RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Delap Wealth Advisory, Llc$495,329$102,533,136$102,533,136
2Physician Family Financial Advisors Inc$269,344$115,010,054$115,010,054
3Tenbridge Partners Llc$164,481$117,603,812$117,603,812
4Sheppard Wealth Management, Llc$1,058,632$129,153,099$129,153,099
5Valentine Ventures, Llc$310,804$137,685,982$137,685,982
6Sound Investment Management Inc$1,545,417$156,087,132$156,087,132
7Vergepointe Wealth Management, Llc$2,614,685$185,328,384$5,543,640$190,872,024
8Cordant, Inc.$302,436$193,375,787$5,627,250$199,003,037
9Summa Global Advisors, Llc$552,658$120,909,207$83,021,605$203,930,812
10Blue Water Wealth$278,912$192,000,000$13,000,000$205,000,000
11Cairn Investment Group$300,229$175,872,592$33,687,037$209,559,629
12Etesian Wealth Advisors, Inc.$1,529,412$231,500,000$2,500,000$234,000,000
13Ascent Capital Management, Llc$293,252$240,791,289$2,314,256$243,105,545
14Silver Oak Advisory Group$445,026$189,494,032$75,296,183$264,790,215
15Allium Financial Advisors, Llc$1,034,084$252,531,397$17,364,525$269,895,922
16Peregrine Asset Advisers, Inc.$323,232$332,561,526$10,387,535$342,949,061
17Rain Capital Management$544,428$353,878,000$353,878,000
18Harfst And Associates, Inc.$349,500$403,479,730$29,900,136$433,379,866
19Progressive Investment Management Corporation$999,272$446,674,442$446,674,442
20Keudell Morrison Wealth Management, Llc$314,407$386,165,379$123,802,889$509,968,268
21Baker Ellis Asset Management Llc$1,091,173$590,324,664$590,324,664
22Jgp Wealth Management, Llc$398,504$628,440,669$628,440,669
23Vision Capital Management Inc$585,346$728,170,319$728,170,319
24Confluence Wealth Management Llc$569,718$772,279,810$9,943,485$782,223,295
25Cable Hill Partners, Llc$376,721$832,820,000$155,318,000$988,138,000
26Becker Capital Management, Inc.$3,336,859$4,307,884,565$4,307,884,565
27Ferguson Wellman Capital Management, Inc.$1,888,986$5,961,638,487$5,961,638,487

Showing 1 to 27 of 27 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.