RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1TENBRIDGE PARTNERS LLC$164,481$117,603,812$117,603,812
2SMB Financial Services, Inc.$170,995$128,965,331$7,317,522$136,282,853
3Wealth Advisors Northwest LLC$172,717$125,813,592$4,933,092$130,746,684
4CWC Advisors, LLC$234,690$118,849,004$3,659,212$122,508,216
5Von Borstel & Associates, Inc.$237,324$385,414,432$385,414,432
6Horst & Graben Wealth Management, LLC$243,930$446,877,628$96,355,112$543,232,740
7Welch Investment Group, LLC$250,401$180,038,322$180,038,322
8Grange Capital, LLC$265,178$107,685,000$2,629,000$110,314,000
9Capstone Wealth Management Group, LLC$269,380$148,100,699$32,383,796$180,484,495
10BLUE WATER WEALTH$278,912$192,000,000$13,000,000$205,000,000
11Koenig Investment Advisory, LLC$282,977$199,781,708$199,781,708
12VALENTINE VENTURES, LLC$310,804$137,685,982$137,685,982
13Cordant, Inc.$312,116$217,762,241$6,024,761$223,787,002
14KOENIG INVESTMENT ADVISORY, LLC$318,273$183,007,038$183,007,038
15Cairn Investment Group, Inc.$319,543$179,038,921$38,569,522$217,608,443
16Tru Independence Asset Management 2$320,938$140,249,842$140,249,842
17Keudell Morrison Wealth Management, LLC$336,873$450,559,746$108,649,211$559,208,957
1844 Wealth Management LLC$347,626$363,964,862$363,964,862
19HARFST AND ASSOCIATES, INC.$349,500$403,479,730$29,900,136$433,379,866
20Capital Financial Planners, LLC$357,724$186,016,363$186,016,363
21Sheppard Wealth Management, LLC$380,545$124,244,299$18,079,593$142,323,892
22Provest Capital Management LLC$383,921$110,683,420$11,019,496$121,702,916
23Ascent Capital Management, LLC$404,553$328,944,907$6,429,798$335,374,705
24JGP Wealth Management, LLC$411,355$747,021,315$747,021,315
25Silver Oak Advisory Group, Inc.$480,257$211,492,673$83,385,118$294,877,791
26Sittner & Nelson, LLC$488,675$572,004,625$16,849,050$588,853,675
27Cable Hill Partners, LLC$538,379$1,018,738,550$184,000,000$1,202,738,550
28CONFLUENCE WEALTH MANAGEMENT LLC$569,718$772,279,810$9,943,485$782,223,295
29Rain Capital Management, LLC$575,573$377,000,000$377,000,000
30Vision Capital Management, Inc.$663,941$864,451,314$864,451,314
31Summa Global Advisors, LLC$670,895$136,868,301$109,350,173$246,218,474
32Delap Wealth Advisory, LLC$703,075$140,615,057$140,615,057
33Allium Financial Advisors, LLC$714,764$333,498,940$4,584,296$338,083,236
34Vista Capital Partners, Inc.$780,456$1,881,679,753$1,881,679,753
35True North Retirement Advisors, LLC$976,993$263,930,816$27,213,115$291,143,931
36The H Group Washington, Inc.$977,506$147,603,399$147,603,399
37PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION$999,272$446,674,442$446,674,442
38Peregrine Asset Advisers, Inc.$1,015,744$373,322,433$3,518,670$376,841,103
39BAKER ELLIS ASSET MANAGEMENT LLC$1,091,173$590,324,664$590,324,664
40Etesian Wealth Advisors, Inc.$1,391,714$264,709,008$2,500,000$267,209,008
41Sound Investment Management Inc$1,623,784$165,625,974$165,625,974
42Ferguson Wellman Capital Management, Inc.$2,051,730$6,854,828,294$6,854,828,294
43Vergepointe Wealth Management, LLC$2,532,604$211,185,311$6,618,603$217,803,914
44Becker Capital Management Inc$2,562,018$3,574,014,983$3,574,014,983

Showing 1 to 44 of 44 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Carline Murphy.

*Methodology:InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2020. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2019, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June, 2020.