RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

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Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
2Littlejohn Financial Services, Inc$92,972$101,369,105$9,918,749$111,287,854
3Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
4Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
5Catalyst Financial Nw Corporation$113,436$112,000,000$13,800,000$125,800,000
6TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
7CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
8Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
9Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
10Springwater Wealth Management, LLC$1,054,312$127,050,000$38,477,000$165,527,000
11SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
12MSP Wealth Management, LLC$276,122$134,682,686$5,863,243$140,545,929
13Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
14VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
15Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
16Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
17The H Group Washington, Inc.$977,506$147,603,399$147,603,399
18Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
19Elevation Capital Advisory, LLC$119,721$164,496,000$164,496,000
20Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
21Portland Private Wealth Management, Inc.$211,112$179,825,322$9,542,422$189,367,744
22Welch Investment Group, LLC$250,401$180,038,322$180,038,322
23KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
24Gretchen Stangier, Inc.$150,438$185,339,268$185,339,268
25Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
26BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
27Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
28Pure Portfolios Holdings LLC$355,555$203,021,939$203,021,939
29S & P Financial, Inc.$220,568$205,569,016$205,569,016
30Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
31Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
32Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
33Oswego Wealth Advisors Inc.$337,676$217,801,000$217,801,000
34Clearview Wealth Advisors, LLC$195,452$219,617,000$6,326,000$225,943,000
35My Legacy Advisors, LLC$584,183$244,772,704$244,772,704
36True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
37Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
38IMS Capital Management Inc.$659,953$317,725,352$1,691,691$319,417,043
39Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
40Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
4144 Wealth Management LLC$347,626$363,964,862$363,964,862
42Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
43Rain Capital Management, LLC$575,573$377,000,000$377,000,000
44Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
45HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
46PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
47Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
48Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
49Northwest Investment Counselors LLC$623,161$508,499,398$508,499,398
50Capstone Wealth Advisors, LLC$468,694$568,057,190$568,057,190
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Showing 1 to 50 of 62 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.