RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Sound Investment Management Inc | $1,623,784 | — | $165,625,974 | $165,625,974 |
| 2 | Littlejohn Financial Services, Inc | $92,972 | $101,369,105 | $9,918,749 | $111,287,854 |
| 3 | Grange Capital, LLC | $265,178 | $107,685,000 | $2,629,000 | $110,314,000 |
| 4 | Provest Capital Management LLC | $383,921 | $110,683,420 | $11,019,496 | $121,702,916 |
| 5 | Catalyst Financial Nw Corporation | $113,436 | $112,000,000 | $13,800,000 | $125,800,000 |
| 6 | TENBRIDGE PARTNERS LLC | $164,481 | $117,603,812 | — | $117,603,812 |
| 7 | CWC Advisors, LLC | $234,690 | $118,849,004 | $3,659,212 | $122,508,216 |
| 8 | Sheppard Wealth Management, LLC | $380,545 | $124,244,299 | $18,079,593 | $142,323,892 |
| 9 | Wealth Advisors Northwest LLC | $172,717 | $125,813,592 | $4,933,092 | $130,746,684 |
| 10 | Springwater Wealth Management, LLC | $1,054,312 | $127,050,000 | $38,477,000 | $165,527,000 |
| 11 | SMB Financial Services, Inc. | $170,995 | $128,965,331 | $7,317,522 | $136,282,853 |
| 12 | MSP Wealth Management, LLC | $276,122 | $134,682,686 | $5,863,243 | $140,545,929 |
| 13 | Summa Global Advisors, LLC | $670,895 | $136,868,301 | $109,350,173 | $246,218,474 |
| 14 | VALENTINE VENTURES, LLC | $310,804 | $137,685,982 | — | $137,685,982 |
| 15 | Tru Independence Asset Management 2 | $320,938 | $140,249,842 | — | $140,249,842 |
| 16 | Delap Wealth Advisory, LLC | $703,075 | $140,615,057 | — | $140,615,057 |
| 17 | The H Group Washington, Inc. | $977,506 | $147,603,399 | — | $147,603,399 |
| 18 | Capstone Wealth Management Group, LLC | $269,380 | $148,100,699 | $32,383,796 | $180,484,495 |
| 19 | Elevation Capital Advisory, LLC | $119,721 | $164,496,000 | — | $164,496,000 |
| 20 | Cairn Investment Group, Inc. | $319,543 | $179,038,921 | $38,569,522 | $217,608,443 |
| 21 | Portland Private Wealth Management, Inc. | $211,112 | $179,825,322 | $9,542,422 | $189,367,744 |
| 22 | Welch Investment Group, LLC | $250,401 | $180,038,322 | — | $180,038,322 |
| 23 | KOENIG INVESTMENT ADVISORY, LLC | $318,273 | $183,007,038 | — | $183,007,038 |
| 24 | Gretchen Stangier, Inc. | $150,438 | $185,339,268 | — | $185,339,268 |
| 25 | Capital Financial Planners, LLC | $357,724 | $186,016,363 | — | $186,016,363 |
| 26 | BLUE WATER WEALTH | $278,912 | $192,000,000 | $13,000,000 | $205,000,000 |
| 27 | Koenig Investment Advisory, LLC | $282,977 | $199,781,708 | — | $199,781,708 |
| 28 | Pure Portfolios Holdings LLC | $355,555 | $203,021,939 | — | $203,021,939 |
| 29 | S & P Financial, Inc. | $220,568 | $205,569,016 | — | $205,569,016 |
| 30 | Vergepointe Wealth Management, LLC | $2,532,604 | $211,185,311 | $6,618,603 | $217,803,914 |
| 31 | Silver Oak Advisory Group, Inc. | $480,257 | $211,492,673 | $83,385,118 | $294,877,791 |
| 32 | Cordant, Inc. | $312,116 | $217,762,241 | $6,024,761 | $223,787,002 |
| 33 | Oswego Wealth Advisors Inc. | $337,676 | $217,801,000 | — | $217,801,000 |
| 34 | Clearview Wealth Advisors, LLC | $195,452 | $219,617,000 | $6,326,000 | $225,943,000 |
| 35 | My Legacy Advisors, LLC | $584,183 | $244,772,704 | — | $244,772,704 |
| 36 | True North Retirement Advisors, LLC | $976,993 | $263,930,816 | $27,213,115 | $291,143,931 |
| 37 | Etesian Wealth Advisors, Inc. | $1,391,714 | $264,709,008 | $2,500,000 | $267,209,008 |
| 38 | IMS Capital Management Inc. | $659,953 | $317,725,352 | $1,691,691 | $319,417,043 |
| 39 | Ascent Capital Management, LLC | $404,553 | $328,944,907 | $6,429,798 | $335,374,705 |
| 40 | Allium Financial Advisors, LLC | $714,764 | $333,498,940 | $4,584,296 | $338,083,236 |
| 41 | 44 Wealth Management LLC | $347,626 | $363,964,862 | — | $363,964,862 |
| 42 | Peregrine Asset Advisers, Inc. | $1,015,744 | $373,322,433 | $3,518,670 | $376,841,103 |
| 43 | Rain Capital Management, LLC | $575,573 | $377,000,000 | — | $377,000,000 |
| 44 | Von Borstel & Associates, Inc. | $237,324 | $385,414,432 | — | $385,414,432 |
| 45 | HARFST AND ASSOCIATES, INC. | $349,500 | $403,479,730 | $29,900,136 | $433,379,866 |
| 46 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION | $999,272 | $446,674,442 | — | $446,674,442 |
| 47 | Horst & Graben Wealth Management, LLC | $243,930 | $446,877,628 | $96,355,112 | $543,232,740 |
| 48 | Keudell Morrison Wealth Management, LLC | $336,873 | $450,559,746 | $108,649,211 | $559,208,957 |
| 49 | Northwest Investment Counselors LLC | $623,161 | $508,499,398 | — | $508,499,398 |
| 50 | Capstone Wealth Advisors, LLC | $468,694 | $568,057,190 | — | $568,057,190 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Carline Murphy.
*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.
Database last updated on June, 2020.
