RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Warburton Capital Management, LLC$444,111$390,224,174$1,481,826$391,706,000
2Tom Johnson Investment Management, LLC$328,725$1,642,967,252$1,642,967,252
3The Legacy Financial Group, Inc.$283,100$263,000,000$263,000,000
4Streeter Moore & Stipe LLC$894,859$201,364,762$8,927,166$210,291,928
5Mitchell & Pahl Private Wealth, LLC$346,613$271,621,487$50,035,230$321,656,717
6MELIORA CAPITAL$404,893$64,651,178$49,123,736$113,774,914
7Jackson Hole Capital Partners, LLC$1,563,882$297,935,777$60,193,118$358,128,895
8Gibraltar Capital Management, Inc.$640,911$607,275,063$4,153,786$611,428,849
9Full Sail Capital, LLC$1,249,779$1,280,989,249$50,024,922$1,331,014,171
10Exencial Wealth Advisors, LLC$540,655$3,200,069,045$289,856,400$3,489,925,445
11Disciplined Investments, LLC$577,367$372,550,455$106,086,590$478,637,045
12Cowa, LLC$383,526$241,100,000$24,300,000$265,400,000
13BURNETT FINANCIAL GROUP$455,929$57,419,061$62,946,261$120,365,322
14Bridgecreek Investment Management, LLC$14,919,355$925,000,000$925,000,000
15ARK & TLK Investments, LLC$398,968$287,200,425$23,595,524$310,795,949

Showing 1 to 15 of 15 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Research.

Reprints: For reprints of these rankings, please contact Caroline Murphy.

*Methodology: InvestmentNews qualified 2,756 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2020, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) managed assets for individual clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on July 2021.