RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
101Sage Capital Management LLC$751,120$252,190,649$82,057,808$334,248,457
102Samalin Investment Counsel, LLC$309,880$239,938,764$32,135,894$272,074,658
103Sanderson Wealth Management, LLC$740,997$110,245,143$747,829,536$858,074,679
104Saratoga Wealth Advisors, LLC$358,406$106,496,951$1,024,973$107,521,924
105SCHNALL ADVISORY SERVICES, INC$617,040$119,088,788$119,088,788
106Seneca Financial Advisors LLC$620,267$435,843,784$60,369,886$496,213,670
107Seven Bridges Advisors LLC$42,429,521$2,748,960,828$3,657,896,854$6,406,857,682
108Shade Tree Advisors LLC$8,401,016$149,239,517$77,587,903$226,827,420
109Shikiar Asset Management Inc$2,229,730$446,000,000$49,000,000$495,000,000
110Shulman Demeo Asset Management, LLC$710,709$515,306,328$66,764,122$582,070,450
111Sicart Associates, LLC$2,043,069$551,628,605$551,628,605
112Signalert Asset Management LLC$607,924$268,094,582$268,094,582
113Silvercrest Asset Management Group LLC$22,025,802$20,649,758,635$7,168,829,885$27,818,588,520
114SOURCE FINANCIAL ADVISORS, LLC$1,533,962$398,176,690$66,613,880$464,790,570
115Spielberger & Brooks, Inc.$1,709,228$385,561,985$7,560,356$393,122,341
116Stelac Advisory Services LLC$5,896,881$2,859,810,316$312,711,661$3,172,521,977
117Tag Associates LLC$6,591,510$294,600,000$8,346,870,000$8,641,470,000
118Taylor And Taylor Financial Services Usa LLC$690,474$100,118,658$100,118,658
119Tiedemann Advisors, LLC$48,206,804$14,005,399,924$4,409,599,152$18,414,999,076
120Tortoise Investment Management, LLC$505,904$1,152,792,253$12,811,065$1,165,603,318
121Total Management Group, Inc.$533,986$300,967,054$1,803,000$302,770,054
122TOUCHSTONE ADVISORY, LLC$498,547$106,689,027$106,689,027
123Two Point Capital Management, Inc.$1,201,325$199,420,004$199,420,004
124United Financial Planning Group LLC$400,894$134,698,703$3,609,751$138,308,454
125W.G.Shaheen & Associates,Ltd.$590,939$630,418,456$71,617,663$702,036,119
126Wealthspire Advisors LLC$3,279,407$10,758,262,664$185,117,107$10,943,379,771
127Wealthstream Advisors, Inc.$608,155$968,790,124$968,790,124
128Weber Asset Management, Inc.$687,213$445,314,132$445,314,132
129Winthrop Partners - Wny, LLC$553,617$118,545,665$2,696,554$121,242,219
130Wise Wealth Management, LLC$484,230$113,130,152$1,148,084$114,278,236
131Yorkbridge Wealth Partners, LLC$1,029,460$925,721,328$69,766,502$995,487,830
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.