RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1The Legacy Financial Group, Inc.$283,100$263,000,000$263,000,000
2Tom Johnson Investment Management, LLC$328,725$1,642,967,252$1,642,967,252
3Mitchell & Pahl Private Wealth, LLC$346,613$271,621,487$50,035,230$321,656,717
4Cowa, LLC$383,526$241,100,000$24,300,000$265,400,000
5ARK & TLK Investments, LLC$398,968$287,200,425$23,595,524$310,795,949
6MELIORA CAPITAL$404,893$64,651,178$49,123,736$113,774,914
7Warburton Capital Management, LLC$444,111$390,224,174$1,481,826$391,706,000
8BURNETT FINANCIAL GROUP$455,929$57,419,061$62,946,261$120,365,322
9Exencial Wealth Advisors, LLC$540,655$3,200,069,045$289,856,400$3,489,925,445
10Disciplined Investments, LLC$577,367$372,550,455$106,086,590$478,637,045
11Gibraltar Capital Management, Inc.$640,911$607,275,063$4,153,786$611,428,849
12Streeter Moore & Stipe LLC$894,859$201,364,762$8,927,166$210,291,928
13Full Sail Capital, LLC$1,249,779$1,280,989,249$50,024,922$1,331,014,171
14Jackson Hole Capital Partners, LLC$1,563,882$297,935,777$60,193,118$358,128,895
15Bridgecreek Investment Management, LLC$14,919,355$925,000,000$925,000,000

Showing 1 to 15 of 15 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.