RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Welch Investment Group, LLC$250,401$180,038,322$180,038,322
2The H Group Washington, Inc.$977,506$147,603,399$147,603,399
3Vision Capital Management, Inc.$663,941$864,451,314$864,451,314
4Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
5Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
644 Wealth Management LLC$347,626$363,964,862$363,964,862
7Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
8Rain Capital Management, LLC$575,573$377,000,000$377,000,000
9Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
10JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
11TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
12Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983
13PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
14Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
15BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
16Vista Capital Partners, Inc.$780,456$1,881,679,753$1,881,679,753
17VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
18KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
19Ferguson Wellman Capital Management, Inc.$2,051,730$6,854,828,294$6,854,828,294
20Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
21Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
22Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
23CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
24Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
25Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
26Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
27Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
28Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
29SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
30CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
31Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
32BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
33Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
34Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
35True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
36HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
37Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
38Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
39Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
40Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
41Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
42Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
43Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
44Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550

Showing 1 to 44 of 44 entries

Page 1

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.