RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


High-net-worth client assets

Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sound Investment Management Inc$1,545,417$156,087,132$156,087,132
2Retirement Planning Specialists, Inc.$263,487$19,948,186$194,793,814$214,742,000
3Delap Wealth Advisory, Llc$495,329$102,533,136$102,533,136
4Capstone Wealth Management Group, Llc$203,031$107,830,316$23,936,500$131,766,816
5The H Group Washington, Inc.$278,208$114,065,193$114,065,193
6Physician Family Financial Advisors Inc$269,344$115,010,054$115,010,054
7Catalyst Financial Nw Corporation$121,919$117,000,000$12,600,000$129,600,000
8Tenbridge Partners Llc$164,481$117,603,812$117,603,812
9Summa Global Advisors, Llc$552,658$120,909,207$83,021,605$203,930,812
10Sheppard Wealth Management, Llc$1,058,632$129,153,099$129,153,099
11Springwater Wealth Management, Llc$1,140,000$130,498,000$40,502,000$171,000,000
12Valentine Ventures, Llc$310,804$137,685,982$137,685,982
13My Legacy Advisors, Llc$187,698$175,497,326$175,497,326
14Cairn Investment Group$300,229$175,872,592$33,687,037$209,559,629
15Stangier Wealth Management$148,054$176,924,286$176,924,286
16Vergepointe Wealth Management, Llc$2,614,685$185,328,384$5,543,640$190,872,024
17Silver Oak Advisory Group$445,026$189,494,032$75,296,183$264,790,215
18Blue Water Wealth$278,912$192,000,000$13,000,000$205,000,000
19Cordant, Inc.$302,436$193,375,787$5,627,250$199,003,037
20Etesian Wealth Advisors, Inc.$1,529,412$231,500,000$2,500,000$234,000,000
21True North Retirement Advisors, Llc$877,904$237,839,125$27,287,780$265,126,905
22Ascent Capital Management, Llc$293,252$240,791,289$2,314,256$243,105,545
23Allium Financial Advisors, Llc$1,034,084$252,531,397$17,364,525$269,895,922
24Ims Capital Management$649,733$310,155,240$416,953$310,572,193
25Peregrine Asset Advisers, Inc.$323,232$332,561,526$10,387,535$342,949,061
26Rain Capital Management$544,428$353,878,000$353,878,000
27Horst & Graben Wealth Management, Llc$193,503$385,541,950$23,330,435$408,872,385
28Keudell Morrison Wealth Management, Llc$314,407$386,165,379$123,802,889$509,968,268
29Harfst And Associates, Inc.$349,500$403,479,730$29,900,136$433,379,866
30Progressive Investment Management Corporation$999,272$446,674,442$446,674,442
31Northwest Investment Counselors$543,751$452,400,420$452,400,420
32Baker Ellis Asset Management Llc$1,091,173$590,324,664$590,324,664
33Jgp Wealth Management, Llc$398,504$628,440,669$628,440,669
34Vision Capital Management Inc$585,346$728,170,319$728,170,319
35Confluence Wealth Management Llc$569,718$772,279,810$9,943,485$782,223,295
36Cable Hill Partners, Llc$376,721$832,820,000$155,318,000$988,138,000
37Kingsview Wealth Management, Llc$214,668$1,460,387,068$1,460,387,068
38Vista Capital Partners, Inc.$749,653$1,620,750,645$1,620,750,645
39Becker Capital Management, Inc.$3,336,859$4,307,884,565$4,307,884,565
40Ferguson Wellman Capital Management, Inc.$1,888,986$5,961,638,487$5,961,638,487

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.