RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Sound Investment Management Inc$1,381,354$142,279,481$142,279,481
2Catalyst Financial Nw Corporation$109,866$98,276,009$9,831,966$108,107,975
3Summa Global Advisors$503,810$104,831,730$54,876,151$159,707,881
4Allen Capital Management, LLC$605,113$107,104,920$107,104,920
5Tenbridge Partners LLC$138,542$110,001,955$110,001,955
6Capstone Wealth Management Group$564,007$115,029,132$23,716,469$138,745,601
7Springwater Wealth Management, LLC$996,667$117,282,000$32,218,000$149,500,000
8Worldview Wealth Advisors$1,052,632$117,700,000$2,300,000$120,000,000
9Welch Investment Group, LLC$191,147$123,672,029$123,672,029
10Sheppard Wealth Management, LLC$980,156$123,701,778$6,659,027$130,360,805
11Schulmerich & Associates Asset Management$188,811$135,000,000$135,000,000
12Koenig Investment Advisory, LLC$254,592$152,755,310$152,755,310
13Stangier Wealth Management$135,811$160,529,000$160,529,000
14Cairn Investment Group$303,584$160,553,834$24,936,140$185,489,974
15Cordant, Inc.$268,365$169,248,961$6,261,926$175,510,887
16Silver Oak Advisory Group$370,947$170,102,471$65,448,996$235,551,467
17VergePointe Wealth Management$1,096,364$171,130,107$4,288,171$175,418,278
18MCS Family Wealth Advisors$799,243$175,833,509$175,833,509
19Ascent Capital Management$221,464$186,694,265$186,694,265
20True North Retirement Advisors, LLC$226,065$192,056,000$23,158,000$215,214,000
21Allium Financial Advisors, LLC$2,357,362$205,090,502$205,090,502
22Etesian Wealth Advisors$1,484,133$213,299,291$1,900,000$215,199,291
23IMS Capital Management$1,245,933$273,411,125$35,580,219$308,991,344
24Hines Warner Wealth Management$495,081$277,157,812$15,434,843$292,592,655
25Capstone Wealth Advisors, LLC$121,949$304,628,523$304,628,523
26Rain Capital Management$513,151$308,404,000$308,404,000
27Peregrine Asset Advisers, Inc.$310,282$320,703,741$3,230,431$323,934,172
28Keudell Morrison Wealth Management, LLC$266,540$351,710,673$63,292,464$415,003,137
29Harfst And Associates, Inc.$354,364$383,266,744$31,339,103$414,605,847
30Northwest Investment Counselors$1,313,702$413,816,000$413,816,000
31JGP Wealth Management, LLC$316,926$444,057,784$18,654,334$462,712,118
32The H Group, Inc.$274,975$531,801,855$531,801,855
33Vision Capital Management Inc$490,982$604,890,381$604,890,381
34Cable Hill Partners, LLC$347,734$610,320,000$98,014,000$708,334,000
35Confluence Wealth Management LLC$493,141$650,027,022$3,877,476$653,904,498
36Tru Independence Asset Management, LLC$1,372,201$830,181,375$830,181,375
37Kingsview Asset Management, LLC$188,381$937,382,350$937,382,350
38Vista Capital Partners, Inc.$671,209$1,340,404,949$1,340,404,949
39Becker Capital Management, Inc.$3,310,236$3,962,352,799$3,962,352,799
40Ferguson Wellman Capital Management, Inc.$1,649,221$4,965,805,899$4,965,805,899

Showing 1 to 40 of 40 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.

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