| 26 | J.J. BURNS & COMPANY | $366,490 | $471,306,376 | — | $471,306,376 |
| 27 | FRISCH FINANCIAL GROUP, INC. | $367,390 | $431,230,441 | $49,682,951 | $480,913,392 |
| 28 | KING WEALTH MANAGEMENT GROUP, LLC | $368,765 | $536,798,544 | $17,455,220 | $554,253,764 |
| 29 | PROFESSIONAL FINANCIAL | $372,648 | $162,102,083 | — | $162,102,083 |
| 30 | R.W. ROGE & COMPANY, INC | $375,157 | $259,860,168 | $13,254,122 | $273,114,290 |
| 31 | MERIT FINANCIAL PARTNERS LLC | $409,258 | $119,503,212 | — | $119,503,212 |
| 32 | CORNELL POCHILY INVESTMENT ADVISORS, INC. | $417,242 | $362,025,034 | $135,327,652 | $497,352,686 |
| 33 | HUDSON ADVISOR SERVICES, INC. | $423,313 | $205,791,404 | $26,607,357 | $232,398,761 |
| 34 | CARSWELL INVESTMENTS, LLC | $426,942 | $189,562,250 | — | $189,562,250 |
| 35 | ALTFEST PERSONAL WEALTH MANAGEMENT | $447,279 | $1,300,000,000 | $15,000,000 | $1,315,000,000 |
| 36 | FRANCIS FINANCIAL | $456,228 | $269,596,970 | $36,988,341 | $306,585,311 |
| 37 | CHERRYDALE WEALTH MANAGEMENT, LLC | $460,401 | $110,956,549 | — | $110,956,549 |
| 38 | BEACON FINANCIAL ADVISORS | $463,786 | $124,837,615 | $10,123,982 | $134,961,597 |
| 39 | TORTOISE INVESTMENT MANAGEMENT, LLC | $472,545 | $1,062,261,385 | $8,998,124 | $1,071,259,509 |
| 40 | PIERMONT WEALTH MANAGEMENT INC. | $473,744 | $220,290,782 | — | $220,290,782 |
| 41 | FORTE CAPITAL LLC | $476,579 | $907,476,139 | $79,994,661 | $987,470,800 |
| 42 | HELLER WEALTH MANAGEMENT | $476,744 | $215,000,000 | $31,000,000 | $246,000,000 |
| 43 | MCCOLLUM CHRISTOFERSON GROUP, LLC | $486,725 | $355,309,324 | — | $355,309,324 |
| 44 | TOUCHSTONE ADVISORY, LLC | $498,547 | — | $106,689,027 | $106,689,027 |
| 45 | WINTHROP PARTNERS - WNY, LLC | $514,048 | $123,708,066 | $2,747,670 | $126,455,736 |
| 46 | HUDSON VALLEY INVESTMENT ADVISORS, INC. | $541,042 | $592,120,919 | $234,049,735 | $826,170,654 |
| 47 | BLUE SPARK CAPITAL ADVISORS | $545,755 | $139,713,327 | — | $139,713,327 |
| 48 | ASCENT WEALTH PARTNERS, LLC | $563,559 | $729,479,746 | $39,778,357 | $769,258,103 |
| 49 | CRESCENT HILL PARTNERS LLC | $586,315 | $67,267,422 | $178,398,577 | $245,665,999 |
| 50 | ADC WEALTH MANAGEMENT, LLC | $593,107 | — | $139,973,229 | $139,973,229 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Sabrina Straub.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
