RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Kore Private Wealth, LLC$1,237,448$2,807,770,565$2,807,770,565
2Lenox Wealth Advisors, Inc.$629,922$1,276,221,413$1,276,221,413
3Altium Wealth Management LLC$1,511,232$1,202,940,722$1,202,940,722
4Pine Ridge Advisers LLC$71,949,209$863,390,502$863,390,502
5Edge Wealth Management, LLC$1,140,763$839,601,672$839,601,672
6Wealthstream Advisors, Inc.$499,965$568,460,593$568,460,593
7Cooper/Haims Advisors$401,128$486,166,659$486,166,659
8Sicart Associates, LLC$2,305,099$456,409,503$456,409,503
9Wall Street Access Asset Management$642,026$343,483,738$343,483,738
10Eagle Bay Advisors LLC$10,022,330$290,647,567$290,647,567
11Burns Matteson Capital Management, LLC$231,788$221,589,361$221,589,361
12Eisneramper Wealth Advisors LLC$4,072,406$207,692,685$207,692,685
13Piermont Wealth Management Inc.$471,679$194,803,271$194,803,271
14Enright, Mollin, Cascio & Ramusevic, Inc.$716,457$191,294,027$191,294,027
15Capital Financial Advisors Of New York$378,641$156,000,000$156,000,000
16Clear Point Advisors, Inc.$1,028,100$152,158,739$152,158,739
17Professional Financial$1,535,217$147,380,838$147,380,838
18Schnall Advisory Services, Inc$545,097$106,294,000$106,294,000
19Forteris Wealth Management, Inc.$271,038$101,443,485$466,967$101,910,452
20Gatemore Capital Management, LLC$416,297$122,603,258$1,036,819$123,640,077
21Independent Family Office$3,559,791$404,630,782$1,185,375$405,816,157
22Keystone Global Partners LLC$708,108$76,200,000$2,400,000$78,600,000
23Whitney & Company$1,120,054$483,434,268$2,669,339$486,103,607
24Klingenstein Fields Wealth Advisors$2,894,727$3,455,506,704$6,587,177$3,462,093,881
25Excomp Asset Management Ltd$377,495$201,000,000$7,000,000$208,000,000
26Beacon Financial Advisors$444,475$112,084,203$7,479,525$119,563,728
27The Spielberger Group$1,768,162$318,685,000$8,425,000$327,110,000
28C.J. Lawrence$1,172,053$377,120,365$8,485,052$385,605,417
29Long Island Wealth Management, Inc.$182,845$102,088,849$8,715,097$110,803,946
30Perennial$2,881,255$235,519,557$9,387,115$244,906,672
31Greystone Wealth Advisors$534,136$220,733,369$10,547,301$231,280,670
32Kings Point Capital Management$987,671$778,350,647$10,798,816$789,149,463
33Tortoise Investment Management$388,234$938,361,733$14,752,952$953,114,685
34Fusion Family Wealth$491,537$550,360,000$20,315,000$570,675,000
35Hudson Advisor Services, Inc.$380,564$178,933,818$23,525,978$202,459,796
36The Doman Group, LLC$3,403,226$186,000,000$25,000,000$211,000,000
37Douglass Winthrop Advisors LLC$2,840,432$2,395,957,750$26,930,842$2,422,888,592
38Geller Advisors$5,857,159$3,115,857,227$29,437,035$3,145,294,262
39Financial Partners Capital Management, LLC$860,051$434,373,342$31,774,364$466,147,706
40Financial Asset Management Corp$373,351$174,584,583$32,251,908$206,836,491
41Francis Financial$393,274$204,670,936$34,439,520$239,110,456
42Pinnacle Associates, Ltd.$414,503$132,274,215$39,744,420$172,018,635
43Seneca Financial Advisors$507,551$269,677,658$43,989,094$313,666,752
44Source Financial Advisors, LLC$1,154,229$291,645,110$48,852,307$340,497,417
45Shulman Demeo Asset Management, LLC$541,516$388,282,543$50,886,527$439,169,070
46Evercore Wealth Management, LLC$2,623,114$7,504,317,190$55,498,541$7,559,815,731
47Yorkbridge Wealth Partners, LLC$940,379$696,630,109$60,375,326$757,005,435
48Sage Capital Management$620,223$230,324,640$68,622,765$298,947,405
49Fielder Capital Group LLC$1,448,750$74,039,084$73,733,464$147,772,548
50iAdvise$4,071,764$69,514,068$81,141,183$150,655,251
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Showing 1 to 50 of 66 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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