RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Tenbridge Partners Llc$138,542$110,001,955$110,001,955
2Smb Financial Services, Inc.$147,164$94,362,234$7,327,878$101,690,112
3True North Retirement Advisors, Llc$226,065$192,056,000$23,158,000$215,214,000
4Ascent Capital Management, Llc$251,065$222,443,837$222,443,837
5Koenig Investment Advisory, Llc$254,592$152,755,310$152,755,310
6Keudell Morrison Wealth Management, Llc$266,540$351,710,673$63,292,464$415,003,137
7The H Group, Inc.$274,975$531,801,855$531,801,855
8Cairn Investment Group$303,584$160,553,834$24,936,140$185,489,974
9Cable Hill Partners, Llc$347,734$610,320,000$98,014,000$708,334,000
10Harfst And Associates, Inc.$354,364$383,266,744$31,339,103$414,605,847
11Summa Global Advisors, Llc$503,810$104,831,730$54,876,151$159,707,881
12Capstone Wealth Management Group, Llc$564,007$115,029,132$23,716,469$138,745,601
13Vergepointe Wealth Management, Llc$1,096,364$171,130,107$4,288,171$175,418,278
14Sound Investment Management Inc$1,381,354$142,279,481$142,279,481
15Ferguson Wellman Capital Management, Inc.$1,649,221$4,965,805,899$4,965,805,899
16Becker Capital Management, Inc.$3,310,236$3,962,352,799$3,962,352,799

Showing 1 to 16 of 16 entries

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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,206 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2019. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2018, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 5, 2019.